Abstract
Background
It is unknown whether self-initiated sit-to-stand training with an assistive device is effective to regain the independence of sit-to-stand in stroke survivors.
Objective
To compare the effectiveness of self-initiated sit-to-stand training with an assistive device with manual sit-to-stand training.
Design
Parallel randomized controlled, assessor-blinded trial between January 2015 and May 2018. Randomization was performed by drawing lots to allocate treatment groups.
Setting
A rehabilitation hospital in Hong Kong.
Participants
69 participants in medical wards with unilateral hemiparetic stroke. A total of 52 participants fulfilled the study requirements.
Intervention
Ten sessions of intervention with conventional physiotherapy program followed, by self-initiated sit-to-stand training with an assistive device, or by manual sit-to-stand training.
Main outcome measure
Number of participants regained the independence of sit-to-stand, sit-to-stand test from the Balance master® and Five-repetition sit-to-stand test.
Results
69 participants (intervention, n = 36; control, n = 33) were randomized (mean age, 69.8 years (SD: 10.6), mean post-stroke days 18.6 (SD: 16.0)). Seventeen participants had not completed 10 sessions of training, leaving 52 (n = 26; n = 26) participants for per protocol analysis. Eighteen participants in the intervention group and 10 participants in the control group had regained the independence of sit-to-stand (Phi and Cramer’s V: –0.31 and 0.31). The participants in the intervention group were faster to complete the Five-repetition sit-to-stand test than the control group (32.7 sec (SD: 1.93) versus 48.4 sec (SD, 6.8); 95% confidence interval, –30.8 to –0.7; p < 0.05). No adverse side effects occurred during and after the training across groups.
Conclusions
Self-initiated sit-to-stand training with an assistive device may have positive effects on speeding up regaining the independence of sit-to-stand on sub-acute stroke survivors.
Introduction
Sit-to-stand (STS) movement is one of the necessary activities in daily lives.1,2 It is a prerequisite for functional mobility, including transfers, ambulation, and walking up and down stairs.1,3 It requires excellent lower limb strength and range of motion. 2 The ability to stand up is essential for independent walking 4 and fall prevention. 5 Unfortunately, this task is particularly difficult for stroke survivors, which is a significant cause of long-term neurological disability in adults. 6 About half of them have severe functional problems since their acute phase. 7 Low level of STS activity is also observed during the rehabilitation phase. 8 Such a low level of performance in STS may be due to the incapability of standing up because many stroke survivors still require assistance in STS. Hence, it is essential to investigate new methods of STS training that aim at facilitating the STS independence after stroke.
Regaining the STS independence of stroke survivors is one of the essential roles of physiotherapists, including positioning the paretic limb, facilitating forward trunk movement; lifting participant’s body assists weight transfer and finally maintains the body alignment. 9 All of the above have to be performed simultaneously so that a good quality STS can be achieved. The repetitive and challenging STS exercise is required to strengthen the extensor muscles and promote neural reorganization for stroke survivors10,11 but involves remarkable energy outputs from the physiotherapist who may get a musculoskeletal injury. 12 It is not easy to maintain effectiveness when encountering the huge service demand in this population. Also, manual assistance has the potential to damage the participant’s soft tissues around the shoulder by pulling them up to standing. 13 In Hong Kong, there is a trend of increased prevalence rates of stroke. 14 It becomes the primary challenge for the physiotherapists to optimize the participant’s functional mobility during their hospitalization.
An assistive device may be able to facilitate the recovery process in STS. It uses an adjustable counter-weight mechanism to take up the weight of the participant during the move so that manual assistance can be significantly reduced. The participant can initiate the training independently, and higher repetitions of STS practice can be performed to have a better training effect. 9 However, only one case study with uncontrolled design and the non-randomized trial have published for this type of training. 15 The purpose of this study was to compare the effectiveness of self-initiated STS exercise with an assistive device or with manual STS exercise to regain STS independence after 10 sessions of training. It hypothesized that participants who performed self-initiated STS exercise with an assistive device to restore the STS independence had a similar effect as manual STS exercise.
Methods
Participants
Participants were recruited from the medical ward in Tai Po Hospital. When the stroke survivors admitted to the medical ward, the corresponding physiotherapist in-charge (PT i/c) referred them to the researcher for screening. Participants were required to meet the following criteria for inclusion in the study: he/she should be (1) first episode of unilateral stroke with hemiparesis, (2) able to understand and follow simple verbal instructions, (3) able to sit unsupported, and (4) able to stand up from an 18 inches high plinth with lifting assistance. Participants were excluded if they had (1) severe pain in the lower extremities during weight bearing or performing the movement, (2) any other acute comorbid diseases such as unstable angina, recent myocardial infarction, and (3) unstable medical/psychological condition.
The participants were informed of the objectives and procedures of the study and signed a consent form. The protocol was approved by the Joint Chinese University of Hong Kong-New Territories East Cluster Clinical Research Ethics Committee, and the study was conducted according to the principles of the Declaration of Helsinki for human experiments.
Design
This study was conducted by using an assessor-blinded, parallel randomized controlled design. Data were collected from a convenience sample of stroke survivors in medical wards. The data were obtained from January 2015 to May 2018. During this period, 80 participants were identified as potential participants for this study. Eleven were excluded because they failed to meet the inclusion criteria or were ruled out by the exclusion criteria (Figure 1). Of the 69 participants, 36 were randomized into the intervention group (conventional physiotherapy program plus STS Trainer® exercise), and the 33 participants were randomized into the control group (conventional physiotherapy program plus manual STS exercise). The randomization was performed by drawing a card from an opaque paper bag. A person who was independent of the study performed the drawing in front of the participant. The assessors responsible for the outcome measures were blinded to the allocations of the participant for the full duration of training. After the randomization, the corresponding PT i/c was responsible for providing the intervention to the participants. Their clinical experience ranged from 2–20 years. Each PT i/c should familiarize with the stroke clinical practice guideline of the physiotherapy department in Tai Po Hospital.
Consort diagram of the study.
Intervention
Conventional physiotherapy program
All participants received conventional physiotherapy based on the stroke clinical practice guidelines of the physiotherapy department in Tai Po Hospital. The guideline provided the standardization of training goal and interventions to improve strength, flexibility, transfers, balance, coordination, and walking. The choice of the treatments for the conventional physiotherapy was selected by the PT i/c, and these treatments were individualized to the participant. The sequence of the intervention was also not standardized. The participant received either STS Trainer® exercise or manual STS exercise with conventional physiotherapy in each session. The content of the conventional physiotherapy was also recorded in physiotherapy treatment form.
STS Trainer® exercise
Apparatus
An STS Trainer® (Neurogym Technologies, Inc., Ottawa, Ontario Canada; Figure 2) provided the weight support in the intervention group. The device consists of a weight stack, connecting to a rope. There is a pulley to a harness that supports the pelvis to help the participant stand up. The amount of support adjusted from 10 to 120 lbs.
The STS trainer.
Setup
The participant seated in an armless 18 inches high plinth, which was underneath an overhead suspension frame. Safety harness was fitted on patient and attached to the overhead suspension frame to prevent fall injury.
Each of the PT i/c was trained to operate the equipment. The STS Trainer® (Figure 2) was put in front of the participant whose knees were in contact with the kneepad. Then the four wheels were locked. A sling was positioned under his/her buttock, and inguinal straps were fastened to Velcro attachments once the participant stood up. The handlebar and kneepad were set so that the participant was supported comfortably. The optimal weight was adjusted so that the participant was able to stand up without physiotherapist manual assistance. It was evaluated throughout the training period. The physiotherapist facilitated the participant’s trunk forward weight shift and corrected his/her alignment so that the normal mechanism of the motion was achieved. During the period of training, all participants held the handlebar by both hands. A wrist strap was used to secure his/her hemiparetic side to the handlebar.
Manual STS exercise
The starting position was the same as for the STS Trainer® exercise. The physiotherapist assisted the participant to stand up by lifting the participant’s body weight, facilitating the trunk forward, and stabilizing the paretic foot. The physiotherapist’s clinical judgment decided the extent of the assistance given. During the period of training, all participants should hold the handles of the walking frame with both hands. A wrist strap was used to help the participant hold the handle at the hemiparetic side. Either STS Trainer® or manual STS exercise was performed for 10 min or at least 100 repetitions until 10 sessions of training were completed.
Outcome measures
Demographic data were collected before the commencement of the study. The baseline measurements undertook before randomization to either the STS Trainer® group or manual STS group and after the completion of the 10 sessions. The primary outcome measures were STS Test from the Balance Master® (SST) 16 and Five-Repetition STS Test (5XSST), 17 and the secondary outcome measure was the number of participants who regained the STS independence (RSU). In this study, RSU was defined that the participant was able to complete both the tests of SST and 5XSST in a onetime just after 10 sessions of training. All outcome measures were analyzed between groups.
The Balance Master® provides an objective assessment of the sensory and voluntary motor control of balance. 15 It has high test–retest reliability (internal consistency coefficient: 0.84–0.88) in measuring more complex tests of balance. 14 The SST utilizes a fixed 18″ × 60″ dual force plate to measure the vertical forces exerted by the participant’s feet. The participant was regarded as failed in this test if he/she was incapable of standing up independently without arm support. The measured parameters were mean weight transfer time (the average amount of time between the onset of the cue to move and the arrival of the Center of the Gravity [COG] over the feet, expressed in seconds), mean rising index (the average amount of force exerted by the legs during the rising phase, expressed in as a percent of body weight), and mean COG (medial-lateral) sway velocity (the average amount of COG sway during the rise to stand and for the first five seconds following the rise, expressed in degrees per second).
5XSST was used to measure the functional lower extremity strength. It has high intra-rater reliability (intra-class correlation coefficient: 0.97–0.976), inter-rater reliability (intra-class correlation coefficient: 0.999) and test-retest reliability (intra-class correlation coefficient: 0.989–0.999). 17 The procedure of 5XSST was based on Bohannon 17 with modifications. The height of plinth was adjusted to 18 inches from the level ground. The participant was instructed to stand up all the way and sit down once without using the upper limbs as fast as possible for five times. The timing started on the command “go” and ceased counting on landing after the fifth stand up.
Statistical analysis
Data analysis was performed by statistical package SPSS version 23. The non-parametric test, Mann–Whitney U test (two-sided), was used to compare the participant characteristics of post-stroke duration, weight transfer, and rising index since Shapiro–Wilk tests did not indicate it was normally distributed. A Chi-Square test was used to analyze gender, the type of stroke and hemiparetic side, and RSU between the two groups.
Independent sample t-test was used to compare COG (medial-lateral) sway velocity and 5XSST for normal distribution of data was shown. Statistical significance was set at 0.05 for all analyses. Standard deviation and 95% confidence interval were also shown as indicated. Intention-to-treat analysis was used to compare the two groups that included all participants as initially allocated after randomization. Per protocol analysis was used to compare the two groups that included only those participants who completed the training initially allocated.
Results
Characteristics of the participants
Demographic data and outcomes measure results for the SST test, 5XSST, and RSU for both the self-initiated STS training with an assistive device (intervention group) and the manual STS training (control group).
p Value significance set as < 0.05.
Intention-to-treat analysis. Values are mean (SD) or n (%).
95% CI: 95% confidence interval; SST: sit-to-stand test from Balance Master®; 5XSST: Five-Repetition STS Test; RSU: regaining the independence in sit-to-stand; STS: sit-to-stand.
Clinical outcomes
In an intention-to-treat analysis, all participants who had not completed the 10 sessions of training were regarded as failing to perform the SST and 5XSST tests by last observation carried forward method. In the intervention group, there were 18 participants unable to complete the SST and 5XSST. In the control group, 21 participants and 17 participants were unable to perform the SST and 5XSST, respectively. The Chi-Square test reflected that no significant difference was found in the SST, 5XSST, and RSU between the two groups (Table 1).
Comparison of sit-to-stand test from Balance Master® (SST) and Five-repetitions sit-to-stand test (5XSST) after 10 sessions of training in randomized trial in self-initiated STS training with an assistive device (intervention group) or manual STS training (control group).
p Value significance set as < 0.05.
Per protocol analysis. Values are mean (SD) (n = number of subjects).
95% CI: 95% confidence interval; STS: sit-to-stand.
Comparison of the regaining the independence in sit-to-stand (RSU) after 10 sessions of training in randomized trial in self-initiated STS training with an assistive device (intervention group) or manual STS training (control group).
0 cells have expected count less than 5. The minimum expected count is 12.00.
Chi-Square test. Pearson Chi-Square is used to compare two groups (assumption not violated). Phi and Cramer’s V are –0.31 and 0.31, respectively.
RSU was defined as the number of patient who can complete the SST and 5XSST (frequency). p value significance set as <0.05.
Per protocol analysis. Values are mean (percentage).
95% CI: 95% confidence interval; STS: sit-to-stand.
Discussion
A previous review 19 had found that interventions to improve STS might have a beneficial effect on the time taken to STS. However, it was in the population of stroke survivors who were already able to perform STS independently. In the present study, the selected participants were unable to stand up without support before the training. It demonstrated that self-initiated STS training with an assistive device might significantly help sub-acute stroke survivors to regain STS independence after 10 sessions of training. The assistance provided by the machine helped the participant to perform the movement from horizontal linear momentum to upward momentum without pause to facilitate lower limb extension. 9 It was accountable for the result of 5XSST that the participants in the intervention group were faster than the control group to finish the test. Also, it was probable that the assistance relieved the manual support from the physiotherapist who was able to focus on correcting the body alignment and facilitating the normal mechanism of STS. It reduced the physical burden of the physiotherapist, but further study is needed to confirm this assumption.
Both 5XSST and SST were assessed when the participant had just finished the last session of training. Participants required more strength and endurance to finish them. Some participants only passed one of the tests, so they were not fulfilled as STS independence. During the training, the participants were closely monitored by the physiotherapist for any discomfort caused by the exercise. No participant complained of exhaustion after the training.
Further research with a larger sample size would be useful to determine optimal intervention strategies for specific categories of stroke-related impairments. It is also essential to investigate the relationships between STS, gait, and balance training. How the speeding up the regaining of the STS independence influence the improvement of the functional mobility of the stroke survivors was still unknown.
Limitations
The sample size was small, and the participants were recruited by convenient sampling. Also, the study population was limited to participants with sub-acute stroke and hence did not generalize to all stroke survivors. Also, the participants did not receive long-term follow up. The longtime effect of the training was unable to confirm. Future studies using a larger sample size with a longer duration of training were needed.
Summary
Indications from this study were that self-initiated STS training with an assistive device had positive effects on speeding up regaining the STS independence after 10 sessions of training. It is crucial, especially in the situation that the stroke survivors were unable to stay in the rehabilitation hospital for a longer duration. The STS exercise can start once the participant can tolerate sitting unsupported.
Footnotes
Acknowledgements
We would like to thank Mr. Lau Fuk On, Titanic for his support. Miss. Lo Tak Man, Catherina and Miss. Wong Sze Man, Queenie for assessing the participants, Miss. Chow Ka Wai, Chelsea for proofreading of the paper, and Mr. Chung Ping Ho, Bryan for his advice. We also acknowledge the support of all participants who participated in this study.
Contributorship
All authors conceived the principles of the methodology. WKHM analyzed the data. NCMJ wrote the first draft of the paper and all authors reviewed and edited the manuscript and approved the final version of the manuscript.
Declaration of conflicting interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This study was supported by the Physiotherapy Department and the Department of Medicine and Geriatrics of Tai Po Hospital.
Guarantor
NCMJ