Abstract
BACKGROUND:
Adjuvant chemotherapy plays important role in the comprehensive treatment of patients with stage III colorectal cancer. However, there is few molecular markers for predicting the therapeutic effect.
OBJECTIVE:
To identify factors that could predict adjuvant chemotherapy benefits in patients with stage III colorectal cancer.
Methods:
The medical records of 294 patients were reviewed and analyzed using the Kaplan–Meier method and Cox analysis.
RESULTS:
Lower CA125 (
CONCLUSION:
Lower CA125 serum levels, negative vascular invasion, and wild-type BRAF status were significantly associated with improved 2-year DFS rates among patient with stage III disease who received adjuvant chemotherapy.
Background
The stage distribution of 793 patients with colorectal cancer and the treatment of patients with stage III disease.
Colorectal cancer is the fifth leading cause of cancer deaths, and the incidence of colorectal cancer was approximately 376 new cases per 100000 persons in 2015 in China [1]. Although substantial progress has been made with respect to the treatment of colorectal cancer, many patients will eventually succumb to recurrent disease after resection. Adjuvant therapy for patients with resected colorectal cancer has gained considerable interest [2]. Adjuvant therapy improves relapse-free and overall survival following resection, and the administration of adjuvant treatment is considered the standard of care for patients with high-risk stage II and stage III disease who recover sufficiently post-operatively [3, 4, 5, 6]. Unfortunately, not all patients will benefit from adjuvant chemotherapy, and clinicians are unable to definitively determine which patients harbor micrometastatic disease. So, in clinical practice, adjuvant therapy is administered to large numbers of patients who may have already been rendered disease-free by surgery [7].
Genomic sequencing has revealed that colorectal cancer is a highly heterogeneous disease with different molecular characteristics, and tumor-specific variants affect patient prognoses and outcomes [8, 9]. Therefore, the identification of clinicopathological or molecular characteristics that possess a significant prognostic value could alter the therapeutic outcome. Thus, in this study, we aimed to analyze potential correlations between a series of clinicopathological or molecular biological characteristics and adjuvant chemotherapy benefits to identify markers of adjuvant chemotherapy efficacy in patients with stage III colorectal cancer.
From May 2013 to September 2015, 793 colorectal cancer patients underwent colorectal resection of their primary cancer at the Affiliated Hospital of Jiangnan University (Wuxi No. 4 Hospital), which is the largest cancer hospital in South Jiangsu province, China. The medical records of these colorectal cancer patients were carefully reviewed. Among them, 294 patients were diagnosed with stage III colorectal cancer by pathological findings. The following data were collected retrospectively: age, sex, operation time, tumor location, histological type, differentiation grade, lymphovascular invasion, depth of tumor invasion, positive lymph nodes, tumor deposit (cancerous nodes), stage, preoperative (within 2 weeks prior to the operation) serum tumor markers (AFP, CEA, CA199, CA125, CA724, and ferritin), and gene mutation status (K-ras, N-ras, B-raf, Her-2, Ki-67, ALK, and MMR).
Mutational analysis of KRAS, NRAS, and BRAF was performed using genomic DNA extracted from microdissected tumor tissue with the DNA Mini Kit (Qiagen), and the gene mutation status was analyzed using the ADx-ARMS™ mutation test kit (Xiamen, China). The KRAS mutation status was analyzed using Human KRAS Gene 7 Mutations Fluorescence Polymerase Chain Reaction (PCR) Diagnostic Kit (ADx-ARMS™); testing for the BRAFV600E hotspot mutation in exon 15 was performed using Human BRAF (V006E) Gene Mutations Fluorescence Polymerase Chain Reaction (PCR) Diagnostic Kit (ADx-ARMS™); and the NRAS mutation status was analyzed using Human NRAS Gene Mutations Fluorescence Polymerase Chain Reaction (PCR) Diagnostic Kit (ADx-ARMS™). Expression of MMR (MLH1, PMS2, MSH2, and MSH6), Her-2, ALK, and KI-67 was analyzed by immunohistochemistry according to routine methods. These analyses involved an initial hematoxylin and eosin slide review by a pathologist to confirm the diagnosis, to delineate the percentage of tumor present, and to demarcate tumor from normal tissue. Specimens were required to contain at least 50% tumor within the sample.
Kaplan-Meier analysis of disease free survival in the patients who received or not received adjuvant chemotherapy.
2-year DFS estimates according to clinical and pathological characteristics for patients with stage III colorectal cancer after adjuvant chemotherapy (univariable analysis)
2-year DFS estimates according to clinical and pathological characteristics for patients with stage III colorectal cancer after adjuvant chemotherapy (univariable analysis)
Note(*): Tumor markers were done not in all 226 patients, so the analysis was done only in patients who received the serum tumor markers test.
Multivariable analysis of prognostic factors for 2-year DFS
HR; Hazard ratio, *
Two-year DFS estimates according to gene status for patients with stage III colorectal cancer after adjuvant chemotherapy (univariable analysis)
(a): Gene test were done not in all 226 patients, so the analysis was done only in patients who received gene test. (b): dMMR (vs. proficient MMR, pMMR) was defined as defective expression of one or more molecular of MSH2, MSH6, MLH1, or PMS2.
The primary endpoint in this analysis was 2-year disease-free survival (DFS). For DFS, an event was defined as the first occurrence of a tumor metastasis, relapse, or death from any cause. Follow-up time was measured from the date of surgery, and DFS was calculated from the date of surgery to the date of disease metastasis, relapse, or death from any cause. To estimate the effect of clinicopathological or molecular characteristics on disease-free survival, Kaplan-Meier curves were plotted and compared using the log-rank test. Statistical significance was set at
Clinical characteristics
A total of 793 patients with colorectal cancer were enrolled in this study. The stage distribution of these patients is presented in Fig. 1. Of the 294 patients with stage III disease, the median age at presentation was 64 years old (range 28–87); 178 patients were male, and 116 were female. Two hundred and twenty-six patients received adjuvant chemotherapy after surgery, 62 patients did not received adjuvant chemotherapy, and 6 patients were lost to follow-up.
Two-year DFS among patients with or without adjuvant chemotherapy
The 2-year DFS rates among the 226 patients who received adjuvant chemotherapy and the 62 not treated with adjuvant chemotherapy were 70.62% (SE: 0.03) and 51.84% (SE: 0.07), respectively. The 2-year DFS in the adjuvant chemotherapy group was significantly higher than that among patients who did not receive adjuvant chemotherapy (
The effect of clinical and pathological characteristics on adjuvant chemotherapy outcomes
The effects of clinical and pathological characteristics on adjuvant chemotherapy outcomes are listed in Table 1. Stage IIIa (
The association between clinical and pathological characteristics and DFS in patients with stage III colorectal cancer. A, lymph nodes; B, disease stage; C, vascular invasion; D, CA199; E, CA125; F, BRAF.
The effects of preoperative serum tumor markers on adjuvant chemotherapy are also presented in Table 1. Among patients with stage III colorectal cancer, 38.9% (79/203), 27.7% (56/202), 6.5% (13/201), 11.9% (24/202), 3.0% (6/202), and 1.5% (3/200) of patients exhibited elevated levels of CEA, CA199, CA125, CA724, ferritin, and AFP, respectively (see Table 1). Among these tumor markers, patients with lower CA125 (
The effect of gene mutation status on adjuvant chemotherapy response
The effects of gene status on adjuvant chemotherapy are listed in Table 3. KRAS mutation was detected in 44.2% (91/206) of tumors, whereas NRAS and BRAF (V600E) mutations were detected in only 5.6% (7/124) and 2.4% (5/207) of tumors, respectively (see Table 3). Immunohistochemistry examination revealed that loss of MLH1, PMS2, MSH2, or MSH6 protein expression was notable in 7.9% (9/114), 4.4% (5/114), 2.6% (3/114), and 1.8% (2/114) of tumors, respectively (see Table 3). Defective MMR expression (dMMR, defined as loss of expression of one or more MMR proteins) was detected in 14.0% (16/114) of tumors, including loss of MLH1 in 9, PMS2 in 5, MSH6 in 2, and MSH2 in 3 tumors. Over-expression of Her-2 (greater than 2
Discussion
Adjuvant treatment of colon cancer is an important issue in oncology. The successes of fluoropyrimidine and oxaliplatin in adjuvant chemotherapy was two major advances in the past 20 years [10]. In 1995, the International Multicentre Pooled Analysis of Colon Cancer Trials (IMPACT) study demonstrated that the use of adjuvant fluorouracil and folinic acid significantly improved the clinical outcomes of patients with colorectal cancer compared with observation alone [11]. Furthermore, in 2004, the addition of oxaliplatin to a regimen of fluorouracil and leucovorin was demonstrated to improve the adjuvant treatment of colon cancer [4]. Currently, six months of combination oxaliplatin and fluoropyrimidine is the standard adjuvant treatment in patients with stage III colorectal cancer [2, 3, 12]. However, not all stage III patients will benefit from adjuvant chemotherapy. Therefore, it is very important to identify predictors that can guide the use of adjuvant chemotherapy.
Generally speaking, disease stage remains the best prognostic indicator of the risk of recurrence or metastasis [7]. The colorectal cancer stage is primarily determined by the depth of tumor penetration into the bowel wall and number of involved lymph nodes. In this study, in all stage III patients who received adjuvant chemotherapy, negative vascular invasion (
Several serum biomarkers have been proposed as prognostic and/or predictive markers for colorectal cancer. Carcinoembryonic antigen (CEA) is the most routinely used colorectal tumor marker, and it is recommended for prognosis, monitoring response to treatment, and detecting metastatic disease or disease recurrence [13]. High serum CEA is often associated with worse survival [14]. In colorectal peritoneal carcinomatosis following cytoreductive surgery and intraperitoneal chemotherapy, patients with a high serum CEA exhibit a six-fold increase in death risk [15]. However, in this study, in the context of adjuvant chemotherapy for colorectal cancer, CEA levels did not predict adjuvant chemotherapy efficacy in patients with stage III disease.
CA125 is a glycoprotein antigen that was first found to be associated with ovarian cancer [16]. High serum CA125 levels are often associated with a worse prognosis in many types of tumors, including ovarian carcinoma [17], pancreatic adenocarcinoma [18], and colorectal cancer [16]. Furthermore, a study from Japan demonstrated that the CA125 levels could predict the efficacy of FOLFIRI plus bevacizumab as a second-line treatment in metastatic colorectal cancer patients, and low CA125 serum levels (
A high preoperative CA19-9 value is a significant predictor of early recurrence and poor prognosis after resection for pancreatic adenocarcinoma [20]. In colorectal cancer, studies have suggested that elevated serum CA 19-9 levels independently predict poor relapse-free survival and overall survival in patients with stage II [21] or stage IV colorectal cancer [22]. In this study, we also observed that stage III colorectal cancer patients with lower preoperative serum CA19-9 levels (
In the era of precision medicine, clinicians are eager to identify genetic markers to guide the treatment of colorectal cancer. To address this problem, researchers have developed multigene-expression signatures that can be used to identify high-risk colon cancers [23, 24, 25]. Although gene-expression signatures hold promise, there are insufficient data to recommend the use of multigene assays to determine adjuvant therapy [26]. KRAS, NRAS, BRAF, and MMR are the most widely and extensively studied molecules in colorectal cancer. Studies from the USA demonstrate that favorable DFS is observed for dMMR versus proficient MMR in proximal colon cancer [27]. KRAS mutations are significantly associated with a shorter DFS, but this correlation is only observed in patients with wild-type BRAF tumors [28]. In this study KRAS mutations were detected in 44.2% of stage III colorectal tumors, whereas NRAS and BRAF (V600E) mutations were detected in only 5.6% and 2.4% of tumors, respectively. Among these molecules, only wild-type BRAF was significantly associated with better rate 2-year DFS; the MMR, KRAS, and NRAS statuses did not significantly affect the 2-year DFS of patients with stage III colorectal cancer after adjuvant chemotherapy. It is worth noting that the mutation rates of KRAS or BRAF in patients with colorectal cancer differ significantly between China and the United States. The mutation rate of KRAS is approximately 40% in Chinese patients with colon cancer [29] and 35% in American patients [30], and the mutation rate of BRAF in American patients with colon cancer is approximately 3-fold higher than that in Chinese patients, with rates of 14% [30] versus 5% [29], respectively. These differences may partly explain why KRAS or BRAF mutations exhibit different effects on patient prognosis in our study and the study from the United States [28].
In conclusion, this study confirmed a DFS benefit for adjuvant therapy on stage III colorectal cancer and revealed that variables of vascular invasion situation, serum CA125 levels, and BRAF are significantly associated with 2-year DFS. In stage III colorectal disease, patients with lower serum CA125 levels, negative vascular invasion, and wild BRAF may be more likely to benefit from adjuvant therapy.
Footnotes
Acknowledgments
This work was supported by Youth Fund of National Natural Science Foundation of China (Grant No. 81502042) and Natural Science Foundation for Young Scholars of Jiangsu Province, China (Grant No. BK20140171).
Conflict of interest
The authors declare that they have no competing interests.
