Abstract
This article presents the case for a progressive education that embraces notions of democratic values in the classroom, and an education for democratic citizenship. Informed by John Dewey’s and Martin Buber’s philosophies of education, and Homi Bhabha’s concept of ‘third space’ work, the article examines the problematic and contested issues of emancipation and empowerment for learning in the classroom and across the school. Democracy in schooling requires a learning environment where teachers and students are encouraged and empowered to engage in mutual dialogue over matters to do with teaching and learning. Acknowledging this requirement, and the traditional agential and power-related positioning of teacher–student relationships and role identities in the classroom and across the school, this article argues for the creation of learning environments where classroom practice is democratically ‘top-down’ teacher-guided and ‘bottom-up’ student-informed.
Keywords
Introduction
I’ve learned that people will forget what you said, people will forget what you did, but people will never forget how you made them feel. (Angelou, 1997)
Informed by John Dewey’s (1916, 1936, 1963) and Martin Buber’s (2002, 2004) accounts of what it is to be educated, and Homi Bhabha’s concept of ‘third space’ work, this article presents the case for a progressive education that embraces democratic values in the classroom. It explores the idea that the school could become a place in which teachers and students create a space where classroom practice is democratically teacher-guided and student-informed. Achieving this outcome will, however, not be easy. Step into a typical English school and the frequent absence of mutual dialogue in teacher–pupil relationships will be noticeable. Equally noticeable will be the privileging, and delivery by teachers, of ‘top-down’ policy-inspired initiatives and practices to improve standards of learning among students.
In this climate, ask a young person about their school experiences, and the chances are that they will remember how they are often made to feel in the classroom. For example, in a study where children were asked about their experiences during circle time, they spoke of occasions when they had done something wrong, and how it was discussed during circle time. Explaining their feelings on such occasions, they spoke of ‘feeling guilty’, of ‘feeling ashamed when it’s me’, of feeling anxious in case ‘someone talks about me’, and it being ‘a horrible feeling when someone says your name’ Leach and Lewis, 2013: 6. In another study, curious about the attractions of joining, and the incentives for staying in, the Sea Cadets for her teenage daughter and a group of her friends, Cox uncovered the young people’s negative experiences of schooling, compared with the pleasures of being a member of the Cadets: It’s like you are two different people. At school, you have to be what they want you to be. You wear a mask so you all look the same … At Cadets, you can take off your mask and be yourself … At school, it’s this is what you need to do, this is how to do it, go do it … At Cadets, it’s you can do this, this or you can do this, so go and decide how you go about it … At school, its if you want to get ‘these results’, there’s only one path to it, whereas at Cadets, you build your own path. (Cox, 2013) It’s very, very personal (silence) and I think that the thing I like most about it, that no one is telling you what to think … outside of silence there’s so much stuff you could be doing, on your phone, speaking to other people, but having our silence, our community silence, is a chance for us to get away from the sort of rush and busyness that we face in our lives outside of it; it’s a chance for us to just think about irrelevant things or very important things, it’s completely up to you but it’s what you choose to think about. (Wood and Tribe, 2016: 149)
Policies informing practice in education today have deep roots in long-standing decisions in the UK, and in other countries, to finance the expansion of compulsory and post-compulsory education in the belief that this ‘investment’ from the public purse will deliver a knowledgeable and highly skilled, employable workforce to meet the needs of business and an expanding economy (Department for Business, 2016; European Centre, 2005; European Commission, 2005; Organisation for Economic Co-operation and Development, 2014). In this environment, it follows that there is no shortage of contested policies and ‘top-down’ recipe-driven approaches to deliver improvements in teaching and learning (Clarke and Phelan, 2015, 2017; Ferguson, 2013; Owen, 2014; Pring, 2015). Adopting the logic of neo-liberal market fundamentalism and the positivist-inspired management language of ‘target setting’, ‘performance indicators’ and measured ‘learning outcomes’, the UK’s policies for educational reform embrace the notion that competition between schools to continually self-improve will ensure that they remain focused on raising overall levels of pupil achievement, and ‘drive up’ standards in education. This restless search for continuous improvement, supported by effective self-evaluation of teaching practice and the tracking of student learning outcomes, is said to be the hallmark of school effectiveness (Ball, 2013; Clarke, 2012; Clarke and Phelan, 2015, 2017; Demetriou and Kyriakides, 2012: 150; Hurley, 2013; Sammons, 2008).
In order to accelerate this agenda, the incoming coalition government in 2010 embarked on a programme of giving schools more of the responsibility for managing their continued improvement. However, claims to be enhancing school autonomy while at the same time imposing a top-down regime of rigid forms of teaching a prescribed curriculum and high-stakes testing to measure improvements in children’s learning are contradictory. The upshot is that, faced with the ever-present prospect of an Ofsted inspection to ensure that schools continue to improve, 1 teachers learn how it is safer to cooperate with, rather than challenge, a system of schooling that acts to silence and marginalise the democratic voices of teachers and students in major decisions about teaching, learning and curriculum development.
An alternative ‘bottom-up’ approach
In contrast to this ‘top-down’ approach, an alternative debate about school improvement adopts a more ‘bottom-up’ approach, taking as its starting point the notion of democratic schooling, and the argument for the emancipation, or liberation, of students, teachers and educational establishments from knowledge and practices prescribed by others (Stenhouse, 1983; Wilkins, 2011). In order to enable their silenced and marginalised voices to be heard, critics argue that education should enable young people to benefit from the ‘accumulated wisdom’ handed down to us through the ages (Dewey, 1916), and involve them in the processes of deepening social democracy in the wider community (for example, Clarke and Phelan, 2015, 2017; Colucci-Gray et al., 2013; Dewey, 1916, 1936, 1963; Frost and Durrant, 2003; Pring, 2015). For Dewey, education for democracy is a social process. Being active citizens in the life of a community, personal growth and the growth of democracy are all key elements in his philosophy of education: ‘Unless democratic habits of thought and action are part of the fiber of a people, political democracy is insecure. It must be buttressed by the presence of democratic methods in all social relationships’ (Dewey, 1987: 225).
Conceived in this way, education can be an integrating force, not for creating uniformity or the denial of contested views, opinions and practices, but in the sense of empowering future citizens to make sense of the experienced world and, hopefully, make ethically based judgements about matters of shared concern in the school and the wider community, and engage in collective action (Olssen et al., 2004: 270–271; Pring, 2015). In contrast, the very antithesis of such a community would be one where communication is stifled, ideas are discouraged, received assumptions remain unchallenged, power is wielded over people, and there is little, or no, personal growth and community development. Teachers, according to this perspective, are not there to ‘deliver’ ‘top-down’ government or business directives. Rather, their essential, transforming role is to preserve and pass on the benefits of a liberal education – ‘the best that has been thought and said’ (Arnold, 1869) – ‘in the literature, poetry, history and science that we have inherited’ (Pring, 2015: 25). Of course, Arnold’s quotation has also been used to justify and impose a curriculum – most recently in the UK by Michael Gove in a letter to Tim Oates, chair of the expert panel, in response to the report from the expert group on the national curriculum (Wyse, 2013).
Aware of these dangers, and especially in these times, we can extend this argument to present the case for the democratising of teacher–student relationships and research processes in education (Colucci-Gray et al., 2013; Freire, 1996, 2013; Frost and Durrant, 2003; Illich, 1995; Stenhouse, 1983; Wilkins, 2011). Credited with promoting the idea of the teacher as researcher, Laurence Stenhouse (1983) argued that teachers should be empowered to critically examine prescribed knowledge and practices, and to discover, and own, forms of knowledge and ways of working for themselves. Acknowledging this agential bottom-up approach, and its roots in the literature about the learning organisation and professional learning communities (Bolam et al., 2005; Hargreaves, 2007; Stoll et al., 2006: 229; Stoll and Seashore, 2007; Wenger, 1998), the self-improving school is portrayed as a place where teachers learn to ‘share and critically interrogate their practice in an on-going, reflective, collaborative, inclusive, learning-orientated and growth-promoting way’ (Bolan et al., 2005); see also British Educational Research Association, 2014; Colucci-Gray et al., 2013; MacGilchrist et al., 1997; Sharp et al., 2005; Wilkins, 2011) – which reminds us why, for Dewey, it is important to create a moral, inclusive community within a school. It is a community where relationships are not those of power enforcement from outside, or within, the school. Rather, it is a community in which there is a commitment to the sharing of values, the reciprocity of relationships, a plurality of voices and mutual respect. It is about the readiness on the part of teachers and students to create democratic learning environments in the school and in classrooms – learning environments where they can listen to and learn with, and from, each other.
Of course, a democratic, ‘bottom-up’ approach to school improvement could easily become a problematic and contested journey, and particularly when the deep-seated socially constructed, hierarchical positioning of teacher–student relationships is open to challenge. Watson (2014: 19) reminds us that learning can introduce disequilibrium and disorder. In the pupil-voice discourse, it is argued that young people have a democratic right to be heard on matters they consider important, and not just as a means of raising levels of achievement. Critics argue that ways of engaging them as important ‘influencers’ of policy, decision-making and change in schools need to be considered (Department for Education, 2004; Ferguson et al., 2011; Fielding, 2007; Guajardo et al., 2006; Klein, 2003; MacBeath, 2006; O’Boyle, 2013; Rudduck et al., 1996; Tetler and Baltzer, 2011). The reality, on the other hand, is that student voice has become ‘politicised’ and ‘incorporated into managerial rhetoric’ (Wisby, 2011: 37), and is often channelled to maintain a power relationship in which privilege is assigned to the adult’s, rather than to the student’s, authentic voice (Cruddas, 2007; Hall, 2017; Stern, 2007, 2013; Thomson and Gunter, 2006). It is claimed that adults prescribe the space in which ‘[w]hat is sayable, and crucially, what is heard, are circumscribed by teachers and hence “pupil voice” becomes a means by which pupils may be effectively silenced in schools’ (Watson, 2014: 26).
As mentioned earlier, the spaces in which children’s voices are prescribed are frequently located within positivist-inspired interventions for achieving school improvement, improving student behaviour, and promoting their social and emotional development (Arnot and Reay, 2007; Ecclestone and Hayes, 2009; Elwood, 2013; Gillies, 2011; O’Brien and Moules, 2007; Watson, 2014). Consequently, a context is created in which the child is perceived and treated as an It rather than a Thou (Buber, 2002). Informed by Buber’s best-known work, I and Thou (Ich and Du, 1925), this article explores the potential for creative dissonance within the classroom, and across the school, when the business of education is democratically teacher-guided and student-informed. It presents the case for democracy in the classroom and across the school.
Buber’s philosophy of education
Returning to the argument for democratising approaches in education, it is interesting to recall why Buber rejects the idea of an either/or situation between top-down and bottom-up approaches. Just as Dewey (1916, 1936, 1963) argued vigorously for the central role of teachers as the custodians of the ‘accumulated wisdom’ handed down to us from previous ages, so Buber also recognises the need for teacher-guided as well as student-informed practice in the classroom. In order to appreciate the foregrounding of Buber’s philosophy of education, it is important to recall the experiences he lived through during his long life. Born in 1878 and brought up in the Jewish Hasidic tradition in central Europe, Buber experienced the last phase of the Enlightenment. Later, he was witness to the violent upheavals and changes brought about by the First World War, and the violence of the anti-human Nazi regime in Germany, leading up to the Second World War. Then, from 1938 until his death in 1965, he accepted the call to be the Professor of Sociology at the Hebrew University of Jerusalem. There, he spent his remaining years in Palestine, which, after the ‘third’ Jewish war of independence, became the state of Israel in 1948.
Throughout these turbulent times, Buber pursued a consistent course as he developed what others might call his ‘philosophy of democratic education’. What concerns Buber is our wholeness of being in one world, where we encounter the possibility of many different relationships. In particular, he examines our capacity to experience the world in terms of two basic forms of relationships: the I–Thou and the I–It relationships. ‘In the beginning is relation’ (Buber, 2004: 20). It is through the encounter with the Thou, the other, that man first becomes himself, an I. Using the analogy of the sculptor and the gardener to explain his philosophy of education, Buber (2002) outlines two basic I–It forms of education. 2 The first form models the teacher as the gardener, who creates and tends the environment to allow the student’s innate abilities to blossom. The sculptor model, on the other hand, imagines the teacher’s shaping of the student’s raw capacities into an imagined finished outcome. Recognising that we understand things in objective as well as subjective ways, Buber contrasts the I–It way of knowing with I–Thou knowledge. When describing the I–Thou relationship, words such as ‘dialogue’, ‘meeting’, ‘encounter’, ‘mutuality’ and ‘exchange’ are frequently used to stress the importance placed on the mutual existence of two beings – an encounter of equals who recognise and are in mutual dialogue with one another (Buber, 2002; Guilherme and Morgan, 2009: 567). The I–Thou inter-human relationship is about dialogic mutuality, where our I perspective is ontologically open to, and recognises, the Thou of others as independent of our I prejudgement (Olssen, 2004: 17). In contrast to the ontological openness of the I–Thou relationship, in the I–It inter-human relationship there is a notable absence of dialogue. Rather than being recognised as an equal, the other being is objectified as a resource to be manipulated and controlled (Guilherme and Morgan, 2009: 567).
Buber’s observations about relationships have significant implications for the way we construct notions of democratic learning environments in the classroom and across the school. For Buber, the teacher can only educate when there is an authentic dialogic relationship with students, based on mutual trust and respect, and when the views, needs, capacities and interests of the student and the teacher, and the prescribed role of the teacher, are recognised and accepted in the relationship. This is said to happen when the teacher perceives and begins to understand things from the student’s perspective without losing control of their perspective as a teacher, and when the student agrees to accept the teacher’s guidance (Guilherme and Morgan, 2009: 569). In other words, Buber understands that both the I–Thou and the I–It relationships are constituent elements in one’s education in a democratic environment. It is impossible to have the one without the other. He also recognises the natural tendency for the I–Thou relationship to slip into an objective or instrumental I–It relationship, and the potential for the I–It relationship to become a subjective or spiritual I–Thou relationship (567). Consequently, he rejects the idea of an either/or situation between a teacher-guided and a student-informed approach in education (Buber, 2004). When too much emphasis is placed on the instrumental role of the teacher as the expert provider of facts and information, the teacher and the student can easily find that they are caught up in an I–It relationship. On the other hand, when too much emphasis is placed on the role of the student as an independent learner, it is difficult for the I–Thou relationship to emerge because of the implied absence of input and guidance from the teacher (Guilherme and Morgan, 2009: 568). Consequently, communion and dialogue are key terms in Buber’s philosophy of education.
Given the importance of dialogue, community and mutuality in Dewey’s and Buber’s philosophies of education, it has challenging implications for historically dominant, hierarchical I–It-informed conceptualisations of teacher–student relationships. Although one would hope that teachers and students will be empowered, and allowed, to explore ways of working together that are informed by I–It and I–Thou relationship thinking, practice in schools today, as in the past, is often dominated by I–It thinking. When a school is deemed to be failing, in danger of failing or at risk of losing its ‘outstanding’ school status during the Ofsted inspection process, the enforced concerns of leadership are typically short term. Prescribed I–It strategies, which typify intervention for ‘turning around’ schools, include a preference for the top-down imposition of ‘proven’ managerial-led solutions to deliver improvements in teaching practice and student behaviour and learning – strategies that usually say to the student: ‘we know what is best for you, your job is to listen and do as you’re told’ (Wilkins, 2011: 132). When recognising that they are trapped in this position, the challenge for schools is to discover ways of moving towards a situation where pedagogy is teacher-guided and student-informed. This requires the creation of new forms of teacher–student social relationships and power dynamics in the classroom. Stern (2013: 45) reminds us that Buber considers a ‘real lesson’ to be one which is ‘neither a routine repetition nor a lesson whose findings the teacher knows before he starts, but one which develops in mutual surprises’ (Buber, 2002: 241). Real, democratic conversations are dialogic, unpredictable and full of surprises (Stern, 2013: 46).
Building I–Thou relationships in the classroom: a case study
In social theory, the concept of a ‘third space’ is used when exploring Bhabha’s (1994: 2) notion of the ‘in-between spaces’ that are seen to exist between binary descriptors of difference – for example, the I–It relational positioning of teachers as the source of knowledge, wisdom and understanding and students as ‘in-need’ beneficiaries of prescribed programmes of teaching and therapeutic education (Clarke and Phelan, 2015, 2017; Ecclestone and Hayes, 2009; Leach and Lewis, 2013). In contrast, the concept of working in ‘in-between spaces’ is used when exploring alternative I–Thou-informed ways of teaching writing (Ryan and Barton, 2013: 71) and elementary mathematics (Flessner, 2009), and when working at the boundaries of established professional activity and expertise to support vulnerable young people and families (Edwards et al., 2010).
An important feature of these in-between spaces is that they ‘are likely to be invisible in that they are not written into organisational charts or job descriptions’ (Whitchurch, 2013: 21). They are also, potentially, ‘sites of struggle’ (Law, 1992: 4), in which the ‘relational effect’ can give rise to what Buber describes as the ‘shock of truth’ (Stern, 2013: 47). An example of this is when Crisp (2011) examined the implications of allowing and empowering students to observe teachers and offer feedback on their teaching practice in his school. Aware of a gradual change in his pedagogy, whereby lessons had become more student-informed, with him acting as a facilitator rather than an expert imparting knowledge, the study explores the need to listen to the voices of students and teachers, and examines how increased student voice can lead to further, and perhaps unexpected, developments in the way power is distributed and used in the classroom. The participants in the study were the author (a senior member of staff in the school), one of his teaching colleagues and her critical friend, and four Year 10 student observers. Around the lesson observations, a series of semi-structured interviews was conducted with the students, the teacher and her critical friend. Before the first lesson observation, the students were also asked to write a creative vignette focusing on their emerging understanding about the changing power dynamics within the research situation (for a more detailed account of the study’s design, see Leach and Crisp, 2016). 3
Acknowledging the shifting power dynamics in the study, the participants’ anticipation of the ‘shock of truth’ can be seen in their expressed feelings of anxiety over the uncertainty of what was to come; their anxieties over the implications of giving and receiving feedback; and a shared sense of excitement when contemplating the challenging and troublesome ‘newness’ of the I–Thou relationships: Right now, I’m wondering why I, umm, volunteered [pause] only joking! It’s just a strange feeling that I’m allowing students to step over a, over a [long pause] line that’s been drawn in the sand for a long time. A big part of me wants to give it a go and inside me I know it’s the right thing to do. (Participating teacher) I’m really looking forward to seeing a lesson from a new point of view, and I know what I’m looking for but [long pause] the idea of sitting in front of a teacher, even a nice one like [pause] and telling her what I really think of her teaching – well it just feels a bit weird; like I’m doing something I’m not meant to. (Student 1) What if the lesson goes really wrong? I want to be positive but I’ve also got to tell the truth. If this means anything it must be truthful, mustn’t it? Students don’t always tell teachers the truth very often, do they? (Student 2 (Leach and Crisp, 2016: 60)) We will respect the trust we have been given by not talking about our work to friends or other teachers unless the teacher we have observed agrees. We will meet before and after the lesson with the teacher to discuss what we all want from the process. We will meet as a group before we feedback to the teacher. We will do this so we can agree what we’re going to say so we don’t disagree/argue with each other as we feel this could confuse the teacher. Our feedback will always begin with positives and we will try our best to praise what the teacher has done well. We will make suggestions from a student’s point of view, not as an inspector or other teacher. We will ask the teacher what they thought went well and what they would change if they did the lesson again. We will always offer to show the teacher our mind maps so they can read all our observations. We will ask if we can watch them teach again in future. We will ask them to give us honest feedback on how useful the process has been. We will ask them to tell at least three other teachers to give it a go! (Crisp, 2011)
Appreciating the study’s potential groundbreaking implications, in their creative vignettes, the students recognise the potential vulnerability of the teacher and demonstrate a powerful degree of empathy, which represents a strong basis for I–Thou relationship-building between them and the teacher: They were repulsed? By whom? Him? A trickle of sweat slithered down his spine and perspiration appeared to have collected on his forehead, he looked at his notes again, he could turn this around he suggested disingenuously to himself. The words once so clear and ordered were now swimming in front of him. His tongue had caught in his mouth and he just stared hollowly at the writhing ocean of angry faces, their cancerous whispers hissed at him until transformed into vindictive shouts that were viciously spat at him from the now convulsing crowd. His grasp on the once pathetic yet admiring crowd had vanished, wrenched from his hands and he was left with nothing. The power no longer his, he turned and walked off stage. (Excerpt from Student 1’s vignette) The fog swirled around the woman. Condensation clung to the thin white dress and the fingers of the cold weather plucked at her bare skin. Memories of warm fires in cosy living rooms, servants so easily summoned and tables groaning with food danced before her tired eyes. She was lost and alone in a world she could no longer comprehend. (Excerpt from Student 2’s vignette) (Leach and Crisp, 2016: 60–61)
Discussion: education for democracy
As explained earlier, for Dewey (1916), schooling should enable young people to benefit from the ‘accumulated wisdom’ that has been handed down to us through the ages, so that they can actively take part, as democratic citizens, in the processes of deepening social democracy in the wider community. For this to happen, though, will require far more than a framework of prescribed and measured learning outcomes, designed to serve the instrumental needs of business and the economy. It will require democratic school communities – communities ‘whose members embody in their own practices the values and dispositions of democratic citizenship, and who have the capability to create democratic learning environments’ (Olssen et al., 2004: 269). In contrast to this democratic ideal, some of the studies referred to earlier in this article reveal the depth and entrenchment of a ‘top-down’ public-policy-informed approach that encourages and promotes I–It relationships in normal schooling, and hinders attempts by schools to become inclusive democratic communities. It suggests that there can be no real and lasting improvements in relationships in the classroom, and school improvement, until this I–It relationship norm is addressed.
Appreciating this concern and moving towards a situation where classroom practice is democratically teacher-guided and student-informed (Buber, 2004) will not be easy. Acknowledging the traditional agential and power-related positioning of teacher–student relationships and role identities in the classroom and across the school, the students’ comments in the aforementioned studies reveal the dynamic, troublesome and potentially disruptive nature of the journey towards democratic, inclusive schooling – particularly when the strategies used to bring this about cause teachers and students to become ontologically open to each other’s I–It and I–Thou perspectives.
To begin to realise this, in the study where students were allowed and empowered to observe teachers and offer feedback on their teaching practice (Crisp, 2011), the participants can be seen to ever so tentatively move towards, and create and occupy, a space ‘in between’ the traditional hierarchical relational and agential boundaries of being a teacher and a student – a ‘third’ space in which they can engage in mutual, respectful dialogue and reflection, experience a sense of community, create a shared educational practice and, in so doing, experience the problematic reality of building and maintaining I–Thou relationships.
Creating this kind of democratic learning environment is seen to be both troublesome and an emancipatory experience for them. Working in the openness of ‘third spaces’ requires communication and dialogue between people, resulting in ‘joint and individual sense-making’ (Martin et al., 2011: 300), and causes participants to experience the ‘ongoing tension that is essential to critical engagement with one another’ (Whitchurch, 2013: 213). The idea of the ‘third space’ being ‘a site of struggle, a relational effect’ (Law, 1992: 4), resulting in what Buber (1999, cited in Stern, 2013: 45–58) describes as the ‘shock of truth’, is evident when the teacher and the students recognise and voice their feelings of transgression and vulnerability, resulting in the students’ experienced need to produce a ‘charter of values’ to inform their new relationship with teachers, and participant statements such as: ‘doing something I’m not meant to’, crossing a ‘line that’s been drawn in the sand’ that one is not supposed to transgress, and ‘Students don’t always tell teachers the truth very often, do they?’. On the other hand, despite revealing their sense of vulnerability, the journey they take is also seen to be potentially emancipatory and empowering for them. Although challenging and, at times, troublesome for them, their emerging ontological openness to one another’s I–Thou relationship and an acceptance of individual responsibility, personal agency and the moral purpose of what they were doing are said to be the key drivers of educational change (Fullan, 1991, 1993).
As mentioned earlier, critics of government-inspired top-down approaches for delivering change in education have long argued the case for empowering teachers to critically examine prescribed knowledge and practices, and to discover, and own, forms of knowledge and ways of working for themselves. Considering the study’s wider implications, it draws attention to the idea that, in a democratic school system, teachers and students will be encouraged and empowered to create a space for mutual dialogue about the possibilities for collaborative learning in the classroom. Appreciating and acknowledging the need for this will require schools where classroom practice is democratically teacher-guided and student-informed.
Footnotes
Declaration of Conflicting Interests
The author declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author received no financial support for the research, authorship, and/or publication of this article.
