Abstract
Background
Collecting demographic data is critical for identifying inequities in healthcare services and delivery. Inaccurate collection of demographic data can make developing equitable health interventions and improving reach of existing interventions difficult. This study aimed to (a) examine experiences in completing a community-based type 2 diabetes prevention program Small Steps for Big Changes (SSBC) demographic questionnaire (SSBC-DQ) among adults from equity-owed groups, and (b) assess recommendations for improvement to the questionnaire.
Methods
Adults with no prior involvement in SSBC were recruited. Participants completed the SSBC-DQ online and then engaged in one-on-one structured interviews. Interview data was analyzed using interpretive description and coded using the APEASE criteria.
Results
Twelve participant interviews were included in analysis. Five principle themes were developed to capture the experiences of completing the SSBC-DQ: representation, comprehension, demographics are an emotional experience, the role that privilege plays, and beliefs about demographic data. Sixty suggested changes were coded using the APEASE criteria; six suggestions met the criteria for implementation, 20 did not meet the criteria, and 34 required further discussion with the research team.
Conclusions
Results from this study illustrate that people’s lived experiences can drive their reactions and interpretations to demographic questionnaires. Based on end-user suggestions, SSBC made changes to its demographic questionnaire to be more inclusive. Having a demographic questionnaire that is more inclusive can help SSBC better understand what populations it is and is not reaching in an acceptable and inclusive manner. This will help inform future directions regarding evaluating program reach and equity.
Keywords
Introduction
In Canada, healthcare is not equitably distributed to all individuals. Demographic questionnaires provide valuable information on disparities in health status and access to resources by collecting information on personal characteristics inherent to the individual (i.e., sex, gender, ethnic origin, socioeconomic status etc.). 1 Demographic data is recognized as a critical tool for health equity measurement, however, best practices for collecting this data in healthcare settings are not well understood.2–4
Healthcare practitioners and policymakers value demographic data for the development of equitable health interventions and improving reach of care3,4; however, patients are more concerned about the harms of collecting data, including worries about maintaining privacy, fear of discrimination, and concerns about why this data was being collected.2,4,5 It has been demonstrated that patients of equity-owed groups (i.e., groups who are historically, persistently, and systemically denied equal access, opportunities, and resources due to unearned disadvantage and discrimination) often do not want to disclose demographic information that could result in judgment or stereotyping, and therefore, are more likely to falsify answers or refrain from completing demographic questionnaires.2,4,5 The dichotomy between healthcare leaders benefiting from demographic data and patients feeling uncomfortable providing this information leads to inaccurate and poorly collected data, reducing the certainty that policy makers and researchers have about what populations are and are not receiving care.
Recognizing the importance of collecting demographic data in an appropriate and respectful manner, British Columbia’s Office of the Human Rights Commissioner published a report to develop a policy framework for the collection of race-based, Indigenous, and other demographic data. 1 This report focuses on building community relationships and making space for the voices of equity-owed groups to be the experts of their own lived experiences. Human Rights Commissioners from across Canada have made a call to action for the development of a national strategy for the collection of demographic data that reduces stigmatization and advances health equity.1,6–9
Small Steps for Big Changes (SSBC) is an evidence-based, diet and exercise counselling diabetes prevention program (DPP) delivered in communities.10,11 In its initial years of implementation in community, SSBC’s client population was predominantly White, female and of middle income. 12 This is representative of the population of Kelowna, British Columbia, the initial program location, but is not in line with those most at risk for developing type 2 diabetes (T2D) including individuals of low socioeconomic status, immigrants and individuals of African, South Asian and Indigenous descent.12,13 Other large scale DPPs which target diet and exercise behavior change have been shown to significantly reduce the risk for T2D; however, they rarely report demographics beyond participant sex, so it is unknown whether these DPPs are reaching the equity-owed groups most at risk for T2D.14–16 Demographic data collection lacks a standardized approach, whereby the data being collected and reported varies between programs; potentially hindering the transferability of program findings to other communities/populations. Currently, most research on demographic data collection has been conducted in healthcare settings and has not examined end-user experiences or suggestions for improving collection practices, limiting the understanding of best practices for demographic data collection in community-based health programs such as DPPs. The purpose of this study was to (a) examine experiences in completing the SSBC Demographic Questionnaire (SSBC-DQ) among adults from equity-owed groups, and (b) assess recommendations for improvement of the SSBC-DQ.
Methods
Qualitative Paradigms
This study was guided by pragmatism and constructivist paradigms. Pragmatism prioritizes transferability and does not assume that the methods used make results solely context-specific, or generalizable; instead focusing on the applications of findings in real-world settings. 17 A pragmatic paradigm encourages the use of an abductive approach whereby inductive and deductive methods are combined to draw connections between data and theory to better predict the utility of findings. 17 This study employed both inductive methods, through thematic analysis to understand participants’ subjective experiences, and deductive methods, through coding suggestions using the APEASE framework to determine whether each suggestion was appropriate for the SSBC-DQ.
A constructivist worldview is rooted in the belief that individuals create meaning from their lived experiences, and environmental context; therefore, multiple, subjective realities exist. 18 Neither the participants nor the researchers can be separated from their own subjective understandings. 20
In line with the theoretical underpinnings of this study, it is important to acknowledge the positionality of the authors. 19 SC is a cis-gender heterosexual woman of White settler-colonial ancestry without disability. JS is a cis-gender woman of White settler-colonial origins. KC is a cis-gender heterosexual woman of both White settler-colonial and Southeast Asian origins. MJ is a second-generation Canadian of Asian and European origins, and identifies as a cis-gender heterosexual woman. All authors recognize that their privilege shapes their research, worldview, and life experiences, and aim to center and amplify voices that are often left out of academia and health. Positionality, biases, experiences and emotions were reflected upon throughout the study process through reflexive journaling and in conversations with the research team – an essential process when generating themes and interpreting meaning.19–21
Participants
Adults with no prior involvement with SSBC were recruited to participate in the study by social media posts, emails to special interest groups, posters, and word of mouth. Special attention was paid to recruiting individuals from equity-owed groups including persons of colour, 2SLGBTQIA+, Indigenous peoples, and individuals with disabilities. We aimed to recruit a heterogeneous sample across diverse and intersecting demographics to capture a broad range of experiences and to best represent the clients SSBC intends to reach. Participants included in this study were 18 years of age or older, able to read, write, and speak English, currently residing in Canada, and consented to audio recording. Participants received a $30 Amazon e-gift card honorarium as compensation for their study involvement.
Procedures
Participants expressed interest in the study by reaching out to the first author via email. An option was given to participate in-person or virtually via Zoom. Participants were informed of the purpose of the study and potential discussion topics, and provided free, informed consent. First, the SSBC-DQ (Supplemental file 1) was completed in its entirety on Qualtrics, ranging in completion time from 3.1 to 31.8 minutes (mean = 9.95 min, SD = 10.1 min). All participants were given verbal instructions to take their time in completing the questionnaire in its entirety to the best of their abilities. If a participant asked a question while completing the questionnaire the above message was reaffirmed, and no specific advice or answers were provided. The mean completion time is in line with the estimated time of completion of 10 minutes. Participants then engaged in a one-on-one structured interview with SC.
The interview guide (Supplemental file 2) was developed with the goal of understanding participants’ thought processes when completing the SSBC-DQ and to gather suggested changes to the SSBC-DQ. The interview guide was informed by cognitive interviewing methodology, an evidence-based method used to evaluate the mental processing and context in which survey questions are understood and experienced.22–24 Similar interview methodology has been used to evaluate demographic questionnaires in the United States, United Kingdom, and New Zealand.25–27 Key questions included participants’ emotional reaction to SSBC-DQ (e.g., ‘Can you describe your level of comfort in answering this question?’); comprehension of the SSBC-DQ (e.g., ‘Were there any parts of the question or responses you did not understand?’); thoughts on the inclusivity of the SSBC-DQ questions (e.g., “Do you think there’s a better response option that could be provided?’); and suggestions on the SSBC-DQ (e.g., “Do you have any thoughts, comments, or suggestions on the questionnaire?”). Interviews ranged in length from 18.9 to 41.0 minutes (Mean = 27.1 min; SD = 7.1 min). Interviews were audio recorded, transcribed verbatim using Otter.AI and checked for accuracy by SC.
Data related to suggestions about the SSBC-DQ was extracted from transcripts for deductive coding using the APEASE (affordability, practicability, effectiveness, acceptability, safety and equity) criteria. 28 The APEASE criteria is a widely used29–32 framework designed to help make informed decisions as to what ideas (e.g., program or intervention components) might be best suited for implementation. 28 The use of APEASE aligns with our pragmatic paradigm and our values for equity. We used the APEASE criteria in attempt to pragmatically and respectfully apply participant suggestions to improve the SSBC-DQ. For the purpose of this study, the APEASE criteria was defined as: affordability – the cost of implementing the demographic questionnaire suggestions, including human resources; practicability – participant burden, comprehension and readability; effectiveness – the fit of the suggestions with the aims of the SSBC program; acceptability – the acceptability for SSBC clients, SSBC program, and the scientific community; safety – whether suggestions were supportive of emotional, mental and spiritual well-being of clients; and equity – whether the suggestions would improve or decline questionnaire equity.
Data Analysis
Data was managed using Microsoft WordTM and ExcelTM. Interpretive description, a theoretically flexible method of analyzing qualitative data to develop practical applications, was utilized for its alignment with pragmatic and constructivist paradigms.33–36 Congruent with the method of interview, inductive analysis was employed. Analysis moved from specific to general with each individual interview being treated as the unit of analysis to account for the context in which they experienced the SSBC-DQ.19,33 SC and JS immersed themselves in the data to develop themes, becoming integrated in the generation of knowledge. 20 Both researchers engaged in reflexive journaling and critically discussed their findings with each other throughout the analysis.
Initial analysis began with SC and JS each reading the first three interviews to develop initial reflections and create common themes. The initial analysis was consolidated to generate a thematic template, a method found to be beneficial when following interpretive description methodology.34,37 Interviews were analyzed and consolidated in sets of three and data was compiled into the thematic template. Initial themes and comments were refined throughout in an iterative process. In line with constructivism, themes were not created based on frequency of data, but on the depth of the experience to the overall findings. 18 KC acted as a critical friend and was consulted after analysis of interviews 1-3, 4-6, and again at 7-12 to provide critical suggestions.
Suggested changes to the SSBC-DQ were independently coded using the APEASE criteria by SC, JS, and KC using ExcelTM. Each APEASE criteria was evaluated using the codes yes – met criteria, no – did not meet criteria, and depends – suggestions dependent on the context it would be applied. Disagreements were discussed among the three authors to reach consensus with MJ being consulted when consensus could not be reached. A priori plans for implementation were set as follows: Suggestions that met all APEASE criteria would be immediately incorporated into the SSBC-DQ, suggestions that did not meet at least one APEASE criterion would not be added to the SSBC-DQ, and suggestions with at least one “depends” were to be discussed with the broader SSBC research team, and then re-examined to determine if they did or did not meet criteria.
Results
Participant Characteristics
Demographic information for participants (n = 12).
a% values are out of 5 (the number of people having a disability).
Interpretive Description
Themes associated with experiences completing the Small Steps for Big Changes Demographic Questionnaire.
Representation
Participants expressed the value of feeling seen in the SSBC-DQ. They described feeling that the questionnaire response options fit with their identity, and that they had the autonomy to select multiple response options, expand beyond response options provided, or choose not to respond at all. Overall, participants felt that the SSBC-DQ was inclusive and that most questions provided thorough response options. There was overwhelming appreciation for the ability to express their identity in words through the ‘another option’ choice provided, recognizing that even with a thorough list of response options it is difficult to capture all individuality that is evolving and being understood. Representation came through strongest in disability, gender identity, occupation and ethnic origin questions. Representation was described by participants as being important so that programs are representative of the community they are serving.
Comprehension
Majority of participants had a positive experience with the SSBC-DQ, describing it as “easy”, “straight forward”, and “second nature”. The language used and questions presented were not new to participants, who expressed a familiarity with questionnaires of this nature. Including definitions and extra clarification was found to be helpful (e.g., “The Accessible Canada Act definition really helps to clarify” - P2 about disability), while ambiguous terminology hindered comprehension (e.g., “I don’t know if that’s the actual definition of visible minority…I also group in visible physical disabilities.” - P7 about visible minority). Comprehension was influenced by participants’ lived experiences and their stage of life (e.g., household income when living with roommates vs with a spouse).
Completing Demographic Questionnaires is an Emotional Experience
Participants expressed a host of emotions experienced while completing the SSBC-DQ ranging all along the positive to negative spectrum. Anonymity and confidentiality strongly influenced participants’ emotions towards demographic questionnaires expressing concerns about potential data leaks and being able to maintain their personal safety. The emotional experiences were context dependent; participants stated that their comfort in responding to a demographic questionnaire would depend on the nature of the questionnaire, why the data was being collected and who was collecting the information. Lived experiences including family upbringing, community involvement and education contributed to emotions of completing the SSBC-DQ. The sub-theme, not wanting to ‘mess up’, was developed relating to the emotional experience of completing demographics questionnaires.
Not Wanting to ‘Mess Up’
Participants expressed strong negative emotions when they felt there was a right or wrong way to complete the questionnaire. These emotions were framed around a lack of confidence and included feelings of nervousness, hesitation and ‘not being sure’. Having definitions and specificity was suggested for questions where there was uncertainty, to remove participant doubt.
The Role that Privilege Plays
Emotions relating to the sociocultural systems which place individuals in positions of unearned privilege or unearned oppression are described within this theme. Demographic questionnaires are commonly written and framed by Whiteness and other systems of oppression, such that identifying as having privilege allowed participants to have more positive or neutral emotions, while belonging to an equity-owed group caused more negative emotions related to demographics. It was strongly recognized that the privilege one holds or does not hold influenced their emotional experience when completing the demographic questionnaire. This was particularly apparent in participants who lacked privilege in some systems and held privilege in others, with emotions varying based on whether they lacked or held privilege within each system. The role that privilege plays extended beyond recognizing one’s own privilege, and included acknowledging that others’ emotions may be different if they lacked privilege.
Beliefs About Demographic Data
Participants described the importance they placed on demographic data, specific to their overall beliefs about demographic data collection practices; not to be conflated with the experience of completing the SSBC-DQ. The majority of participants viewed demographic data collection as important. Participants expressed that being transparent and honest about why data is being collected and what the data will be used for is critical. Additionally, there was concern about using demographic data to make conclusions and decisions based on a small sample of people. There were three distinctly different beliefs about demographic data that were identified as sub-themes: equity monitoring, point of care, and divisiveness.
Equity Monitoring
Equity monitoring was described as the use of demographic data to see who programs are and are not reaching. Participants expressed the need to gather demographic data to identify gaps in program reach so that steps could be taken to “ensure the inclusivity and accessibility of the program” (P10 about DQ beliefs). There was a strong understanding from participants that the SSBC-DQ was used for accessibility and equity monitoring reasons as made clear by one participant, “demographics can provide important information on how to best target diabetes prevention” (P3 overall comment).
Point of Care
Separate from equity monitoring was the belief that demographic data was important directly at the point of care for individualizing treatment to the patient and influencing how the patient would be received in the setting. Participants described the need for programs to assess the health behaviours and intrinsic factors from patients’ demographic data to tailor the treatment/program to their needs. This was echoed by the idea that an individual’s demographics influenced their health journey (e.g., “certain groups have different needs particular to either their cultural, gender, or ethnic grouping.” – P8 overall comment). Another consideration was that providing demographic data may impact how the patient is perceived or treated within that setting. This was particularly strong when participants reflected on the sociocultural systems (i.e., racism, ableism, transphobia, settler-colonialism etc.) that continue to oppress certain groups of individuals.
Divisiveness
Majority of participants believed demographic data collection to be a useful and beneficial practice; however, there was one participant that stood apart, believing demographic data collection not to be important. They strongly expressed that demographic questionnaires unnecessarily label people and put them into segregated boxes making it a divisive process. They advocated for focusing on people and not worrying about what group they are in.
APEASE Coding
In addition to the information presented above, interviews contained suggestions for changes to the SSBC-DQ. APEASE coding aligned our pragmatic paradigm and values of respect and equity with applying the suggestions from participants to improve the SSBC-DQ. Suggestions focused on increasing question clarity, providing information about how questions link to diabetes (in the context of the SSBC-DQ), changing response selection to multiple selections or open text response, and including other aspects of individuals demographics that were not represented (Supplemental file 4).
Participant suggestions that met APEASE criteria for implementation.
Discussion
Using pragmatic and constructivist paradigms,17,18 this study aimed to understand individuals of equity-owed groups experiences in completing the SSBC-DQ, and gather suggestions to develop recommendations for improving SSBC’s demographic data collection practices. Five principal themes were developed relating to SSBC-DQ experiences: Representation, Comprehension, Completing demographic questionnaires is an emotional experience, The role that privilege plays, and Beliefs about demographic data collection, which captured context for the elements in which the SSBC-DQ performs well and where there was room for improvement.
Our participant sample captured a diversity of demographic identities including 41.7% male sex, 50% female or primarily feminine gender, 50% persons of colour, and 42% with a disability. The sample age range is relatively young when compared to the age of adults typically engaging in DPPs. The young age range may be due to the nature of the city in which the study was conducted where 78.7% of its population is under the age of 65 39 and the fact that participants were not recruited from a DPP but rather from the general public.
The SSBC-DQ collected information in a familiar and understandable manner, inclusive of diverse and intersecting individuals. Comprehension was found to be weakest where terminology was ambiguous, such as ethnic origin and visible minority. This is consistent with previous research which found demographic questions about ethnicity and race to be challenging given the complex geographical and sociocultural representations of ethnicity and race.3,40–42 Similar studies reported that individuals of mixed-race experienced uncertainty when demographic questionnaires allowed only single response options.41,43 The SSBC-DQ found that including the ability to select multiple response options and specify beyond the options given reduced uncertainty surrounding mixed race.
A well-documented barrier to demographic data collection is participant discomfort, the emotional response to a question and willingness to provide a truthful response. The emotional response to a demographic question has been found to vary depending on participants’ perceived sensitivity of the information being requested,43,44 consistent with the results discussed here. This may have to do with the phrasing of the question, the response options provided, and the context in which the information is being collected. For example, there was no discomfort among participants when answering a specific question designed to gather information on race and ethnicity in Toronto primary healthcare centers. 41 The role that privilege plays in the experience of completing a demographic questionnaire came through very strongly in all of the 12 participant interviews. This is consistent with previous results which found emotions to differ among demographic groups, particularly in the negative emotions associated with disclosing race and ethnicity from participants of racially minoritized groups.40,45
This study highlights that participants have a mixed understanding about the use of demographic data collection, similar to pervious findings.41,43–45 Practitioners, policymakers, and researchers must do better at educating patients about why demographic data is being collected and how the data will be used to inform healthcare services. Furthermore, it is important to stress the role of demographic questionnaires as an equity monitoring tool aligned with provincial and federal human rights legislative frameworks.1,8,46
There is considerable need for inclusive demographic data collection practices in community-based health programs, including DPPs, that lessen patient discomfort, reduce privacy concerns, and eliminate fear that disclosure will negatively affect care. Currently, there is no consolidated method for collecting demographic information in an inclusive and thoughtful manner. This leads programs to often report data that may not be representative of the population being reached, potentially inhibiting the ability to know who is and is not being reached. Without knowing who programs are and are not reaching it may be challenging to compare findings across programs or generalize findings to other populations. For example, there have been several widescale DPPs that have become landmark studies in diabetes prevention care, however, the characteristics of these study populations are largely unknown.14–16 This is due to minimal and inconsistent reporting of demographic data between studies, such that it cannot be discerned if the program reach is equitable or if they are reaching those most at risk for T2D. Finally, health leaders must take responsibility for designing demographic questionnaires with the community in mind, as this study clearly demonstrates that a demographic questionnaire is not a simple list of boxes to be checked off but is linked to past experiences and emotions.
Limitations and Strengths
There are some limitations to this study. Importantly, most participants were students or staff from a university campus, and thus came from a position of higher education with possibly more exposure and education surrounding conversations on equity, diversity and inclusion. One limitation of self-selection bias is that it attracts participants that may be more interested in topics surrounding identity and equity advocacy. These topics may be more attractive to younger individuals as observed in the young age range of our sample. DPPs typically serve middle-age and older adults, thus the age-range of our sample may not represent the experiences of those most commonly engaging in DPPs. Furthermore, we were unable to capture experiences from all demographic identities in the questionnaire such as individuals with physical disabilities, those who identify as being of Indigenous or African descent.
Strengths of this study include the depth of information captured in participant interviews, including how participants linked past experiences to their feelings on the SSBC-DQ. Demographic questions are often thought of as simple to respond to, we provided insight not previously explored to the emotional context surrounding responding to demographic questions. Additionally, participants completed the SSBC-DQ in its entirety before the interview, as no previous studies had examined participants’ views of a demographic questionnaire in its entirety. Finally, although not all demographics represented in the SSBC-DQ were captured, we were able to achieve diversity among participants having recruited individuals from several different and intersecting groups.
Conclusions
This study represents action towards reducing inequities in community-based DPPs by understanding the experiences of a demographic questionnaire and exploring suggestions for which demographic data collection questions can be improved. The findings illustrate that people’s experiences of completing a health demographic questionnaire are driven by their lived experiences and environmental context. To our knowledge this is the first study to gather and evaluate end-user suggestions on demographic data collection for implementation. Results from this study were used to modify the original SSBC-DQ. Through use of the updated SSBC-DQ, this community-based program aims to improve feelings of representation for those who choose to enroll. This will allow SSBC to be more confident in the populations it is and is not reaching which will help inform future directions regarding improving program reach and equity.
Supplemental Material
Supplemental Material - “People Need to Know; we’re Part of the Community. We’re Here.”: Examining Experiences of Sharing Demographic Information for a Community-Based Diabetes Prevention Program
Supplemental Material for “People Need to Know; we’re Part of the Community. We’re Here.”: Examining Experiences of Sharing Demographic Information for a Community-Based Diabetes Prevention Program by Sarah A. Craven, Jenna A. P. Sim, Kaela D. Cranston, and Mary E. Jung in Community Health Equity Research & Policy.
Supplemental Material
Supplemental Material - “People Need to Know; we’re Part of the Community. We’re Here.”: Examining Experiences of Sharing Demographic Information for a Community-Based Diabetes Prevention Program
Supplemental Material for “People Need to Know; we’re Part of the Community. We’re Here.”: Examining Experiences of Sharing Demographic Information for a Community-Based Diabetes Prevention Program by Sarah A. Craven, Jenna A. P. Sim, Kaela D. Cranston, and Mary E. Jung in Community Health Equity Research & Policy.
Supplemental Material
Supplemental Material - “People Need to Know; we’re Part of the Community. We’re Here.”: Examining Experiences of Sharing Demographic Information for a Community-Based Diabetes Prevention Program
Supplemental Material for “People Need to Know; we’re Part of the Community. We’re Here.”: Examining Experiences of Sharing Demographic Information for a Community-Based Diabetes Prevention Program by Sarah A. Craven, Jenna A. P. Sim, Kaela D. Cranston, and Mary E. Jung in Community Health Equity Research & Policy.
Supplemental Material
Supplemental Material - “People Need to Know; we’re Part of the Community. We’re Here.”: Examining Experiences of Sharing Demographic Information for a Community-Based Diabetes Prevention Program
Supplemental Material for “People Need to Know; we’re Part of the Community. We’re Here.”: Examining Experiences of Sharing Demographic Information for a Community-Based Diabetes Prevention Program by Sarah A. Craven, Jenna A. P. Sim, Kaela D. Cranston, and Mary E. Jung in Community Health Equity Research & Policy.
Footnotes
Acknowledgments
We respectfully acknowledge that the work and research conducted for this study were on the traditional, ancestral, and unceded territory of the syilx Nation. This research was possible due to the support of the Stober Foundation.
Authors’ Contributions
All authors contributed to the overall study design and conception. SC contributed to material preparation, data collection, data analysis, data interpretation and wrote the first draft of the manuscript. JS and KC contributed to data analysis and data interpretation. MJ contributed to data interpretation, data implementation, and critically revised manuscript for intellectual content. All authors commented on previous versions of the manuscript. All authors read and approved the final manuscript.
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: SC received financial support for this work from the Stober Foundation (Undergraduate Research Fellowship Award).
Ethical Statement
Supplemental Material
Supplemental material for this article is available online.
Appendix
Author Biographies
References
Supplementary Material
Please find the following supplemental material available below.
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