Abstract
Background
Basal cell carcinoma (BCC) of the prostate is a rare and poorly characterized malignancy distinct from conventional prostatic adenocarcinoma. Due to its rarity, diagnostic challenges arise, often leading to misclassification and delayed management. Immunohistochemical markers such as Ki-67 proliferation index and prostate-specific antigen (PSA) levels may aid in distinguishing BCC from typical adenocarcinoma, but data remain limited.
Methods
This case series review study retrospectively analyzes published case reports and series spanning from 1988 to 2023 to evaluate Ki-67 staining patterns, PSA levels, and other immunohistochemical features to identify distinguishing characteristics of prostatic BCC. Data extracted included patient demographics, PSA levels at presentation, Ki-67 proliferation index values, and results of other immunohistochemical staining (i.e., PSA, P63).
Results
Of the 24 BCC cases included in the final analysis, 20 reported PSA level at first presentation (mean: 2.56 ng/mL, range 0.08-7.3 ng/mL, normal range <4), 15 reported PSA IHC staining, and only 13 reported Ki-67 percentage values obtained through primary tumor biopsy staining (mean: 46.88%, range 0-80%). In comparison, Ki-67 expression numbers from National Comprehensive Cancer Network (NCCN) for prostate adenocarcinoma report varied Ki-67 expressions between risk groups: low-risk patients averaged 5.1% ± 3.8%, intermediate-risk patients averaged 7.4% ± 6.8%, and high-risk patients averaged 12.0% ± 12.4%. Various immunohistochemical staining was also collected yielding positive staining with Ki-67 in 13/13 cases, HMWCK/34βE12 in 14/14 cases, P63 in 14/14 cases, and BCL-2 in 12/13 cases.
Conclusion
This retrospective analysis suggests that prostatic BCC may be characterized by higher Ki-67 proliferation indices and lower PSA levels compared to typical prostatic adenocarcinoma. This review further explores and proposes the potential of combining Ki-67 and PSA assessments along with other biomarkers to aid in distinguishing BCC from conventional prostate cancers, facilitating earlier recognition and appropriate management of this rare malignancy.
Background
As of 2023, prostate cancer is the most prevalent solid-organ malignancy among men and continues to be the second most common cause of tumor-related death, only second to lung cancer. The five most prevalent subtypes of prostate cancer from most to least prevalent include: Adenocarcinoma (∼95% of cases), Small Cell Carcinoma (∼1%), Squamous Cell Carcinoma (<1%), Transitional Cell (Urothelial) Carcinoma (<1%), and Sarcomas (<0.1%). However, often less studied and significantly rarer, is the basal cell carcinoma (BCC) subtype. This subtype has been estimated to have less than 150 total cases reported in literature to date.
BCCs of the Prostate are defined through histopathology, immunochemistry, and genomic characteristics that separate it from other prostate subtypes. On histopathology, BCC show basal cell differentiation with adenoid cystic-like structures, small solid nests with peripheral palisading patterns, and/or basal cell hyperplasia-like patterns. 1 BCCs can strongly stain cytokeratin 34βE12, BCl-2, and p63 and may show negative PSA staining, which sets it apart from common prostatic adenocarcinomas.1–3 Clinically, BCC often presents with obstructive and dysuria/hematuria symptomology and normal PSA values. 4 The presentations BCC demonstrate can vary, from being indolent to aggressive with recurrence/metastases. 2 The prognosis is typically poor, with Komura et al. showing poor percent survival for those with basal cell carcinoma compared to other subtypes. 5 The purpose of this case review is to compile, summarize and analyze observations made both clinically and diagnostically in these cases; by analyzing the quantifiable data we hope to establish new diagnostic criteria and/or treatment recommendations.
Methods
Data source and collection method
Cases were identified using PubMed. We used terms such as “BCC of prostate” or “adenoid cystic carcinoma of the prostate” combined with other terms in advanced searches such as “case review” or “case study”. We were aiming to only report cases (and data) directly from the case study involving patient care, and not as referenced in a separate case review. Case studies with multiple patients from the same hospital system were also considered. We analyzed 45 articles in our literature review, and of those, there were 20 articles (24 total cases) that had reported and confirmed cases of BCC of the prostate. No sample size calculation was pursued due to the deference of statistical analyses. After collecting acceptable case study literature, we collected the following data from the studies: year the study was published, symptoms, PSA level at first presentation, metastasis if applicable, treatment/outcome, Ki-67 index, tumor markers tested, age, race, other primary cancers, and Histology/IHC findings. Given the heterogeneity of the collected data, data points were organized descriptively in a table; a systematic review was deferred. None of the studies were excluded for not having any of the parts of the data collected; “Not Specified” or “Unknown” was applied when data was missing. When a specific data variable was not present for all the studies, only studies that had the data variable recorded were considered when tabulating a descriptive summary for that specific variable. We compiled the data in excel sheets and descriptively communicated key qualitative data through distribution charts, circle graphs, and bar graphs. Our institution did not require ethical approval for reporting retrospective individual cases or case series.
Results
Patients and presenting characteristics
There was a total of 24 cases included in the final analysis. Cases ranged from 1988 to as recent as 2023. The different cases were from a variety of sources including case reviews and systematic analyses. Due to this heterogeneity, the following results are descriptive without statistical inferences between cases.
Of the 24 cases, only 20 cases had reported PSA level at first presentation. PSA values ranged from 0.08 to 7.3 with a median of ∼2.1ng/mL (Figure 1). Of the 20 cases, 15 had normal PSA and only 5 had an abnormal PSA. All of the patients with reported normal PSA were symptomatic at the time of presentation, and only 1/5 of the cases with abnormal PSA were asymptomatic (Table 2, Figure 1). A common presenting feature among the cases was micro or macrohematuria, dysuria, and overflow incontinence (Table 1). Box Diagram of Initial PSA values on patient presentation for patients included in this review. The box covers 25th to 75th percentile of the data. The line within the box highlights the median. The whiskers each represent Q1 – 1.5 x Interquantile Range (IQR) and Q3 + 1.5 x IQR. Summary of age, race/country of origin, symptoms on presentation, physical exam findings, radiographic findings, TNM staging, information of metastases on presentation, and treatment course/final outcome for each patient among the case reports (if the information is not specified in the publication, it is referred to Unknown in the table). TURP – transurethral resection of the prostate, C – chemotherapy, R – radiation therapy, S – surgery, BPH – benign prostatic hyperplasia, BCC – basal cell carcinoma of prostate, FGFR – fibroblast growth factor receptor, PSA – prostate-specific antigen, ADL – activities of daily living, HR – hormone therapy, AR – androgen receptor.
Tumor pathology
Summary of Prostate-specific antigen (PSA), Ki-67 staining (%), other markers, U/S (ultrasound) prostate volume, and histology/immunohistochemistry (IHC) descriptions for each patient among the case reports (if the information is not specified in the publication, it is referred to Unknown in the table).
TURB-T – transurethral resection of bladder tumor, H&E – hematoxylin & eosin, PAS – periodic acid-schiff.
In our case review, there were 2 out of 24 cases that had no information on growth patterns. Of the 22 cases with histological growth information, 17 cases demonstrated an adenoid cystic growth pattern, 13 cases showed a basaloid pattern and 10 cases were associated with both growth patterns. However, out of the total 24 cases, there were 13 cases that had local extra-prostatic extension, 10 cases with perineural invasion, and 9 cases with distant metastases (Table 2).
Microscopy and IHC w/analysis
There were a number of markers tested on immunohistochemical testing between all of the studies including Ki-67, high molecular weight cytokeratin (34βE12/HMWCK), BCL-2, S-100, CK5, CK6, CK7, CK20, SMA, PAS, PAP, PSA, C-erb2 (HER2Nue) Synaptophysin, Chromogranin-A, Calponin, TTF-1 (NKX2-1) Alpha-methyl acyl-CoA/P504S, Low molecular weight cytokeratin (LMWCK/CAM5.2), CD117/CDKIT, and AE1/AE3. Some studies tested only a handful of these markers in various combinations. We listed positivity for tested markers and omitted any of the previously listed markers in studies where they were not tested for. There was only one study that had no information on marker testing in the case described by Ahn SK et al. (Table 2).
Ki-67 was found to be positive in all of the cases testing for the marker (13/13). HMWCK/34βE12 was positive in 14 out of 14 cases. We found P63 (14/14) and BCL-2 (12/13) to be positive in the set of cases tested for these markers. S100 was positive in five of the six cases tested with one negative case. CK5 and six were positive in 6/7 of cases tested as well. CK7 was positive in six out of nine cases (Table 2).
The following were the positivity for the less frequently tested markers: CK20 positive in 0/8 cases (0%), C-erb2 (HERNUE) positive in 4/5 cases, SMA positive in 3/5 cases. PAS positive in 3/3 cases, PAP positive in 4/5 cases, PSA positive in 3/16 cases, synaptophysin positive 0/5 cases, Chromogranin-A positive in 0/8 cases, Calponin positive in one of two cases, TTF-1 (NKX2-1) in 0/3 cases, AR in one of two cases, Alpha-Methyl acyl-CoA//P504S was positive in 0/4 cases, Low molecular weight cytokeratin (LMWCK/CAM5.2) in 3 of 4 cases, CD117 in 2/3 cases, and AE1/AE3 in 2/2 cases (Figure 2). Number of positive and negative staining among all initial biopsies collected of all patients for each patient.
Treatment and longterm survival
The median follow-up time for the cases was 1.5 years. Of the 24 cases, 13 underwent prostatectomy. Among the 13 prostatectomy patients, six were symptom-free during follow-up (with 9 months, 1 year, 2 years, 3 years, 4 years, and six years of follow-up), three had very limited or no follow-up information, and three died with cause relating to BCC diagnosis, with an additional patient deceased 3 years post-diagnosis due to heart failure. Among the 11 non-prostatectomy patients, one patient received orchiectomy with hormonal meds before losing follow up after six months, and six patients received a TURP-T (three of which died, 2 had no evidence of disease at 8 and 23 months post-op, and one had no follow-up data). a Of the remaining four non-prostatectomy patients, one died after 25 months post-chemoradiation therapy, one received HoLEP (Holmium Laser Enucleation of the Prostate) followed by chemoradiation and showed complete radiologic resolution 6 months post treatment, and one was undergoing chemo treatment at the time of publication. The final patient received a radical cystectomy followed by radiation, HR, and zoledronic acid; at 3 year follow-up, the patient was able to independently complete ADL's with an ECOG score of 1. To reiterate, thirteen patients received definitive therapy in prostatectomy with four total deaths among the 10 with adequate follow-up (
Discussion
In our study, we set out to establish potential markers and trends in diagnosing BCC of the prostate. Ki-67 protein is a widely used marker among solid tumors used to ascertain tumor proliferation rates based on the cellular expression of the protein during the phases of the cell cycle.
25
When analyzed in a retrospective meta-analysis of general cases of localized prostate cancer (n=5,419), there was a highly statistically significant association between high Ki-67 and decreased survival outcomes as well as distant metastasis. The mean Ki-67 in the pooled patients was 6.14%.
25
While our case series is limited by the heterogeneity and small sample size, it may be worth noting that the median Ki-67 in our pool of patients with defined Ki-67 positivity (n = 13) was ∼43% as shown in Figure 3. Box Diagram of Ki-67 staining percentages on biopsies early on in treatment course for patients included in this review. The box covers 25th to 75th percentile of the data. The line within the box highlights the median. The whiskers each represent Q1 – 1.5 x Interquantile Range (IQR) and Q3 + 1.5 x IQR.
We know that prostatic basal cell carcinoma is not typically associated with elevated PSA or PAP unless accompanied by acinar adenocarcinoma. 1 Interestingly, there have been few cases where BCC was incidentally diagnosed by needle biopsy because of elevated PSA from a concomitant acinar adenocarcinoma. 1 In our study, we observed a few patients with PSA levels >4 and very few positive PSA staining, which is not expected in immunohistochemistry of bcc. Moreover, the positive GATA 3 and AE1/AE3, which are usually positive in other luminal cancers, in a small number of cases in our study cannot be explained plainly, especially given this is not a commonly seen phenomenon in prostatic BCC. However, taking these odd occurrences out of isolation and into greater context may reveal a larger picture we haven’t entirely visualized yet.
In 2007, a clinicopathology study of 29 cases by Ali & Epstein from John Hopkins detailed findings from consultations collected over a course of 20 years. 1 In their study, they describe similar findings that we have found in our review; Ali & Epstein found BCL-2 to be positive in 22/24 cases and Ki-67 positive in 24/24 cases with 13 cases having greater than 20% positivity (mean=23%). 1 Moreover, they found AMACR to be positive in 6/22 cases (27%) vs our study that found positivity in 0/5 cases.
A previous study explored the utility of BCL-2 and Ki-67 in differentiating benign basal cell lesions from malignant ones and stipulated they could be used as ancillary tools in diagnosis of proliferative basal cell lesions of the prostate after finding all six of the Basal Carcinoma (BC) cases were BCL-2 and Ki-67 positive compared to low reactivity/positivity in the basal cell hyperplasia cases. 26 Preliminary empirical evidence gathered from our case series review suggest that Ki-67 and BCL-2 may be included as the primary IHC markers used in diagnosis alongside HWMCK and P63.
Early identification and understanding of the histological and cytological characteristics of a patient’s tumor biopsy is imperative in this malignancy. For a long time, we have primarily considered cell morphology in the grading system of prostate cancer as it does not consider proliferation rate. 27 Considering the diagnostic overlap between in cytology that can be seen with BCH and the diagnostic confusion that has been seen with BCC and urological cancers as described in Taskovsa et al., 23 it would be advantageous to establish stronger objective diagnostic criteria that can be consistently relied upon.
Concerning potential diagnostic criteria in other immunohistochemical markers that we collected, there were intriguing results but nothing consistent or revealing quantitatively. The 80% positivity of ERB-2 tested cases in our review conflicts with a separate study that found positive ERB-2 testing in 1/9 cases while exploring potential clinical treatment targets. 28 However, the authors acknowledged conflicting existing evidence concerning the association of erb-2 in BCC cases. Additionally, it is important to note the context of the time that this study was done. This means considering the time-period and interventions available as well as the treatments being done for BPH and adenocarcinoma.
Limitations to this case series review include the heterogeneity and limited sample sizes of the sources. While this may be the case for rarer tumors/tumor presentations, further steps could be taken to account for these differences (e.g. systematic review) to draw inferential conclusions. 29
Conclusion
As mentioned in a previous multi-case review of prostatic BCC cases, there can be serious diagnostic challenges when trying to manage patients without a nuanced sense of inquiry. 1 While challenging current diagnostic criteria to establish new ones, it is important to take a step back to view the broader perspective of the subject in question.
Footnotes
Acknowledgements
All individuals who contributed to this work are listed as authors.
Author contributions
All authors listed on the title page contributed to the study design, analysis and interpretation of the data, and the composition of this manuscript.
Funding
The authors received no financial support for the research, authorship, and/or publication of this article.
Declaration of conflicting interests
The authors declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
