Abstract
Anemia is a major cause of morbidity in cancer patients resulting in poor physical performance, prognosis and therapy outcome. Initially, erythropoietin-stimulating agents (ESAs) were supposed to be the treatment of choice but about one third of patients turned out to be nonresponders and meta-analyses provided evidence of an increased risk of mortality if used excessively. This along with the successful use of intravenous iron for anemia in patients with chronic kidney disease prompted seven clinical studies evaluating the efficacy of intravenous iron as an adjunct to ESAs and four additional studies using intravenous iron only for anemia in cancer patients. These studies confirmed a superior response if ESAs are combined with intravenous iron and revealed iron only to be a useful option in patients with mild and absolute iron deficiency (AID). Currently, best treatment decisions for anemia in cancer might be based on measurements of serum ferritin (SF), transferrin saturation (TSAT), soluble transferrin receptor (sTfR), ferritin index (FI = sTfR/log SF), hypochromic reticulocytes (CHR) and C-reactive protein (CRP). However, there is still an urgent need for trials investigating diagnostic approaches to optimize therapy of anemia in cancer patients with iron and/or ESAs.
Introduction
Anemia is a major cause of morbidity in cancer patients [Barrett-Lee et al. 2005; Birgegard et al. 2006]. Low hemoglobin (Hb) levels in cancer patients were shown to correlate significantly with poor physical performance [Ludwig et al. 2004; Barrett-Lee et al. 2005; Birgegard et al. 2006; Steinmetz et al. 2011], prognosis and therapy outcome [Fein et al. 1995; Dubray et al. 1996; Glaser et al. 2001; Littlewood et al. 2001; Waters et al. 2002]. There are multiple causative factors including absolute iron deficiency (AID) which may result from chronic bleeding due to gastrointestinal or gynecological lesions, blood loss from surgery, nutritional deficiencies, anemia of chronic disease (ACD), myelosuppressive effects of chemotherapy or metastatic infiltration of the bone marrow limiting erythropoiesis [Rizzo et al. 2002; Grotto, 2008]. Even in the absence of overt anemia, iron deficiency is already associated with impaired physical function, weakness and fatigue which all abate upon iron therapy [Verdon et al. 2003; Brownlie et al. 2004].
Anemia as major cause of morbidity in cancer took center stage with the approval of erythropoiesis-stimulating agents (ESAs) in 1997. At that time one did not think of functional iron deficiency (FID) in cancer patients yet and AID was generally considered of minor importance. Consequently, diagnostic procedures were not developed but therapy was initiated if three conditions were met: (1) diagnosis of cancer, (2) chemotherapy and (3) low Hb levels (< 10 g/dl). Accordingly, the first treatment guideline for cancer-associated anemia in 2002 was primarily a ‘how to use ESA’ guideline [Rizzo et al. 2002]. Only as the sixth of eight recommendations the guideline stated: ‘
Routine practice of triggering ESA treatment of cancer-related anemia based on chemotherapy and low Hb-values only [Steinmetz et al. 2008] has resulted in overall response rates of about 50–60% and the need for blood transfusion has remained high, at about 20–30%. Moreover, during recent years, evidence has been increasing that aggressive ESA treatment as well as blood transfusions may increase all-cause mortality [Spahn et al. 2008; Bohlius et al. 2009] although no such evidence is available if ESAs are used according to the label with target Hb levels between 11–12 g/dl [Glaspy et al. 2010].
The poor response rates to ESA therapy alone and the positive experience with intravenous iron in chronic kidney disease prompted the first study of the combination treatment of ESAs and intravenous iron in cancer patients [Auerbach et al. 2004]. This was followed by six additional studies using iron as an adjunct to ESAs and by four studies using even iron alone in anemic cancer patients. In parallel, the understanding of the pathophysiology of cancer-related anemia has grown substantially [Grotto, 2008] and the detection of hepcidin opened new insights into the regulation of iron metabolism and hematopoiesis [Krause et al. 2000; Park et al. 2001; Goodnough et al. 2010; Thomas et al. 2011]. Consequently, the ACD which has already been known to cause anemia in cancer patients prior to the era of ESAs [Cash and Sears, 1989] came to the fore again [Weiss and Goodnough, 2005] whereas the effect of chemotherapy stood back. With the rediscovery of the concept of ACD the role of iron has changed too. While during the early ESA years iron was used in AID only, the FID described in ACD may explain benefits of iron also in patients with normal or even elevated total body iron. This review focuses on when and how to use iron in cancer-related anemia.
Pathophysiology of anemia in cancer and derived diagnostic tests
Based on WHO criteria [de Benoist et al. 2008] the definition of anemia is relatively simple: Hb <12 g/dl in nonpregnant women and Hb <13 g/dl in male subjects older than 15 years. However, the problem of anemia in cancer is complex and it is not only challenging to identify causes in any given patient, but also to evaluate the relevance of single factors in general. If indicated by a careful anamnesis, initially bone marrow infiltration, hemolytic anemia, renal insufficiency and vitamin deficiency should be ruled out by bone marrow aspiration, measurement of serum levels of lactate dehydrogenase (LDH) and haptoglobin, of creatinine clearance and endogenous erythropoietin, and of vitamin B12 and folic acid, respectively (Figure 1). However, the diagnosis of iron deficiency is not as easy, as one needs to discriminate AID and FID [NCCN, 2012].

Proposal of a diagnostic and treatment algorithm (incorporating the diagnostic plot of Thomas and Thomas [2002]). ESA: erythropoietin-stimulating agent; FID, functional iron deficiency; CRP, C-reactive protein; ACD, anemia of chronic disease; AID, absolute iron deficiency; CHR, hypochromic reticulocytes.
AID is a common cause of anemia in cancer patients, most often provoked by bleeding or iatrogenic blood loss, less frequently for dietary reasons. Low values of the erythrocyte indices major histocompatibility complex (MHC), mean corpuscular volume (MCV) and mean corpuscular hemoglobin concentration (MCHC) indicate diminished iron incorporation. Most often serum iron (Fe) is low in AID, but strongly varies with inflammatory reactions; moreover, it might be low in FID too. The most important parameter to assess whole body iron is serum ferritin (SF) which is the intracellular storage protein of iron; 1 µg/l SF corresponds to about 8–10 mg of iron stored. AID is defined as SF <30 µg/l and decreased saturation of serum transferrin (TSAT) <15% [NCCN, 2012]. Unfortunately, SF is an acute phase protein. Consequently during an inflammatory reaction, serum levels increase and there is no longer a clear-cut SF threshold indicating AID; however, SF levels <100 ng/ml make AID very likely and are therefore predictive of a good response to Fe iv, without using ESA [Auerbach et al. 2010; Steinmetz et al. 2011]. Alternatively, intracellularly stored iron might be detected through staining of bone marrow smears which is not very practical though. However, the combination of SF, C-reactive protein (CRP), soluble transferrin receptor (sTfR), and low Hb-content of reticulocytes (Ret-Y, CHR) enables the detection of AID [Thomas and Thomas, 2002] even though SF levels might be >1000 µg/l [Steinmetz et al. 2010].
FID is a major contributor to ACD and accordingly also quite prevalent in cancer-associated anemia [Ludwig et al. 2011]. FID in cancer is most often provoked by tumor cells that interact with the immune system and by this cause a chronic state of inflammation along with the release of pro-inflammatory cytokines, such as interleukin-6 (IL-6) or tumor necrosis factor (TNF). In the clinical setting the extent of inflammation could be assessed through measurement of CRP, which is closely related to the serum IL-6 level. Cytokines foster the release of hepcidin, a peptide hormone and key regulator of iron homeostasis [Weiss and Goodnough, 2005]. Hepcidin blocks the membrane-tunnel protein ferroportin which normally transfers iron from the intracellular stores to transferrin, the transport protein in blood. Therefore, in the case of inflammatory reactions, increasing hepcidin levels lock iron in the cells; dietary iron is not released from the enterocytes in the small intestine, nor is storage iron released from the cells of the reticulo-endothelial system (e.g. macrophages, liver cells). As a consequence of the intracellular iron accumulation, the saturation of the iron transporting protein transferrin decreases. Therefore, despite high intracellular iron levels, a FID develops due to the restricted supply of iron to erythropoiesis (iron restricted erythropoiesis [IRE]). NCCN guidelines define FID if TSAT is <20% along with normal or elevated SF levels up to 800 µg/l [NCCN, 2012]. During inflammation SF and hepcidin increase whereas transferrin decreases. As a consequence TSAT might be within the normal range and thus is not a good indicator for intravenous iron [Auerbach et al. 2010; Steinmetz et al. 2011]. Hepcidin might be an alternative, but is unfortunately not yet available as a routine test [Goodnough et al. 2010; Thomas et al. 2011].
As iron is most important for the production of hemoglobin, IRE results in hypochromic anemia which is characterized initially by an increasing number of hypochromic reticulocytes (CHR, Ret-Y), and later by hypochromic erythrocytes (Hypo-Ery) [Brugnara, 2000; Thomas and Thomas, 2002; Goodnough et al. 2010]. In an attempt to compensate for this anemia the quantity of erythropoietic precursor cells (erythroblasts and proerythroblasts) and the number of transferrin receptors on the surface of these precursor cells increase. The transferrin receptor is shed into the plasma where the sTfR concentration correlates with the surface amount. Thus, an elevated level of sTfR reflects an increased number of erythropoietic precursor cells and an increasing iron need for erythropoiesis [Cazzola and Beguin, 1992; Pettersson et al. 1994; Suominen et al. 2000; Beguin, 2002; Lee et al. 2002]. The value of sTfR alone for the differential diagnosis of anemia and for the prediction of treatment response is rather low [Steinmetz et al. 2007], but the ratio of sTfR and the logarithm of serum ferritin (sTfR/log SF), the so-called ferritin index (FI), proved to discriminate FID and ACD [Punnonen et al. 1997]. However, cancer patients often have normal sTfR and FI despite a proven AID [Lee et al. 2002]. This may be explained by direct suppression of erythropoiesis through tumor cells and chemotherapy and a reduced production of endogenous erythropoeitin [Weiss and Goodnough, 2005]. The combination of the FI with the determination of hypochromic reticulocytes enables identification of patients with ACD, repleted iron stores (FI normal), but FID (CHR ≤28 pg) [Thomas and Thomas, 2002].
Studies of iron as an adjunct to ESA for the treatment of anemia associated with chemotherapy
Approximately 30–50% of cancer patients with chemotherapy-related anemia do not respond to ESA alone and even in the remaining patients, response is often slow, not until 4–6 weeks after ESA initiation [Glaspy et al. 1997; Littlewood et al. 2001]. As response to ESA was shown to improve with intravenous iron supplementation in chronic kidney disease [Fishbane et al. 1995; Macdougall et al. 1996; Sepandj et al. 1996], Auerbach and colleagues performed the first randomized con-trolled-pilot trial testing combinations of ESAs and iron in cancer patients with chemotherapy-related anemia [Auerbach et al. 2004] (Table 1). Intravenous iron was superior to oral iron or ESA alone in increasing Hb and quality of life (QoL). Subsequently, five studies [Hedenus et al. 2007; Henry et al. 2007; Bastit et al. 2008; Pedrazzoli et al. 2008; Auerbach et al. 2010] confirmed a better response rate of intravenous iron along with ESAs as compared with ESA alone (Table 1). In three studies using Epoetin alpha or beta, adjunct treatment with intravenous iron increased the Hb response rate (Δ +0.8 to 1.2 g/dl) from 36–53% to 68–93%
Studies examining iron as an adjunct to ESA.
Values are given as means ± standard deviation, as means (lower, higher limit of 95% confidence Interval), or as median (minimum–maximum)
Responder: patients who had achieved a maximum Hb level > 12 (# ≥ 11 g/dl) or an increase in Hb of >2 g/dL during the study (§ until week 8);
Week 5 to end of treatment period.
ITT: intent to treat.
PP: per protocol.
TD: Total iv iron dose
There was only one study that despite its large size failed to demonstrate significant clinical benefit of adjunct intravenous iron [Steensma et al. 2011]. A higher Hb response in the intravenous iron group was not significant, improvement of QoL was comparable and rates of transfusion were the same in all three study arms. Moreover, the study reported a higher rate of serious adverse events (SAEs) in the intravenous iron group as compared with the oral or no iron groups (55%
Studies using iron alone for treatment of anemia in cancer patients
The first study investigating intravenous iron alone in chemotherapy-associated anemia was performed in women with cervical cancer treated with chemoradiotherapy [Kim et al. 2007] (Table 2). The primary objective was to prevent exacerbation of anemia and to reduce the transfusion volume through intravenous iron sucrose. In the setting of this single-center trial the transfusion rate dropped from 64% to 40%. Another single-center, prospective, open-label, randomized study explored whether intravenous iron reduces red blood cell (RBC) transfusions in anemic gynecologic cancer patients receiving platinum-based chemotherapy [Dangsuwan and Manchana, 2010]. Again, this was a small study enrolling 22 patients per arm only, but intravenous iron resulted in a significant Hb increase of 0.9 g/dl and a significant reduction of the transfusion rate from 63.6% to 22.7%. While in both of these studies [Kim et al. 2007; Dangsuwan and Manchana, 2010] all patients received intravenous iron regardless of patients’ actual iron status, in the German TANDEM trial patients were assigned to different treatment regimens based on the results of the diagnostic plot [Thomas and Thomas, 2002]. This diagnostic tool revealed in 207 (68%) out of 303 patients with a baseline ferritin ≥20 ng/ml no iron deficiency and were treated with ESAs alone. A total of 23 patients (8%) had ACD with FID and received ESA + intravenous iron, while 46 (15%) and 27 (9%) patients had mild and distinct AID, respectively, and received either oral or intravenous iron alone. Response rates were comparable in all groups, but the need for transfusions was slightly lower in groups receiving iron only [Steinmetz et al. 2010] (Table 1).
Studies examining intravenous iron alone
Baseline levels given as means (SD) or median (min to max) or median (25%, 75%ile). For abbreviations see Table 1.
The so far largest cohort of cancer patients treated for anemia with iron alone was in an observational study in Germany enrolling a total of 420 patients [Steinmetz et al. 2011]. Of these 347 (82.6%) received ferric carboxymaltose (FCM) as intravenous iron preparation only, the remaining 73 (17.3%) patients received FCM as an adjunct to ESA. About three out of four patients (74.3%) received cytotoxic chemotherapy concomitantly. At baseline, median Hb was 10.0 g/dl (95% confidence interval [CI] 9.1–10.6), ferritin was ≤100 ng/ml in 37.5%, and transferrin saturation <20% in 75.6% of patients. Average increase in Hb levels was 1.4 g/dL (median; 25%ile, 75%ile: 0.2, 2.3) in the overall population, 1.4 g/dl (0.3, 2.3) in patients censored for transfusions during the study, 1.4 g/dl (0.2, 2.3) in patients who received FCM only, and 1.6 g/dl (0.7, 2.4) in patients who received FCM plus ESA. The transfusion rate between week 5 and end of observation amounted to 7% and 11% of patients treated with FCM and FCM + ESA, respectively.
Safety of intravenous iron
There are many oral iron formulations, but in Europe only six different preparations are available for intravenous use (Table 3). Most randomized studies (Tables 1 and 2) made use of iron natrium–gluconate–sucrose complex (in Europe: Ferrlecit®, Sanofi-Aventis) as an adjunct to ESAs. All but one of these studies showed similar rates of adverse events (AEs) in patients receiving ESAs alone, ESAs plus oral iron or ESAs plus intravenous iron. One study [Steensma et al. 2011] revealed a substantially higher rate of SAEs in the intravenous iron arm (darbepoetin plus ferric natrium–gluconate–sucrose complex). It was conjectured that these may be due to the three single doses of ferric–gluconate given concomitantly with ESAs, instead of two doses as per the drug label [Aapro et al. 2011]. However, sometimes life-threatening anaphylactic reactions as with older iron-dextran solutions have never been observed in cancer trials. In particular, the current high molecular weight sequestrants such as sucrose, isomaltosid and carboxymaltose have an excellent compatibility, not requiring a test dose at therapy initiation. In over 600 cancer patients treated with ferric carboxymaltose the rate of possibly or probably drug-related AEs, mainly nausea and diarrhea, were reported for 2.3% (
Iron preparations for intravenous use.
Abbreviations: min: minutes; h: hour; EU: Europe; US: United States of America
How should we manage anemia in cancer patients?
When and by which diagnostic parameters should we assess iron metabolism?
In patients being treated for cancer the cause of anemia should be investigated if Hb rapidly decreases by >2 g/dl or falls below 11 g/dl (Figure 1). Based on current practice guidelines (Table 4) at least SF and TSAT should be measured in addition to careful anamnesis. The assumption of FID should not be restricted to patients with SF <800–1000 ng/ml only, but additional parameters such as FI and hypochromic reticulocytes should be considered [Cazzola and Beguin, 1992; Pettersson et al. 1994; Suominen et al. 2000; Beguin, 2002; Lee et al. 2002; Thomas and Thomas, 2002].
Practice guidelines recommendations of iron management.
EORTC, European Organisation for Research and Treatment of Cancer; ID, iron deficiency; SF, serum ferritin ; AID, absolute iron deficiency; FID, functional iron deficiency; IS, iron sucrose; SFG, sodium ferric gluconate; LWID, low molecular weight iron dextran; ESA: erythropoietin-stimulating agent; TSAT: transferrin saturation; SF: serum ferritin; Hb: hemoglobin.
Which patients should be treated with iron?
Patients with AID should always be treated with iron. In patients with FID iron should be considered as an adjunct to ESAs (Figure 1). There is some evidence that the response to ESAs might be enhanced even in patients not meeting the definition of AID and FID, e.g. patients with TSAT >15% and SF >10 ng/ml [Bastit et al. 2008] (Table 2). The noninterventional study with ferric carboxymaltose described an effective intravenous iron-only therapy even in patients with SF >500 ng/ml [Steinmetz et al. 2011] (Table 2). Moreover, patients without any evidence of FID at baseline may also develop FID under ESA therapy as indicated by an increase of sTfR and FI [Steinmetz et al. 2010]. There is still an urgent need for prospective trials optimizing anemia treatment based on baseline assessment and monitoring of iron status and erythropoiesis.
Should we treat patients with oral or intravenous iron?
Three studies prospectively tested oral
What is the optimal intravenous dose of iron?
In AID the need for iron might be calculated based on the formula of Ganzoni:
However, this approach was used in one trial only [Auerbach et al. 2004] which was based on a modified formula calculated a need of 1000–3000 mg iron. The other studies combining ESAs with iron used a total dose between 750 and 2000 mg at a fixed dose schedule (Table 1). Only in the first one [Auerbach et al. 2004] did a small group of patients (
Which intravenous preparation should be used?
Former reluctance in using intravenous iron was mostly driven by safety concerns, including life-threatening anaphylactic reactions. All of today’s preparations show good or excellent tolerability (Table 3) and in particular macromolecular sequestrants such as carboxymaltose or isomaltosid allow for fast infusion of high total iron doses at low rates of side effects. Most experience in the cancer patient population is available for ferric carboxymaltose.
In summary, iron proved efficacious and effective for the treatment of cancer-associated anemia. Most studies confirmed an increased efficacy of the combination of ESAs with intravenous iron, but iron alone may be a useful option too. However, there is still an urgent need for trials investigating diagnostic approaches for the optimal tailoring of iron and/or ESA therapy in cancer patients with anemia.
Footnotes
Acknowledgements
Thanks are due to Uwe Totzke for reviewing and revising the draft version of the manuscript.
Funding
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
Conflict of interest statement
Dr. Steinmetz was engaged in clinical studies for Amgen, Roche, Ortho Biotec - Janssen Cilag, Vifor, as a consultant in ad-boards for Amgen, Roche, Ortho Biotec - Janssen Cilag, Vifor, Medice/Pharmacosmos, Holbek, and received grants for clinical studies for Amgen, Roche, Vifor.
