Abstract
Background:
Despite strong recommendations to use metformin as first-line therapy for type 2 diabetes (T2DM), its use has been suboptimal, likely due to concerns of lactic acidosis. This study compared the association of acidosis in patients with T2DM prescribed metformin with those prescribed other antihyperglycemic medications or no medications.
Methods:
This was a retrospective cohort study of patients with newly diagnosed T2DM utilizing an administrative database, which includes medical and prescription claims. Eligible patients had a diagnosis of T2DM, had continuous health plan enrollment 3 months prior to study enrollment and during the study period, and were at least 18 years of age. Mutually exclusive exposure groups were metformin only, other antihyperglycemic medications, and no medication. Acidosis cases were stratified by exposure group and risk factors for lactic acidosis (chronic obstructive pulmonary disease, hepatic dysfunction, alcohol abuse, heart failure, renal insufficiency, age of 80 years or older, and a history of acidosis). Degree of renal insufficiency was not available. Associations between exposure and acidosis were estimated, and risk factors evaluated.
Results:
A total of 132,780 patients met inclusion criteria: 24,936 (20%) metformin only group, 15,059 (11%) other antihyperglycemic medication group, and 92,785 (70%) no medication group. Acidosis was observed in 1.45 per 10,000 patient months (0.78 metformin, 1.59 other antihyperglycemic medication, 1.51 no medication). The unadjusted relative risk of acidosis was 0.5 for patients prescribed metformin only compared with the other exposure groups (95% confidence interval = 0.2–1.2). There was no significant difference in risk of acidosis between exposure groups, irrespective of risk factors for lactic acidosis.
Conclusions:
Risk of acidosis was similar with metformin only compared with those prescribed other antihyperglycemic medications or no medication. These results support expanded use of metformin for T2DM. Additional studies are needed to understand the impact of risk factor severity on risk of lactic acidosis.
Introduction
Nearly 25 million people in the Unites States (US) have type 2 diabetes mellitus (T2DM). 1 To date, metformin is considered first-line therapy for T2DM 3 and has demonstrated reductions in both cardiovascular morbidity and mortality. 2 However, metformin prescribing remains suboptimal as only 65% of newly diagnosed patients with T2DM are initially treated with metformin. 4 Reasons for suboptimal metformin use are largely unknown, but are potentially due to concerns about increased risk of lactic acidosis among certain at-risk patients.
Lactic acidosis is a type of metabolic acidosis and accounts for the majority of metabolic acidosis cases. 5 The condition results from insufficient oxygenation of tissues, leading to anaerobic metabolism and increased lactate production. Risk factors for lactic acidosis can be classified as those that increase the production of lactate, prevent lactate metabolism, or impair tissue oxygenation. Potential risk factors for metformin-associated lactic acidosis include chronic obstructive pulmonary disease (COPD), hepatic dysfunction, alcohol abuse, heart failure, renal insufficiency, older age (80+ years), and a history of lactic acidosis. 6 Although the presence of these risk factors is considered a precaution, and in some cases a contraindication, to metformin use, it is important to note that hyperglycemia alone is a risk factor for lactic acidosis.7–9
Previous studies have consistently demonstrated no increase in serum lactate concentrations with metformin use,10,11 suggesting the risk of lactic acidosis with metformin use is minimal and similar to the general population. Metformin has been associated with a rate of lactic acidosis of 0–9 per 100,000 patient years12–16 compared with 9.7 per 100,000 patient years in the general population. 13 However, it is difficult to compare incidence of lactic acidosis across studies, given variable definitions of lactic acidosis. Further, incidence of lactic acidosis may be underestimated in retrospective studies, given it may not be documented in the face of other concurrent, acute conditions.
However, studies assessing the risk of lactic acidosis with metformin use are limited. These studies were derived from small samples and analyses often did not attempt to examine the impact of lactic acidosis risk factors. Studies that do evaluate the impact of risk factors such as heart failure and renal insufficiency have found no increased risk of lactic acidosis among metformin users.17–21 Further, past studies did not compare the risk of lactic acidosis between patients with T2DM treated with metformin with other antihyperglycemic agents or no T2DM medications. A more accurate understanding of the risk of metformin-attributable lactic acidosis is needed.
Therefore, the objective of this study was to compare the association of acidosis in patients with T2DM prescribed metformin with those prescribed other antihyperglycemic medications, or no medications, and compare the incidence among patients with and without specific risk factors for lactic acidosis.
Methods
Data source
This study utilized the PharMetrics Legacy Health Plan Claims Database, which includes paid medical, specialty, facility and pharmacy claims for more than 75 million covered lives from more than 80 health plans nationally. Patients in PharMetrics are representative of the US commercially insured population in regards to age and sex. 22 Available data include service dates; ICD-9-CM diagnosis codes; medications filled (generic product index code, date filled, days supplied); provider specialty type; and demographic information such as patients’ birth year, sex and region of residence. The authors obtained a license for a 10% random sample of the entire PharMetrics database from 2001 to 2013.
Study design
A retrospective cohort of patients with newly diagnosed T2DM was identified from the PharMetrics 10% random sample. Eligible patients met the following criteria: two or more diagnoses of diabetes (ICD-9 code 250.x) in any setting, or one diagnosis of diabetes in any setting and one or more subsequent fills of a T2DM medication (generic product index code 27xxxx); at least 3 months of continuous health plan enrollment prior to the first diagnosis of T2DM with no diabetes diagnoses or T2DM medication fills during the prior three months; at least 2 months of continuous health plan enrollment following the diabetes diagnosis; and age 18 or older at the time of their initial T2DM diagnosis. The index T2DM diagnosis date was identified as the earliest date meeting the eligibility criteria. The study cohort was evaluated for up to 1 year to identify occurrences of lactic acidosis.
Measures
Study cohorts
Three mutually exclusive exposure groups were created: the

Study design, cohort inclusion criteria and duration of follow up. T2DM, type 2 diabetes mellitus.
Outcome: acidosis
Acidosis was identified from claims records using ICD-9-CM diagnosis code 276.2 for ‘acidosis’, which includes respiratory and metabolic acidosis. Claims for code 276.2 were considered acidosis events only if they occurred during a hospital stay and the claims for code 276.2 were listed as a discharge diagnosis. To isolate lactic acidosis and exclude miscoding of diabetic ketoacidosis and hyperglycemic hyperosmolar syndrome, claims were not considered if the 276.2 code was reported under any of the following circumstances: on a nonhospital claim; on the same day as the index T2DM medication fill; on the same day as the index T2DM diagnosis or within the same hospital stay as the index T2DM diagnosis; or during a hospital stay but not listed as one of the discharge diagnoses. The date of the first claim for acidosis was captured, allowing for the calculation of the number of days to the event. For the other antihyperglycemic medication group, we created a variable to identify which specific T2DM medications the patient was taking. The total number of acidosis events was determined during each patient’s follow-up period.
Risk factors for lactic acidosis
Risk factors for lactic acidosis included: age 80 years and over; COPD; hepatic dysfunction; history of or concurrent alcohol abuse; heart failure; renal insufficiency; and past history of acidosis. These risk factors were assessed for all patients during the baseline period (i.e. 3 months prior to their index T2DM diagnosis) using ICD-9 CM codes (see Table 1). Each risk factor was captured separately and a composite risk factor score was created by adding the total number of distinct risk factors for each patient.
ICD-9 CM and generic product index codes.
Covariates for multivariate models of acidosis risk
Statistical analyses
Descriptive statistics were used to characterize demographic and clinical characteristics of the cohort, overall and stratified by exposure group. The crude incidence of acidosis (which served as a proxy for lactic acidosis) was calculated for the total cohort and stratified by exposure group. Incidence rates were also estimated within exposure groups identified by each of the seven lactic acidosis risk factors. Specifically, incidence rates were calculated as the number of patients with acidosis at least once during their follow up divided by the total patient time at risk, accounting for unequal length of follow up. Unadjusted relative risk (RR) was calculated to compare the incidence rate among the metformin only group relative to the other exposure groups.
To estimate the more dynamic relationship between T2DM medication exposure and acidosis, multivariate modeling techniques were used. Specifically, Cox proportional hazards regression was used to estimate the risk of an acidosis event. Because patients were not randomly assigned to their T2DM medication exposure groups, the issue of nonrandom treatment allocation was addressed. A two-stage propensity analysis approach was used to estimate adjusted rate ratios for the metformin only group compared with the other exposure groups. 25 First, we estimated each patient’s propensity to be in each of the three exposure groups using multinomial logistic regression. The goal of a propensity model was to mirror the provider intuition that goes into treatment decisions for specific patients. The propensity model therefore included all demographic characteristics, comorbidities, and risk factors for lactic acidosis. 26 Two of the three propensity scores were then included as covariates in subsequent multivariate models.27–29
To account for immortal time bias, multivariate Cox proportional hazards regression models included time-varying indicators of exposure. 30 This allowed patients in the exposed group to be included in the unexposed group until their index T2DM medication was filled, thus more accurately reflecting their exposure status over the course of the study. These multivariate Cox proportional hazards regression models included the propensity scores described above, thus estimating the propensity-adjusted risk of acidosis for the metformin only group compared with the other medication exposure groups.27,31 SAS version 9.4 was used for all data management and analyses. 32
The study was approved by the University of Colorado’s Multiple Institutional Review Board and informed consent was waived.
Results
A total of 132,780 adult patients with newly diagnosed T2DM met inclusion criteria (Table 2). Nearly 20% were in the metformin only group, 11% in the other T2DM medication group, and 70% in the no medication group. The no medication group was significantly older (
Demographic and clinical characteristics of the entire cohort (
SD, standard deviation; T2DM = type 2 diabetes.
More than one third of patients (38%) in the other antihyperglycemic medication group were prescribed a sulfonylurea, one quarter were prescribed insulin, and nearly 10% were prescribed more than one T2DM medication (Table 3).
Diabetes medication exposure in the other diabetes medication group during follow up.
SD, standard deviation.
A total of 187 patients (0.1% of patients) had one or more acidosis events during their follow up. There were 9 acidosis events in the metformin only group, 10 events in the antihyperglycemic agent group, and 168 events in the no medication group. Average time to an acidosis event was 153 days (median 139 days, range 1–363 days). The unadjusted relative risk of acidosis was 0.49 for the metformin only group relative to the other T2DM medication group [95% confidence interval (CI) 0.2–1.2,

Incidence of acidosis during follow up for the entire cohort (
After adjusting for their propensity to be in one of the three exposure groups and accounting for immortal time bias, the risk of acidosis did not differ significantly across the three exposure groups. The hazard ratio (HR) of an acidosis event was 0.59 for the metformin only group relative to the no medication group (95% CI 0.3–1.16,
There were more cases of acidosis among patients with a history of acidosis and lowest among patients aged 80 years and over (Table 4). With the exception of hepatic dysfunction, each additional risk factor increased the risk of acidosis. In a Cox proportional hazards model adjusted for medication exposure group, immortal time bias and propensity scores, the number of risk factors was found to significantly increase the risk of acidosis (HR = 3.4, 95% CI = 2.9–4.1,
Acidosis and risk of acidosis for each risk factor for all medication exposure groups.
When comparing acidosis across the three exposure groups, there were no significant differences.
CI, confidence interval; IR, incidence rate; LA, lactic acidosis.
Rates of acidosis by risk factor and treatment group.
T2DM, type 2 diabetes mellitus.
Discussion
The results of this study suggest the risk of acidosis with metformin use is similar to that with other antihyperglycemic medications or no medications irrespective of the presence of risk factors for lactic acidosis. The similar risk of acidosis in patients treated with a T2DM medication other than metformin is especially meaningful when considering metformin is generally avoided in clinical practice in favor of another T2DM medication when there is a perceived risk of lactic acidosis. However, these findings do not account for severity of a given risk factor, such as degree of renal insufficiency.
A meta-analysis of 347 trials estimated the association between lactic acidosis and metformin use in patients with T2DM comparing metformin users to nonmetformin users. 33 From the 70,490 patient years of metformin use, no cases of lactic acidosis were found in either the metformin or nonmetformin group. 33 Another large prospective study assessed the composite outcome of acidosis or infection in patients with T2DM and found lower risk of the composite endpoint in patients treated with metformin compared with insulin; however, this endpoint is not limited to lactic acidosis events. 34 Therefore the collective findings from the current and prior studies suggest concerns of acidosis with metformin use are largely unfounded and thought to be associated with a high risk of lactic acidosis with another biguanide medication, phenformin. 35 Phenformin preceded metformin as the first biguanide and was associated with a rate of lactic acidosis of 64 per 100,000 patient years.12–16
Further, studies assessing the risk of lactic acidosis with metformin in the presence of risk factors for lactic acidosis do not support many of the precautions and contraindications listed in product labeling. 6 However, the benefits of using metformin in T2DM are clearly significant.18,36–41 In fact, for heart failure and renal insufficiency, available evidence suggests there is no significant risk of lactic acidosis17–20,42 with metformin use and that metformin may actually be beneficial for patients with heart failure.36,37,43–46 Despite a lack of evidence supporting the precautions and contraindications to metformin use, and the overwhelming evidence supporting metformin’s benefits, 85% of providers do not prescribe metformin in the presence of a precaution or contraindication. 47
In this study, hepatic dysfunction was the only potential risk factor for acidosis that did not significantly increase the risk of acidosis (unadjusted RR = 3.4, 95% CI = 0.9–13.8). There were 88 patients with one or more risk factors and an acidosis event; however, none of these patients were in the metformin group. When considering the prescribing patterns across patients with risk factors, metformin was significantly less likely to be prescribed for patients with risk factors for lactic acidosis, with the exceptions of patients with heart failure or history of acidosis. Further, fewer patients with lactic acidosis risk factors were prescribed metformin than other T2DM medications (8% of the metformin group compared with 12% of the other medication group). It is notable that there were fewer prescriptions for metformin in patients with risk factors for lactic acidosis and this may be the result of providers avoiding metformin for patients with risk factors. However, although metformin was less likely to be prescribed to patients with risk factors for lactic acidosis, the propensity methods we used accounted for this to the extent of information available. The propensity methods only accounted for presence of a diagnosis and not severity of a risk factor, such as degree of renal insufficiency. Providers may have been less likely to prescribe metformin to patients with more severe risk factors, which may have biased the results.
There are some limitations of this study. This was a retrospective study utilizing administrative claims data. Medication pharmacy dispensing data are not necessarily reflective of actual patient use. Coding of medical conditions may also have been inaccurate or incomplete, and variables such as glucose and creatinine levels are not available. Because of its retrospective design, causality between acidosis and medication use cannot be determined. Uncontrolled diabetes alone in addition to other factors that could have contributed to occurrences of acidosis were not able to be assessed with this study design. Considering the no medication exposure group had a higher occurrence of acidosis, it is possible that worse glycemic control was a contributing factor.7–9 It is also possible that the no medication group had better glycemic control compared with the other groups and thus did not require treatment. Severity of risk factors such as renal insufficiency and liver dysfunction were not known using this database and it is possible that more severe disease would have resulted in greater risk of lactic acidosis.48,49 A prior study evaluating patients with diabetes and higher serum creatinine values found metformin users were at increased risk of mortality compared with nonmetformin users, but this study did not estimate renal function using clinically meaningful methods such as Creatinine Clearance or Modification of Diet in Renal Disease formulas.48,50 Further, the diagnosis of acidosis defined by a nonspecific ICD-9 code that includes metabolic and respiratory acidosis may not identify all cases, and may not specifically indicate lactic acidosis; however, our rules for identifying cases decrease the chance of misclassification. Although the majority of metabolic acidosis events are due to lactic acidosis, 5 it is possible that false-positive cases of lactic acidosis were identified, representing cases of respiratory acidosis or metabolic acidosis unrelated to lactic acidosis.
Conclusion
Additional studies of large sample sizes that assess causality of lactic acidosis and that assess laboratory measurements of serum lactic acid and risk factor severity, such as degree of renal insufficiency, are needed to definitively negate the fear of lactic acidosis with metformin use. In the absence of data supporting an increased risk of lactic acidosis with metformin use, our findings support expanded use of metformin for the treatment of T2DM. The association of acidosis with metformin use is similar to the risk associated with other T2DM medications or no medication in patients with newly diagnosed T2DM.
Footnotes
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This work was supported by The ALSAM Foundation Skaggs Scholars Program grant at the University of Colorado Skaggs School of Pharmacy and Pharmaceutical Sciences. The ALSAM Foundation had no involvement or influence in the design, conduct or reporting of the study.
Conflict of interest statement
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
