Abstract
Thick concepts are concepts that describe and evaluate at once. Academic discussion on thick concepts originated in meta-ethics, but thick concepts increasingly draw attention from qualitative researchers working in the social sciences, too. However, these scholars work in relative isolation from each other, and an overview of their ideas is missing. This article has two aims. The first is to provide such an overview, by bringing together these disparate voices on why thick concepts matter for the social sciences and how to work with them in qualitative social research. The second aim is to reflect on the methodological difficulties of working with thick concepts, by thinking through the example of my research on a specific thick concept—the concept of
Thick concepts are concepts that describe and evaluate at once. Some paradigmatic examples include
Academic discussion on thick concepts has tended to limit itself to meta-ethics—the realm of moral philosophy concerned with the nature of moral thought and moral language (Kirchin, 2013b, 2017). But this is currently changing, as thick concepts increasingly draw attention from scholars working in the social sciences (Abend, 2008, 2011, 2019; De Vries & Gordijn, 2009; FitzGerald & Goldie, 2012; Gorski, 2013; Herzog & Zacka, 2019; Kirchin, 2017; Levering, 2002; McMillan, 2017; Parker, 2007; Sayer, 2011, 2017, 2019, Thacher, 2006, 2015). Given that social research is suffused with thick concepts, this interest seems long overdue. Thick concepts figure as our research topics and as our sensitizing concepts (Bowen, 2006). They also figure in our empirical descriptions of the social world and in the words of our participants.
In this article, I do so in two ways. First, I provide an overview of social-scientific literature on thick concepts, by bringing together some isolated voices on why thick concepts matter for the social sciences and how best to approach them in social research. Second, I reflect on the methodological difficulties of working with thick concepts, by thinking through the example of my research on a specific thick concept (Moi, 2015)—the concept of
This article consists of three parts. In the first part, I discuss the nature of thick concepts and how they have been mobilized by social researchers. I suggest that thick concepts tend to fulfill one of two purposes for social researchers writing about them. One is epistemological; here, thick concepts are brought in to challenge the fact-value dichotomy or the idea of a value-free social science. The other is methodological; here, thick concepts are brought in as objects of social-scientific inquiry to discover more about the social world. In the second part, I argue that these two purposes really ought to be considered in unison. That is, if we want to take thick concepts as our sensitizing concepts or as our objects of research, we must factor in the challenge they pose to the fact-value dichotomy. I show this by chronicling my research on
Two purposes for thick concepts in the social sciences
To grasp why thick concepts found their way from meta-ethics into social research, it is helpful to understand why they came to be considered by ethicists in the first place. Talk of thick concepts in meta-ethics emerged in debates on “moral facts”: can there be, for instance, ethical knowledge as there is scientific knowledge? The common presumption amongst meta-ethicists was that it is impossible to speak of “moral facts” because moral language does not have any empirical reference—it merely expresses values, for example, in terms of emotions (Stevenson, 1972) or prescriptions (Hare, 1963). These values are not empirically contestable (like facts are) and therefore cannot count as knowledge. Foot (1958, 1959) and Murdoch (1956, 1970) brought up thick concepts (although not under that guise) to challenge this presumption. When using thick concepts such as
It is also this possibility of ethical knowledge that has moved social researchers to consider and work with thick concepts. These scholars are typically occupied with studying moral life in some way by using social-scientific methodologies—an endeavor exemplified by fields such as the sociology of morality (Abend, 2010), moral anthropology (Mattingly & Throop, 2018), empirical (bio)ethics (Davies et al., 2015), and empirical ethics of care (Leget et al., 2019). In this context, thick concepts are brought up to fulfill one of two purposes.
Epistemological Purposes
A first purpose of invoking thick concepts is to make an epistemological point about the relationship between facts and values (Abend, 2008; De Vries & Gordijn, 2009; Gorski, 2013; Sayer, 2011, 2017; Thacher, 2015). For these authors, thick concepts challenge the notion of a strict dichotomy between fact and value commonly assumed in mainstream epistemologies of the social sciences (Davydova & Sharrock, 2003; Gorski, 2013). This dichotomy, typically associated with Weber’s (1949, 1958) plea for a value-free social science, is an inheritance of the empiricist claim that “‘ethics’ is not about ‘matters of fact’” (Putnam, 2002, p. 19), and hence that factual scientific description can and ought to be uncoupled from value judgments.
By combining description and evaluation, thick concepts are believed to trouble this dichotomy.
2
When thick concepts enter social-scientific description, the valuation of the researcher who is doing the describing enters along with them. Consequently, the use of thick concepts precludes the idea of “neutral,” morally detached social science, as “facts” produced in social research are dependent on the researcher’s ethical orientation. Drawing on Murdoch (1970), Thacher (2015) regards thick concepts as “lenses” through which we come to see the world around us. This is because, as Murdoch (1970, p. 27) put it, thick concepts “set up” a world for us, showing us what sorts of things there are in the world and why they are important (Diamond, 2010). Take the example of the concept of
Note that for these authors, this is no indictment of the use of thick concepts: they believe in fact that such concepts are required to get description right. Thacher, Sayer (2011) and Gorski (2013) all point out that attempts to expunge thick concepts from social-scientific description come at the cost of losing scientific accuracy. In spite of (or owing to) their ethical charge, thick concepts end up producing descriptions that appear to be more truthful. As an example, Sayer (2011, p. 45) suggests that saying “thousands died in the Nazi concentration camps” perhaps sounds more “neutral” than “thousands were systematically exterminated in the Nazi concentration camps” but also less factually accurate and truthful. For this reason, Sayer concludes that “[w]e may need to be more evaluative in order to be more objective” (2011, p. 44). Thus, in this argument, thick concepts are used to argue against the Weberian idea of a value-free social science and for the inevitability of morally engaged social research.
Methodological Purposes
A second purpose of invoking thick concepts is to propose a methodological innovation for social-scientific research (Abend, 2019; FitzGerald & Goldie, 2012; Levering, 2002; Thacher, 2006). Thick concepts are made into objects of social-scientific inquiry, usually to illuminate some aspect of the relationship between morality and the social world. Of interest to these scholars is the function of thick concepts in social life and their capacity to be expressive of value. Below, I describe three such methods for studying thick concepts.
The first comes from Levering (2002), in his proposal to regard conceptual analysis as an empirical method. Levering believes that a conceptual analysis of thick concepts can yield empirical knowledge of the functioning of the social world. This is because thick concepts are indicative of social rules. Drawing on Wittgenstein (1953), Levering sketches a picture of language use as essentially rule-bound: mastering a concept means understanding the terms of its use, whether or not it is appropriate to apply it in a given situation. If this is the case, thick concepts become especially interesting for social researchers, as the evaluations these concepts contain are telling of the moral understandings (Walker, 2008) that drive ethical life in a given society. They therefore regulate all kinds of social behavior, Levering contends. Levering’s methodological proposal is to study thick concepts by performing a conceptual analysis of a concept’s correct use; doing so allows the researcher to describe the social rules and customs the concept indicates, as well as the moral understandings that enable this word to become meaningful.
The second approach comes from Abend (2019). Similar to Levering, Abend believes that their feat of simultaneous description and evaluation means thick concepts reflect “the particular character” and the “evaluative perspectives” of the social world in which they circulate (2019, p. 214). However, while Levering focuses on the social rules implied by thick concept, Abend is interested in the institutional “enablers” that render thick concepts meaningful: in the social arrangements that anchor the “evaluative perspective” reflected by thick concepts. The task of the social scientist, he writes, is to “empirically identify, describe, and explain these enablers [of thick concepts]; find out what it is about a society, group, or field that makes particular thick concepts possible” (2019, pp. 213–214). Abend’s methodological proposal consists of two steps. First, the researcher is to develop an empirical account of the use of a specific thick concept. Second, she is to make an “armchair inference,” in which she establishes what the thick concept is “enabled or made possible by”—which, as Abend admits, is not “directly observable” and hence “requires careful analyses of the contexts, varieties, and ramifications” of the uses of the thick concept in question (2019, p. 217).
The third approach comes from Thacher (2006), in his proposal of a “normative case study,” a case study yielding both empirical and normative conclusions. One objective of such normative case studies is to analyze thick concepts in order “to investigate the proper meaning of values” (2006, p. 1632). Unlike Levering and Abend, Thacher’s purpose is decidedly normative: it is about getting a given thick concept “right.” Thacher insists that doing so must be achieved empirically (rather than philosophically), by “examining new cases from a perspective that is simultaneously descriptive and evaluative” (2006, p. 1667). What he suggests, following McDowell (1998), is to examine thick concepts as a moral educator might do, by studying unfamiliar cases: Conveying what a circumstance means, in this loaded sense, is getting someone to see it in the special way in which a virtuous person would see it. In the attempt to do so, one exploits contrivances similar to those one exploits in other areas where the task is to back up the injunction “see it like this”: helpful juxtapositions of cases, descriptions with carefully chosen terms and carefully placed emphasis, and the like. (McDowell, 1998, p. 85, p. 85)
Thus, Tacher’s methodological proposal is to expand our ethical comprehension of thick concepts either by comparing a new instance of the application of a particular concept to an established instance (“helpful juxtaposition of cases”) or by exploring a range of thick concepts related to the concept in question (“descriptions with carefully chosen terms and carefully placed emphasis”).
Working with thick concepts in practice: The case of dependency
So far, I have shown that social researchers bring up thick concepts for both epistemological and methodological reasons. Strikingly, however, these purposes are rarely considered in unison. Social researchers discussing thick concepts to probe the fact-value dichotomy rightly attend to how thick concepts figure in social-scientific description, but rarely reflect on how to study or work with thick concepts in practice. The potential of thick concepts as objects of social inquiry remains unexplored. Conversely, those who forward thick concepts for methodological reasons as objects of social inquiry largely sidestep the methodological ramifications of the notion of “moral facts.” That is, there is little consideration of how our methodologies are affected by the idea that that we cannot separate a “hard,” empirically observable world of facts from the values we attach to. Levering (2002) and Abend (2019) both appear to approach thick concepts as social phenomena that can be readily observed and analyzed by a morally detached social scientist; in their accounts of thick concepts, the fusion of fact and value bears few consequences for our ability to study them, and their projects are emphatically social-scientific rather than normative. Thacher’s (2006) approach to thick concepts is a partial exception to this observation as his method is explicitly geared toward ethical inquiry; he proposes to study thick concepts empirically in order to improve our ethical understanding of them. Nevertheless, as I will argue, even Thacher seems to underestimate the repercussions of the merging of fact and value for our endeavors to empirically study thick concepts.
In this section, I want to show that the two reasons for introducing thick concepts in social research—epistemological and methodological—cannot be conceived separately. That is, if we wish to take thick concepts as our objects of research or as our sensitizing concepts, we must grapple with the challenge they pose to the fact-value dichotomy; with the fact that how we see the world also affects what we see in the first place. Hence, we must factor in how our understanding and application of thick concepts—and, accordingly, the observations we make with and about them—are themselves dependent on our ethical orientation to the world. If we fail to do so, we may not only miss out on much of the work said concept does for people in the society or form of life in which it circulates; we may also limit ourselves in what we (as social researchers) can come to see of the social world through these concepts. This is why the philosophical notion of thick concepts also has distinct methodological implications; and I wish to unpack these in what follows.
To make my point, I will think through an example (Moi, 2015) of my own work on a specific thick concept: the concept of
As the study progressed, we also began to see that
To spell out this challenge (and how we might grapple with it), I offer a rough chronology of my travails with
Pejorative Applications of Dependency
As mentioned above, the Ministry had requested a study on “dependencies, big and small, formal and informal, which have a (large) impact on quality of life, self-reliance, and voice of clients.” Following Levering, we might ask what sort of moral understanding this use of “dependency” harbors. The Ministry’s definition assumed a negative relationship between “dependency” on the one hand and all kinds of autonomy-related goods such as self-reliance and client voice on the other—goods the commissioned study also implicitly endorsed. (So much for value-free social science!) Framed as the opposite of self-reliance, dependency was deemed undesirable and preferably diminished. In other words, in their use, the concept
What, in Abend’s terms, are the “enablers” of this application of
In its pejorative application, then,
Appreciative Applications of Dependency
Had we delivered a report on these observations to the Ministry, they undoubtedly would have been pleased: the negative relationship between “dependency” and autonomy-related goods had been confirmed. However, if we think of thick concepts as lenses shaped by our moral orientations, it is not surprising that working with a pejoratively charged concept brought us to perceive and criticize disempowering practices: the normative conclusion had been part of the concept we used to approach the field in the first place. It was as Thacher (2015, p. 328) puts it: “our description already contains the seeds of our ethical conclusion about it.”
However, as the project progressed, we stumbled upon a counterpoint to this pejorative application of Human finitude necessarily gives rise to myriad circumstances of dependency; illness and injury serve as just two cases in point. In addition, dependencies often function as bookends bracing either side of a life: infants are born into radical dependency, while the elderly often encounter it in their waning days. As such, the human experience of dependency is unavoidable… a fact with noteworthy ethical ramifications. (Miller, 2005, p. 140)
We might follow Levering again in asking about the moral understanding that underpins this use of “dependency.” In the care ethical application, “dependency” still refers to the state of relying on another subject or object for fulfillment of an important need, but this state of reliance is no longer deemed harmful or depraved. Rather, it is considered ordinary and inevitable; a precondition of existence itself. Consequently, “dependency” is no longer contrasted with the various autonomy-related goods I mentioned above but instead becomes the condition under which something like autonomy can become realized in the first place (Mackenzie & Stoljar, 2000). It can therefore be seen as an appreciative application of
In its appreciative application, then,
As I noted above, the pejorative application of
Critical Applications of Dependency
We came across one third application of These days, I see my dependency because it’s been that way for years, no longer as dependency, perhaps. So I just take it for granted, while to an outsider it might look like dependency.
Annemiek said that she no longer sees her dependency as “dependency” because over the years, she has come to take it “for granted.” In effect, she is creating a distinction between dependency as it is perceived by outsiders (whom she assumes to apply the concept pejoratively) and as it is experienced by her. Later in the conversation, she explained: I might be dependent in multiple things, but it doesn’t feel that way… Taking off my coat, putting on my coat, let’s see, that the door is opened for me. When the door is closed, I can’t do anything. So yes, actually, a lot, actually quite a lot of things… But I don’t see that as such… a big problem.
Annemiek admitted being dependent in many ways, as her disabilities resulted in various support needs. Still, these needs did not make her feel dependent because she did not regard such instances of dependency as a “problem.” Only when dependency emerged as a problem did she begin to feel dependent. In other words,
Later in the interview, Annemiek showed me a picture of herself lying on her bed. Here I’m in bed and I have to wait. When I get up… I have to wait to be taken out [of bed]. So here I am also very dependent. … When I’m in my wheelchair, it’s not as bad because I can do stuff. But when I’m in bed, I’m just staring at the ceiling for hours.
Here we have an example of dependency becoming a “problem” for Annemiek. Annemiek’s need for help getting up in the morning may look like dependency to an outsider (in its pejorative sense), but it does not feel that way to her. Annemiek only begins to call herself “dependent” when her support needs lead her to experience discomfort—because the need is not met, or not met well. In Annemiek’s application, dependency is a circumstantial condition, tied to moments when her care needs are not properly met: it marks dissatisfaction about normal, taken-for-granted dependencies becoming unbearable because the care that is supposed to relieve them falls short. This is why I call Annemiek’s concept of
This critical application of
Thick concepts and the moral imagination
I have enumerated these different applications of
The methodological approaches offered by Levering, Abend, and Thacher enabled me to gain many insights about the concept of
However, my discussion of
So how can we make this modification? It is worthwhile here to return once more to the moral philosophers who pondered thick concepts. Murdoch (1970) and Williams (1985) both argued that grasping a thick concept requires identification with the moral outlook in which said concept might come to be useful, sensible, necessary, or true. To achieve competence in a concept like
Murdoch and Williams are surely right that to see truth in a thick concept is impossible for someone not wholly committed to the moral outlook that underpins it. Achieving such commitment does not seem an attainable goal for social researchers. There is probably only a next-best thing: an attempt to identify in imagination with the moral outlook of a given thick concept. Putnam writes that “to use [thick concepts] with any discrimination one has to be able to identify imaginatively with an evaluative point of view” (2002, p. 39). For Putnam, in other words, grasping the world a given thick concept “sets up” does not necessarily require us to adopt the value espoused by said concepts; rather, it can involve an imaginative identification with the moral outlook in question. I want to suggest, therefore, that the study of thick concepts requires from researchers the exercise of their moral imagination—their capacity to familiarize themselves with an ethical outlook different from their own, to imagine the life lived from such an ethical outlook, and to imagine what might be important in such a life.
Take my research on
So given that thick concepts like
Conclusion: Working with Thick Concepts in Social Research
This appeal to the moral imagination may seem somewhat abstract. But the example of my research on 1. Recognizing thickness. The first step in working with thick concepts well is to recognize their thickness—and hence, that they describe and evaluate at once. This may seem obvious, but in practice, it often is not. For instance, many concepts driving practice-oriented qualitative research— 2. Questioning your concepts. Thick concepts teach us that how we see the world also affects what we see in the first place. For this reason, it is important to remain vigilant of what these concepts—by way of our moral orientation—may obscure from our vision. It pays off to be wary of dominant discursive uses of the thick concept under study—especially if these are provided by an external source, such as a commissioning party. As conceptual “lenses,” these uses may limit your field of vision and inhibit your observations. This also means being open to questioning your own use and understanding of the thick concept under study. I found three principal ways to challenge these, all already part of our research practice: fieldwork experiences, new literature, and collaboration with other researchers. 3. Gathering perspectives. Thick concepts are used by different people to express different things, so that they come to reflect different moral orientations. For this reason, research on thick concepts benefits from an expansive and triangulated data collection that brings into view a breadth of perspectives. As my research on 4. Analyzing language use. Depending on their use, the meaning of thick concepts can shift, both in their descriptive and evaluative content. Analyzing how your research participants use specific thick concepts may provide new insights in a concept’s meaning, the rules that guide a concept’s use, or a counterpoint to established discursive uses—like Annemiek’s use of “dependency.” It may subsequently also indicate alternative moral orientations. To gather relevant information, it helps to ask participants for their definition of thick concepts and to pay close attention to moments in which they introduce new thick concepts in conversation. This strategy employs the conceptual analysis approach offered by Levering, but builds on it by insisting that abstract conceptual analysis does not suffice: language use in the field can differ from your expectations and must be taken equally seriously. To distinguish between uses, it is useful to follow Thacher and define different uses in terms of other thick concepts—as I did with the different applications of 5. Crossing disciplines. Interdisciplinarity is key in working with thick concepts. If thick concepts are both descriptive and evaluative, social research involving thick concepts is a project of social science as well as ethics. As Thacher argues, this means moral philosophy on thick concepts greatly benefits from empirical research. But to add to this, it also means that social research on thick concepts can greatly benefit from the input of moral philosophers. Hence, it may be worthwhile discussing or even analyzing your data teamed up with ethicists. 6. Reflecting on values. As I have argued, thick concepts almost inevitably enter our research—and along with it, so do our values, judgments, and attitudes. This does not mean our findings cannot be trustworthy. As Sayer (2011) argues, our descriptions can become all the more truthful for being value-laden. It does mean, however, we should remain mindful of what our moral orientation enables us to see, as well as what it veils from us. Working with thick concepts requires reflexivity (Finlay, 2002) to appreciate both how our values steer what we come to see and what we might fail to notice.
These insights might seem familiar to some readers. After all, many of us already work with thick concepts, even if not typically under that guise—if not by way of sensitizing concepts, then at least in how we configure our descriptions of the world and views of our participants. Nonetheless, even if we do not outright use thick concepts in our research designs, the discourse on thick concepts is worth our while because it provides a clear vocabulary to think about some challenging aspects of qualitative research all of us have to grapple with: for instance, about managing the balance between empirical and normative claims (Leget et al., 2009; Molewijk et al., 2004) and about the politics of our descriptive practices (Vitellone et al., 2020). Since so much qualitative research already implicitly engages with thick concepts, I hope this article will motivate other social researchers to draw on their vocabulary and join their social-scientific discussion.
Footnotes
Acknowledgments
This paper is dedicated to the memories of Frans Vosman and Sjoerd van Heesch, who have in very different ways brought me to consider the ideas I bring forward here. I thank Jante Schmidt, Evelien Tonkens, Femmianne Bredewold, and Carlo Leget for their dedicated criticisms and encouragement. I also thank Laurine Blonk and Rodante van der Waal for inspiring conversations on these topics. Finally, I thank the residents and support workers who let me join them in their everyday life.
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: The ethnographic study that informs the argument in this paper was funded by the Dutch Ministry of Health (VWS), contract number 201700274.003.009.
