Abstract
Mitochondrial optic neuropathies are a group of optic nerve atrophies exemplified by the two commonest conditions in this group, autosomal dominant optic atrophy (ADOA) and Leber’s hereditary optic neuropathy (LHON). Their clinical features comprise reduced visual acuity, colour vision deficits, centro-caecal scotomas and optic disc pallor with thinning of the retinal nerve fibre layer. The primary aetiology is genetic, with underlying nuclear or mitochondrial gene mutations. The primary pathology is owing to retinal ganglion cell dysfunction and degeneration. There is currently only one approved treatment and no curative therapy is available. In this review we summarise the genetic and clinical features of ADOA and LHON and then examine what new avenues there may be for therapeutic intervention. The therapeutic strategies to manage LHON and ADOA can be split into four categories: prevention, compensation, replacement and repair. Prevention is technically an option by modifying risk factors such as smoking cessation, or by utilising pre-implantation genetic diagnosis, although this is unlikely to be applied in mitochondrial optic neuropathies due to the non-life threatening and variable nature of these conditions. Compensation involves pharmacological interventions that ameliorate the mitochondrial dysfunction at a cellular and tissue level. Replacement and repair are exciting new emerging areas. Clinical trials, both published and underway, in this area are likely to reveal future potential benefits, since new therapies are desperately needed.
Plain language summary
Optic nerve damage leading to loss of vision can be caused by a variety of insults. One group of conditions leading to optic nerve damage is caused by defects in genes that are essential for cells to make energy in small organelles called mitochondria. These conditions are known as mitochondrial optic neuropathies and two predominant examples are called autosomal dominant optic atrophy and Leber’s hereditary optic neuropathy. Both conditions are caused by problems with the energy powerhouse of cells: mitochondria. The cells that are most vulnerable to this mitochondrial malfunction are called retinal ganglion cells, otherwise collectively known as the optic nerve, and they take the electrical impulse from the retina in the eye to the brain. The malfunction leads to death of some of the optic nerve cells, the degree of vision loss being linked to the number of those cells which are impacted in this way. Patients will lose visual acuity and colour vision and develop a central blind spot in their field of vision. There is currently no cure and very few treatment options. New treatments are desperately needed for patients affected by these devastating diseases. New treatments can potentially arise in four ways: prevention, compensation, replacement and repair of the defects. Here we explore how present and possible future treatments might provide hope for those suffering from these conditions.
Introduction
Mitochondria are present in all of the cells in our body. They are tubular-shaped organelles consisting of an outer and an inner membrane separating the organelle into two compartments. They contain their own DNA known as mitochondrial DNA (mtDNA), with only 37 genes. Thus, the majority of gene products that are needed in mitochondria are encoded by nuclear DNA and imported from the cytoplasm. 1 This means that both mtDNA and nuclear DNA mutations can play a role in causing a mitochondrial disorder, in this case mitochondrial optic neuropathy. Mitochondria arose from a eubacterial ancestor two billion years ago, which may help explain the presence of mtDNA. 2 Mitochondria occupy up to 20% of the cytoplasmic volume of a eukaryotic cell. 3 Moreover, mitochondria form networks by fusing their inner and outer membranes together; consequently, any defects in this process will lead to dysfunction. 4 They play an essential cellular role in adenosine triphosphate (ATP) production through the Krebs cycle (also known as citric acid cycle) occurring in the matrix, and oxidative phosphorylation occurring at the inner membrane of the mitochondria. 5
The key structural components in oxidative phosphorylation form the electron transport chain, which is made up of complexes I, II, III, IV, and ATP synthase (also known as complex V) present in the inner membrane. Reduced nicotinamide adenine dinucleotide (NADH) and reduced flavin adenine dinucleotide are the two important products from the Krebs cycle. They are used in oxidative phosphorylation by complex I and II respectively, 6 where they undergo oxidation by donating electrons to their respective complexes, releasing large amounts of energy. This allows protons to be pumped into the intermembrane space from the matrix, creating an electrochemical gradient, which is used to convert adenosine diphosphate and inorganic phosphate to ATP. Complexes I and II pass electrons to ubiquinone, also known as coenzyme Q10, which then, in its reduced form, becomes an electron donor for complex III. Complex III transfers electrons to the oxidised form of cytochrome c. The reduced form of cytochrome c is a substrate for complex IV, which oxidises it while reducing molecular oxygen to water. Therefore, ubiquinone and cytochrome c can be seen as electron shuttles.3,7,8 As a result, any problems with any of the four complexes forming the electron transport chain or the electron shuttles may possibly contribute to the development of mitochondrial disease.
Optic neuropathy involves the hallmark symptoms of visual acuity loss, visual field defect, dyschromatopsia and abnormal pupillary response and can have many aetiologies, for example demyelinating, inflammatory, ischaemic, traumatic, compressive, toxic/nutritional and hereditary causes.
9
The most common types of hereditary optic neuropathies are autosomal dominant optic atrophy (ADOA) and Leber’s hereditary optic neuropathy (LHON).
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However, all types of inheritance are observed in hereditary optic neuropathies, mitochondrial, autosomal dominant, autosomal recessive and possibly X-linked. Coincidentally, both ADOA and LHON result in mitochondrial alteration which leads to the dysfunction and loss of the retinal ganglion cell (RGC) population, ultimately leading to bilateral visual loss.
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Despite sharing similar putative mechanisms, these two conditions have different genetic aetiologies. A prominent subset of ADOA is caused by mutations in the nuclear gene
The underlying aim for current therapies for both ADOA and LHON is to improve general mitochondrial function and thus preserve RGCs. Current and possible future treatments for ADOA and LHON can be split into four types, namely prevention, compensation, replacement and repair. Finding effective therapies for ADOA and LHON would not only improve the lives of those suffering from these conditions but would shine light onto potential new therapies for glaucoma, as research suggests a possible role for mitochondrial dysfunction in this disease too. 16 This review sets out to highlight areas of novel potential therapeutic intervention, where there is some theoretical basis for the therapy. We reviewed the literature published in English, including all sources without time limits, with a targeted review approach.
LHON
The prevalence of LHON is estimated to be around 1 in 31,000–1 in 50,000.17–19 The prevalence in adult males is significantly higher than that in women, which increases to around 1 in 14,000 when considered separately.
17
The three most common mitochondrial DNA mutations are m.3460G>A, m.11778G>A and m.14484T>C.
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They code for different polypeptides in complex I, namely ND1, ND4 and ND6 respectively, and are responsible for 90–95% of all cases of LHON.
13
The remaining 5–10% are due to rare genetic variations affecting complex 1 subunits (ND1)
20
and other rare genetic causes such as mutations in the nuclear encoded mitochondrial gene
Studies have shown that the gender difference could be attributed to the metabolic regulation of oestrogens that directly or indirectly regulate mitochondrial metabolism.22,23 Furthermore, recent studies have documented that X-linked nuclear modifiers (PRICKLE3, a mitochondrial protein linked to biogenesis of ATPase) modify the phenotypic manifestation of LHON. 24
A number of factors are thought to play a role in terms of penetrance of LHON. Families with LHON tend towards homoplasmic mutations over the generations, but penetrance can still vary. The respective mutations show incomplete penetrance; disease manifestation may be triggered by environmental factors and disease course may be modified by environmental factors. For example, alcohol and smoking, especially high consumption, have been associated with the onset of vision loss in some LHON carriers.25,26 In addition, some individuals who do not develop visual loss are effectively ‘LHON carriers’. There may be genetic compensation at play, with the mtDNA copy number in key tissues upregulated by a range of mechanisms as yet not completely understood, although this remains controversial.27,28 In addition to the penetrance of the mutations the synergistic effects of other rarer additional gene mutations27,29,30 as well as environmental factors may all be contributors to the severity of LHON.
The clinical presentation of LHON can be separated into acute and chronic phases, whereby the acute phase is defined as within 6 months of the start of the disease and the chronic phase is longer than 6 months. In addition to the classic optic neuropathy symptoms described above, in the acute phase, patients most commonly present with acute painless loss of central vision. In 25% of patients, the loss of central vision will be bilateral at first presentation and the remaining patients will have loss of central vision in the other eye on average within 6–8 weeks of the vision loss in the first eye. 31 Visual field defects are seen in the central field with colour vision also severely affected but there are relatively well preserved pupillary light responses. 32 The majority of patients will present with symptoms in their 20s and 30s, with a mean age of 22 years, and the vast majority (>95%) of the carriers of LHON who go on to lose vision will experience a visual defect before 50 years of age. However, approximately 50% of males and 80% of females may never lose vision. 17
The primary hallmark of LHON is preferential degeneration of papillomacular RGCs associated with impaired colour perception and central scotoma revealed by visual field testing and fundoscopy. The relative sparing of melanopsin RGCs, which contribute to the circadian photo-entrainment through retinal projections to the suprachiasmatic nucleus and to the pupillary light reflex through projections to the olivary pretectal nucleus, means that these functions remain. 33 Up to 50% of acute LHON patients have a normal optic disc while others may manifest circumpapillary telangiectatic microangiopathy, and elevation/swelling of the retinal nerve fibre layer (RNFL) around the disc (pseudo-oedema) confirmed by the absence of leakage from the disc or papillary region on fluorescein angiography and tortuosity of retinal vasculature.32,34 While in the acute phase the RNFL thickens, it eventually becomes thinner in the chronic phase. 35 Other changes, including optic nerve pallor and pathological cupping of the optic disc due to extensive loss of RGCs axons, will be observed in the chronic phase. 36
LHON generally carries a very poor visual prognosis, with permanent vision loss. Only a small number of patients recover any vision, with a limited improvement of central visual acuity and colour vision, which can take many years. 36 The age of onset plays a role in prognosis. 37 It is more favourable for earlier age of onset, with the T14484/ND6 mutation having the highest rate of spontaneous visual recovery when onset is before 20 years of age. 37 More importantly, the genetic defect itself also plays an important role in prognosis, with the highest rate of spontaneous visual recovery in patients with T14484C mutation and the least in patients with G11778A mutation. 38
ADOA
The prevalence of ADOA is estimated to be around 1 in 10,000–1 in 50,000, with a higher prevalence in the Netherlands of 1 in 12,000 and 1 in 10,000 in Denmark due to a founder effect. This makes it the leading cause of inherited optic neuropathy, for which there is presently no treatment available. Unlike LHON, there is no gender bias.38–40
About 57–75% of ADOA patients carry a mutation in the
The clinical presentation of ADOA is a slowly or insidiously progressive, bilateral loss in visual acuity, normally beginning in early childhood with a mean age of onset of 6–10 years.36,47 Patients typically present with a progressive symmetrical bilateral visual loss, temporal optic nerve pallor, central, centrocaecal and paracentral scotoma and colour vision deficit.40,48 ADOA can present with a range of severity from being asymptomatic to being legally blind. Despite these changes, as in LHON, pupillary light reflexes are relatively well preserved. 49 These clinical symptoms are associated with a loss of RGCs and subsequent atrophy of the optic nerve. 48
The main difference between ADOA and LHON is that the onset of symptoms is not acute and overall patients with ADOA have a relatively better prognosis. Moreover, ADOA has a nuclear gene origin affecting mitochondrial function while LHON usually has a mtDNA origin. Thinning of the RNFL can be observed due to the loss of retinal nerve fibres and is a significant clinical feature. 50
Therapeutic interventions
At the moment, there are no curative therapies in approved use for either LHON or ADOA. However, there is one approved and reimbursed disease modifying therapy: idebenone. Novel pharmacological and non-pharmacological therapies are under investigation, and some are in development. The therapeutic strategies to manage LHON and ADOA can be split into four broad categories: prevention, compensation, replacement and repair.
Prevention
Between 90% and 95% of all LHON cases are owing to m.3460G>A, m.11778G>A or m.14484T>C mtDNA mutations. Of ADOA patients, 57–75% carry a mutation in the
In those who give birth using
Aside from ethical issues, inheriting disease-associated mutated DNA does not mean that the individual will develop vision loss in LHON or ADOA, due to incomplete penetrance. For example, the estimated penetrance in
In terms of preventing clinical disease, it is worth considering environmental factors, which have been shown to play an important role in the triggering or evolution of vision loss. Smoking, excessive use of alcohol and living in an environment with high pollution will increase the risk of oxidative stress induced damage to the body and mitochondrial function of the RGCs. Phenocopies of mitochondrial optic neuropathy such as the Cuban Epidemic Optic Neuropathy, and ‘tobacco–alcohol amblyopia’, have been reported in the literature, caused by alcohol and tobacco consumption leading to folate and vitamin B12 deficiency, leading to optic neuropathy.61–64 Furthermore, epigenetic factors such as exposure to toxins (n-hexane and other organic solvents), various forms of smoke (including rubber tyre fires), drugs [erythromycin, ethambutol (antituberculosis medication)] and nucleoside analogues (antiretroviral therapy) are known to cause optic neuropathy leading to bilateral vision loss.26,61,65–69 In particular, multiple studies have shown that alcohol consumption at high levels, especially binge-drinking, and smoking tobacco have a strong association with more severe symptoms and prognosis in both LHON carriers and ADOA patients with
Compensation
Quenching of reactive oxygen species (ROS) that accumulate owing to respiratory chain dysfunction in mitochondrial optic neuropathy is one potential therapeutic strategy. Small molecules that possess antioxidant properties, such as coenzyme Q10 (CoQ10), MitoQ (a quinone analogue targeted to mitochondria), cysteine, EPI-743 (hydrolysed form of vitamin E, alpha-tocotrienol), JP4-039 (mitochondria-targeted nitroxide) or a mitochondrial cocktail including cyanocobalamin, folic acid, ascorbic acid, alpha-lipoic acid, acetyl-L-carnitine, creatine monohydrate, riboflavin, alone or in combination, have been widely tested for therapy in mitochondrial disorders, with limited success.73–77 However, other small molecules that protect mitochondrial cristae and oxidative phosphorylation function by enhanced ATP synthesis, such as MTP-131 (elamipretide), have also been tested in mitochondrial disorders.78,79
Historically the lack of effective treatments has led to a range of symptomatic therapies aimed at delaying the progression of the disease. 80 One such approach has been to use a high dose of a variety of vitamins and co-factors, called a ‘mitochondrial cocktail’, comprising variably CoQ10, vitamin E, folic acid, L-carnitine, creatine and vitamins B2 and B1. This approach has not given rise to significant clinical benefit.81,82 More recently a range of new small molecules are under clinical investigation. 83 These compounds can be classified by their targets and pharmacological activity into the following groups:
• Compounds which increase the rate of oxidative phosphorylation, thereby increasing ATP production;
• Antioxidants that reduce ROS levels;
• Compounds that influence mitochondrial biogenesis.
One such example is L-carnitine, which is an amino acid. It has a role in transporting long-chain fatty acids across the inner mitochondrial membrane. 84 L-carnitine is a Food and Drug Administration (FDA) approved compound; however, little direct evidence supports its use in LHON or ADOA.
Other examples are the compounds AICAR, bezafibrate and rapamycin, which function to induce mitochondrial biogenesis, 81 and thus increase the mass and number of mitochondria in cells. 85 Mitochondrial biogenesis is regulated by the transcriptional activator PGC-1α□ 85 Bezafibrate and other mitochondrial biogenesis activators can activate PGC-1α and consequently mitochondrial biogenesis. However, these molecules have not so far been clinically evaluated with robust data for the treatment of mitochondrial optic neuropathies. 85
Finally, ubiquinone, which participates in aerobic respiration as an electron carrier (electrons from complex I and II to complex III), and is also an anti-oxidant, is another potential therapeutic.
86
It is reported to have been used as a food supplement which may improve the efficiency of electron transfer, ATP rescue and reduce oxidative stress.
87
Ubiquinone analogues, for example, MitoQ, EPI-743 and idebenone,
89
have been subject to evaluation in order to overcome the poor pharmacokinetic properties of ubiquinone itself. These analogues may increase ATP production, directly interacting with the electron transport, and/or act as an antioxidant reducing ROS level. Among them, idebenone is the only drug approved by the European Medicines Agency
90
for the treatment of LHON. The RHODOS study
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found that idebenone was safe and well tolerated. Whilst the primary end-point of best recovery in visual acuity did not reach statistical significance in the intention to treat population,
There is evidence that NAD(P)H:quinone oxidoreductase 1 (NQO1), a cytosolic enzyme, plays a critical role in the pharmacological activation of idebenone.93,94 However, the lack of this enzyme in target cells has contributed to the limited efficacy of the drug in neurodegenerative disease treatment and might also have an adverse impact on off-target cells with low expression of NQO1, increasing superoxide generation.94,95 The drug EPI-743 (vatiquinone) targets NQO1, leading to an increase in cellular glutathione concentration and consequently reducing oxidative stress. EPI-743 showed approximately 1000 times greater activity than idebenone in protecting cells from oxidative damage
Another NQO1-dependent prodrug is KL1333, a novel NAD+ modulator. KL1333 increases the NAD+/NADH ratio, improving the cellular redox state and increasing the cellular bioenergetics.
98
KL1333 is currently in phase I clinical trial for Mitochondrial Respiratory Chain Deficiencies (NCT03888716). The potential of NQO1 as a key enzyme for the pharmacological activation of drugs has led to the identification of a series of new redox-active molecules, which show high activity, potentially better than idebenone,
A molecule with a different mechanism of action is elamipretide (MTP-131), a mitochondria-targeting peptide. 101 MTP-131 interacts with and stabilises cardiolipin, a physiological component of the inner mitochondrial membrane. Cardiolipin is directly involved in mitochondrial function, regulating metabolism and maintaining the morphology of the mitochondrial membranes. 102 MTP-131 completed a phase II trial on 12 subjects with LHON in 2020, showing no serious adverse events and a trend towards improvement (NCT02693119).
Replacement
Gene therapy providing replacement DNA may hold the key to a possible cure for LHON and ADOA in the future. Gene therapy has often involved the use of adeno-associated viruses (AAVs) as a vector to deliver genes into retinal cells.
103
The issue of safety has been addressed
The RESCUE phase III randomised, double-blinded, placebo-controlled trial included 39 patients with LHON owing to the m.1178G>A mutation in the ND4 gene. Patients had clinical manifest disease for 6 months or less and were recruited from the US, UK, France, Germany and Italy. One eye of each participant was randomly selected to be injected with GS010 intravitreally while the other was injected with a placebo. The results for the primary outcome, visual acuity, showed a change in the actively treated eye at week 48. The treated eye had a −0.012 LogMAR change compared with the eye without GS010, a 3.16% increase in visual acuity in the GS010 compared with the placebo group. At week 72 and week 96, the improvement was more significant, with a −0.024 LogMAR change, equating to 12.5 %, and −0.029 LogMAR change, equating to 16.3% increased improvement in the eye with GS010 compared with the placebo group for week 72 and week 96 respectively.109,110
The REVERSE phase III trial included 37 patients with LHON due to the m.1178G>A mutation in the ND4 gene for 6–12 months. The trial was a randomised, double-blinded placebo study in which GS010 caused a −0.008 LogMAR change compared to the eye without GS010. This represents a 3.65% increase in visual acuity improvement in the GS010 group compared to the placebo group. At week 96, the improvement was more significant with a −0.049 LogMAR change, equating to a 15.91% increase in improvement. 110 Other than visual acuity improvements, contrast sensitivity was also shown to improve in both week 48 and week 96 in the GS010 group compared to the placebo group. However, an interesting point to note is that the eyes given the placebo injection were also shown to have improved visual acuity and contrast sensitivity, thought to be due to viral transport from one eye to the other. 111
There are currently no human gene therapy clinical trials for OPA1 ADOA. However, the introduction of a wild type
Repair
Whilst it may seem intuitive that new RGCs would be the best way to repair MON, there are many scientific hurdles and few, if any, clinical trials to currently support this approach. Another possible technological option is the application of photobiomodulation (PBM). This is the use of relatively low-level light (irradiance below 0.5 W/cm2) in the red to near infrared (NIR) (600–1100 nm wavelength) range of the electromagnetic spectrum as a therapy. 114 The primary site of red/NIR light absorption underpinning PBM is thought to be cytochrome c oxidase (also known as complex IV), the terminal enzyme in the electron transport chain. 115 Absorption of red/NIR by complex IV triggers a range of signalling pathways by triggering a transient increase in reactive oxidant species without exacerbating oxidative stress, and thus acts as a ‘repair’.116,117 In fact, NIR actually reduced oxidative stress in cortical neurons treated with hydrogen peroxide or rotenone. 118 PBM also initiates the photodissociation of nitric oxide from cytochrome c oxidase, stimulating its signalling cascade, leading to an upregulation of a plethora of genes, including those with a role in the suppression of apoptosis, cell survival and cell proliferation. 119 Furthermore, the absorption of 650–980 nm light by complex IV also has a direct effect on mitochondrial function as it increases the oxidation state of the enzyme and increases mitochondrial membrane potential, resulting in augmented electron transport chain efficiency and ATP production in the retina.120–122 These molecular events and benefits can therefore potentially be triggered using red and NIR to repair damaged and dysfunctional RGCs as well as prevent cell degeneration.
The therapeutic potential of PBM has been highlighted in a variety of retinal diseases, including age-related macular degeneration,123,124 retinopathy of prematurity
125
and diabetic retinopathy,
126
and following retinal damage induced by light or toxins.127–129 PBM with 670 nm light provided neuroprotection of RGC dendrites following axotomy
130
and in an
Conclusion and future directions
Novel therapeutic interventions are needed in rare diseases as there is clear unmet need. Mitochondrial optic neuropathies such as LHON and ADOA are a significant cause of visual impairment with no cure, sharing mitochondrial dysfunction and selective damage and loss of retinal ganglion cells. In clinical trials, idebenone, the only currently licensed therapy, is not able to fully reverse mitochondrial dysfunction, highlighting the urgent need to develop new disease modifying interventions that are either supportive or curative. New avenues for therapy will increasingly include repair, regeneration and genetic therapies.
Footnotes
Acknowledgements
Marcela Votruba acknowledges the ongoing support of Cardiff University and University Hospital Wales, CAVUHB.
Author contributions
Wing Sum Vincent Ng: Conceptualisation; Methodology; Visualisation; Writing-original draft
Matthieu Trigano: Conceptualisation; Methodology; Writing-review & editing
Thomas Freeman: Conceptualisation; Methodology; Writing-review & editing
Carmine Varrichio: Conceptualisation; Methodology; Validation; Writing-review & editing
Dinesh Kumar Kandaswamy: Conceptualisation; Methodology; Writing-review & editing
Ben Newland: Conceptualisation; Methodology; Writing-review & editing
Andrea Brancale: Conceptualisation; Methodology; Writing-review & editing
Malgorzata Rozanowska: Conceptualisation; Methodology; Writing-review & editing
Marcela Votruba; Conceptualisation; Methodology; Project administration; Supervision; Writing-review & editing
Conflict of interest statement
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest. Marcela Votruba is an Associate Editor of
Funding
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
Ethics and consent statement
Ethical approval and informed consent was not required for this review.
