Abstract
Introduction
Breast cancer is the most common type of cancer in women worldwide. 1 With the improvement of breast cancer prevention and treatment, including surgical treatment, chemotherapy, radiation therapy, and endocrine therapy, the mortality rate has decreased. 2 Chemotherapy is one of the most basic treatments and can prolong patient survival. However, there is much evidence suggesting that chemotherapy can cause not only serious physical adverse reactions, such as nausea, vomiting, myelosuppression, and secondary infection, but also chemotherapy-related cognitive impairment (CRCI), which is also known as “chemo brain.” 3 For the former, there are various effective treatments that can alleviate them. However, for the latter, there is currently no universal method to treat it. The prevalence of cognitive impairment in cancer patients is as high as 75%, and this has been a hot research topic in recent years.4,5 CRCI is characterized as deficits in areas of cognition, including memory, attention, processing speed, and executive function, which seriously affect quality of life (QOL) and work ability. 6 These problems can be detected in up to 30% of patients prior to chemotherapy, and up to 75% of patients report some form of CRCI during treatment; moreover, CRCI is still present in up to 35% of patients many years following the completion of treatment. 7 The exact mechanism of CRCI is unknown, although some researchers have tried to uncover the mechanism in several studies. Considering the negative impact of CRCI on the overall QOL experienced by patients, better designed and more targeted interventions are needed to manage CRCI. 8 Some studies describe cognitive deficits that occur after chemotherapy and discuss cognitive behavioral interventions that are divided into pharmacological and nonpharmacological interventions and show that nonpharmacological interventions yield better benefits.9-12
In recent years, a type of psychological intervention proposed by Gary Rodin et al has achieved significant effects on symptom management in patients with advanced cancer, namely, Managing Cancer And Living Meaningfully (CALM). 13 This is a novel, brief, manualized psychotherapeutic intervention designed both to relieve psychosocial distress and to promote psychological growth and development, a goal that has been regarded as achievable in the population. 14 CALM addresses 4 main domains: symptom control and communication with health care providers; changes in self and relations with close others; spiritual well-being and sense of meaning and purpose; and preparing for the future, sustaining hope, and facing mortality. 15 In pilot trials with patients with advanced cancer, researchers demonstrated that CALM was feasible and found evidence of improvement in depression, death-related anxiety, spiritual well-being, and attachment security.16,17
Since CALM intervention has proven to be an effective psychological intervention, no studies have shown whether CALM treatment can effectively improve cognitive impairment in cancer patients. Therefore, we conducted a randomized controlled trial (RCT) to compare CALM with care as usual (CAU) in Chinese breast cancer survivors (BCs) assessed for CRCI. The primary outcome was cognitive impairment, including prospective memory (PM) and retrospective memory (RM), and secondary outcomes were QOL and the Distress Thermometer (DT).
Methods
Participants
This unblinded, parallel assignment RCT had 2 trial conditions: CALM intervention plus usual care versus CAU alone, with assessments at baseline and 1 month after treatment.
Seventy-four breast cancer patients with CRCI assessed by the Mini-Mental State Examination (MMSE) scale were enrolled in this study in the Department of Oncology of the Affiliated Second Hospital of Anhui Medical University from August 2018 to September 2019. The patients were divided into 2 groups. The CALM intervention group was composed of 34 BCs, and the CAU group included 40 BCs. Assessments of CRCI (primary outcome), RM, PM, DT, and QOL were conducted at baseline and 1 month after CALM or CAU. All BCs were selected according to the following criteria:
Postoperative pathologic diagnosis of breast cancer, completion of at least 6 cycles of chemotherapy based on taxanes and anthracyclines, with no intolerable side effects
MMSE score <27, complaint of memory and attention problems following chemotherapy
Karnofsky performance status score ≥80
At least 18 years of age at diagnosis, with a primary school or higher level of education and a sufficient audiovisual ability to complete the necessary examinations for the study
Breast cancer patients were excluded if the following conditions were present:
History of central nervous system (CNS) disease
History of CNS radiation or CNS surgery
Previous use of drugs that improve cognitive function
Severe anxiety, depression, and other mental illnesses
Other physical and mental illnesses that can cause cognitive dysfunction
The study was approved by the Research Ethics Committee of the Affiliated Second Hospital of Anhui Medical University (Number of Ethical Approval: 2 012088), and all subjects provided their informed consent.
Procedure
Breast cancer survivors were identified through prescreening of outpatient oncology clinic data, and eligible patients were recruited during clinic appointments. Oncologists give a verbal experiment introduction to the patient and obtains the patient’s informed consent. Then, the researchers evaluated the patient’s ability to participate and performed baseline measurements. After the recruitment, the statistician randomly assigned patients to enter the trial. The CALM intervention is carried out in the conference room of the oncology department to ensure patient privacy. The research staff performed the CALM intervention on patients at their convenience during hospitalization. Finally, participants were contacted at 6 months to complete follow-up assessments, which were conducted by telephone, or patients came to the hospital for face-to-face evaluation if available.
Randomization
The statistician of our team, who did not participate in the implementation of the experiment, managed the randomization. Computer-generated randomization assignments were provided by the statistician after the participant’s baseline assessment. Research staff were blinded to the sequence, which was written on cards and sealed in envelopes to be opened at assignment.
Intervention
CALM is a brief, manual, individual psychotherapy consisting of 4 main domains: symptom management and communication with health care providers, changes in self and relations with close others, sense of meaning and purpose, and concerns related to the future and mortality.13-17 In each CALM session, the patient decides which of these domains and to what extent each domain is covered depending on their current concerns and supportive care needs. During a period of 3 to 6 months, patients in the intervention group received up to 3 to 6 sessions of individual therapy, each lasting 30 minutes. Thus, our therapists aim to deliver a minimum of 3 sessions within 3 months, and participants are deemed compliant with intervention when they receive this number. It is best for the patient to complete a maximum of 6 courses within 6 months, when the patient has time available.
CALM is completed by 3 postgraduates, 1 psychologist, and 1 oncologist in the Department of Oncology, the Second Affiliated Hospital of Anhui Medical University, who are dedicated to the research of oncology psychology. Before conducting the study, CALM therapists received relevant training and continued supervision by clinical researchers. Our therapists were considered competent to provide CALM after receiving up to 4 hours of training and 2 cases of practical exercises. There is a group supervision meeting once a week for case formulation and discussion, which aims to ensure that treatment compliance, ability, and skill development are maintained throughout the treatment process. In order to ensure the treatment integrity of the intervention team, the therapist is monitored weekly and a case report is requested, and the therapist also records the conversation in a written report. In addition, senior clinicians are involved in evaluating the overall quality of intervention and discussions with each therapist to improve the efficiency of treatment.
Measures
The Functional Assessment of Cancer Therapy–Cognitive Function (FACT-Cog) 18 is a self-assessment scale specifically designed to evaluate the cognitive function of cancer patients through interviews with these patients; the tool is used to assess the cognitive function of patients through a total of 37 items, including 4 dimensions: perceived cognitive impairments (CogPCI), comments from others (CogOth), perceived cognitive abilities (CogPCA), and impact of cognitive changes on QOL (CogQOL). Each item has a score of 0 to 4 points and 5 levels. The higher the total score, the better is the cognitive function. The English version has good reliability and validity. Research has proven that the Chinese version of FACT-Cog has good reliability and validity for breast cancer patients in China and can be used to evaluate the cognitive functional state of breast cancer patients in China. 19
The MMSE was administered to assess general cognitive function, including memory, orientation, executive function, language, and visuospatial skills. In total, 30 questions are in the questionnaire, and each correct answer gets 1 point. If the assessed individual does not know the answer or gives the wrong answer to the question, he or she does not receive a score. The higher the score, the better is the cognitive function. A score of 27 to 30 indicates normal cognitive function, and a score below 27 indicates cognitive dysfunction.
Memory questionnaires include RM and PM 20 ; RM is the memory of past experiences or situations, and PM is the memory of future plans or intentions. The questionnaire contains 16 items, 8 of which test for PM barriers and 8 of which test for RM barriers. Patients are asked to rate their memory failure levels: 4, Very frequent; 3, Sometimes; 2, Very few; 1, Never. The total score of RM or PM is between 8 and 32. The higher the score, the greater is the memory impairment.
The DT is recommended by the National Comprehensive Cancer Center and has the advantages of being simple and easy to operate. It has become a popular tool for evaluating the psychological distress of cancer patients. DT is a visual analogue single-entry scale ranging from 0 to 10, with a total of 11 scores (0 = no trouble, 10 = extreme distress) to determine the patient’s psychological distress level by the trouble score. The recommended threshold is 4 points. Patients with a score of 4 or more require further professional assessment and treatment.
The Functional Assessment of Cancer Therapy–Breast (FACT-B) 21 questionnaire is a self-reported instrument designed to evaluate multidimensional QOL in BCs. The FACT-B consists of 5 subscales, physiological status, social/family status, emotional status, functional status, and additional attention, with higher scores indicating better QOL. The scoring method is set by a hierarchical entry with a total score of 0 to 4 (5 levels), as follows: “Not at all,” 0 points; “one point,” 1 point; “some,” 2 points; “equal,” 3 points; and “very,” 4 points. In addition to the physiological status GP1 to GP7, emotion GE1, GE3 to GE6, additional attention B1 to B3, B5 to B8, several items are positively scored. The positive entry counts directly from 0 to 4 points, and the reverse entry counts from 4 to 0 points. The psychometric properties, brevity, and relevance to patients’ values make FACT-B suitable for the assessment of QOL.
Statistical Analysis
All data are expressed as the mean ± standard deviation. Statistical analysis was performed using IBM SPSS Statistics 23.0 software. Baseline group differences on sample characteristics were examined using independent sample
Results
Table 1 shows that there were no significant differences in demographic information, including age (
Comparison of Demographic Characteristics and Clinical Data of Breast Cancer Between the CALM Group and the CAU Group a .
Abbreviations: CALM, Managing Cancer and Living Meaningfully; CAU, care as usual; SD, standard deviation; KPS, Karnofsky performance status.
Data are presented as mean ± SD.
As illustrated in Table 2, we can see the performance of the BCs before and after CALM or CAU on the neuropsychological test, cognitive function test, memory questionnaires, DT, and QOL assessment scale. Compared with the CAU group, the performance of the CALM group had significant changes in the total scores on the FACT-Cog (
Separate Comparison of Neuropsychological Tests, Cognitive Function Test, Memory Questionnaires, Distress Thermometer, and Quality of Life Assessment Scale in the 2 Groups of Breast Cancer Patients Before and After CALM or CAU a .
Abbreviations: CALM, Managing Cancer and Living Meaningfully; CAU, care as usual; FACT-Cog, Functional Assessment of Cancer Therapy–Cognitive Function; MMSE, Mini-Mental State Examination; RM, retrospective memory; PM, prospective memory; DT, Distress Thermometer; FACT-B, Functional Assessment of Cancer Therapy–Breast; BCT, before CALM/CAU treatment; ACT, after CALM/CAU treatment; SD, standard deviation.
Data are presented as mean ± SD.
Table 3 describes the differences between the 2 groups before and after CALM or CAU. At baseline, there were no statistically significant differences between the CALM group and the CAU group on any of the scale scores for the FACT-Cog (
Comparison of the Neuropsychological Tests, Cognitive Function Test, Memory Questionnaires, Distress Thermometer, and Quality of Life Assessment Scale Between the CALM Group and the CAU Group of Breast Cancer Patients Before and After CALM or CAU a .
Abbreviations: CALM, Managing Cancer and Living Meaningfully; CAU, care as usual; FACT-Cog, Functional Assessment of Cancer Therapy–Cognitive Function; MMSE, Mini-Mental State Examination; RM, retrospective memory; PM, prospective memory; DT, Distress Thermometer; FACT-B, Functional Assessment of Cancer Therapy–Breast; SD, standard deviation.
Data are presented as the mean ± SD.
We can see from Figure 1 that 95 patients are eligible to participate between August 2018 and September 2019, 84 of whom were randomly assigned to CALM (n = 42) and CAU (n = 42). However, 8 people did not complete the CALM intervention, and 2 people in the CAU group did not complete the final assessment. Finally, there were 34 people in the CALM group and 40 in the CAU group.

CONSORT flow diagram.
Figure 2 shows the results of the correlation analysis between FACT-Cog and FACT-B scores. Whether before or after CALM or CAU, there was a positive correlation between the 2 scores (before:

Correlation analysis between cognitive function and quality of life before and after Managing Cancer and Living Meaningfully (CALM) or care as usual (CAU).
Through Figures 3 and 4, we see that cognitive function (before:

Correlation analysis between psychological distress and cognitive function before and after Managing Cancer and Living Meaningfully (CALM) or care as usual (CAU).

Correlation analysis between psychological distress and quality of life before and after Managing Cancer and Living Meaningfully (CALM) or care as usual (CAU).
In addition, we can see from the intuitive bar chart (supplementary file, available online), there were significant improvements in cognition, QOL, RM, PM, and psychological distress of the CALM group compared with the control group before and after treatment.
Discussion
The present study was a RCT to evaluate the CRCI in Chinese breast cancer patients with CALM treatment. Compared with the corresponding scores of the control group, there were great improvements in cognitive function, including RM and PM, psychological distress, and QOL, in 34 BCs who completed a brief CALM intervention aimed at managing cognitive symptoms associated with chemotherapy. Participants rated CALM as helpful with regard to such problems and reported high treatment satisfaction. The present results indicated that CALM is a feasible and effective cognitive behavioral, nonpharmacologic management strategy for common problems faced by many cancer survivors. Moreover, this study is a controlled investigation that suggests the effectiveness of CALM in the treatment of cognitive impairment in BCs. Another result of the present study is that there was a positive correlation between cognition and QOL, which is consistent with previous evidence. 22 We also found that there was a negative correlation between psychological distress and cognitive function or QOL.
At present, interventions for BCs with CRCI can be broadly classified into 4 categories: (1) cognitive training interventions, (2) compensatory strategies with cognitive training interventions, (3) pharmacological interventions, and (4) integrative medicine interventions. 12 All these interventions may contribute to treatment effectiveness directly through learning via positive neuroplasticity or indirectly through stress reduction methods that people can learn. Cognitive training interventions are methods for restoring cognitive function through repeated practice using cognitive exercises domains such as memory, attention, speed of processing, or executive functioning. 23 Kesler and colleagues 10 studied the efficacy of a home-based computerized cognitive training, which focuses on training memory, executive functions, speed of processing, and cognitive flexibility. The results showed that participants receiving cognitive training showed significant improvements in these aspects. Compensatory strategies are used to support function in areas of cognitive deficits, which allows patients to rely on other techniques that can gradually transition from external support (such as mnemonics, external prompts) to internal cognitive processes over time. 24 Ferguson et al’s 9 research confirmed that psychological education strategies to compensate for cognitive deficits can improve some cognitive measures and improve QOL. Drugs in the pharmacological intervention include methylphenidate, modafinil, epoetin, and so on.25,26 These drugs may improve cognition by reducing fatigue or increasing sobriety or by increasing unknown mechanisms of positive neuroplasticity. However, previous studies found that pharmacological intervention has little or no effect.27,28 Integrative medicine interventions consists of a group of varied treatments and practices that are complementary to standard care for symptom relief. 29 Such interventions include meditation, tai chi, qigong, yoga, exercise, and biofeedback.30,31 These are focused on meditation and other forms of mindfulness to control breathing, thus achieving relaxation and stress control, and related studies have achieved the expected results.
All in all, the remaining psychological interventions other than pharmacological interventions have a significant effect on improving cognition, and do not have the bothersome side effects of drugs. Therefore, psychological interventions have become the most appropriate and feasible treatment for improving CRCI, which promotes the conduct of this study.
CALM therapy is a brief psychotherapeutic intervention that Rodin et al have developed to alleviate distress and to promote psychological health in cancer patients. This supportive-expressive therapy is rooted in several theoretical foundations, including relational theory, attachment theory, and existential psychotherapy, which provides a reflective space for the processing of thoughts and emotions and facilitates the solution of practical and existential questions that face cancer patients with mental distress. It shares the function of manualized supportive-expressive,32-34 cognitive-existential,35,36 and meaning-centred 37 group psychotherapies intended for patients with advanced disease. There are 5 benefits of this intervention: (1) a safe place to address the experience of advanced cancer; (2) permission to talk about death and dying; (3) assistance in managing disease and navigating health care systems; (4) resolution of relational tensions; and (5) an opportunity to “be seen as a whole person” within the health care system. 13
Cancer patients usually experience a number of challenges, including physical symptoms and progressive deterioration. Disease burden and other factors might trigger depression, psychological distress, death anxiety, and the loss of hope and meaning in life.38,39 Recently, CALM as one kind of psychotherapy has proven to be a useful treatment that provides a systematic approach to alleviating distress in cancer patients. 13 The possible mechanism may contain the following points: First, the positive influence of CALM was a benefit from the opportunity it gave the participants for communication and reflection, for assistance with problem-solving in practice, and for the support in solving the distressing issues that the cancer caused to themselves and their families. Second, a time and a safe place was provided to talk about disturbing and potentially frightening problems (such as death) related to their disease, which could contribute to emotional relief, and patients were thereby encouraged to discuss with their families or good friends issues that they had previously found difficult to solve. Third, the sense of meaning and hope in life was rekindled through this individual psychotherapy, promoting patients to begin rightly to face the rest of life. Overall, CALM addresses these issues to change what we have termed an ultimate common pathway of disturbances that leads to depression, anxiety, and other psychological distress in this population. In addition, previous evidence has indicated that anxiety, depression, and overall psychological distress are closely associated with CRCI. 40 Moreover, in the present study, we found a negative correlation between psychological distress and either cognitive function or QOL. Therefore, the mechanisms by which CALM exerts its effects of improving cognition and QOL may be related to the relief of psychological distress, including anxiety and depression caused by diseases. Further studies are needed to clarify possible mechanism of CALM intervention on CRCI in breast cancer patients.
The main limitation of this study is the small sample size, which may not represent the actual differences in improvement between CALM group and CAU group. Hence, in future research, there is a need to recruit larger sample sizes and use longer term follow-up to replicate these results, and to confirm the effectiveness of CALM treatment. In addition, there is a potential bias due to the different period and different amount of sessions patients have received as therapy. However, in CALM therapy, participants are typically deemed compliant with intervention when they receive a minimum of 3 sessions within 3 months, so this bias has no significant effect on our experimental results. This experiment uses self-assessment scales and questionnaires to evaluate the effectiveness of treatment, which is subjective in itself, which may bias the true effect of the results. Finally, this trial was not registered because it was a preliminary exploratory study of a small sample and itis not a pharmacological experiment.
Conclusion
CALM is expected to serve as a brief intervention to improve cognitive function and promote QOL and psychological health in BCs. The present study revealed that there are further encouraging and supportive investigations evaluating the effectiveness of CALM treatment in improving cognitive impairment in Chinese breast cancer patients, and this intervention needs to be promoted and implemented in clinical oncology practice.
Supplemental Material
Supplementary_file – Supplemental material for Managing Cancer and Living Meaningfully (CALM) Intervention on Chemotherapy-Related Cognitive Impairment in Breast Cancer Survivors
Supplemental material, Supplementary_file for Managing Cancer and Living Meaningfully (CALM) Intervention on Chemotherapy-Related Cognitive Impairment in Breast Cancer Survivors by Ke Ding, Xiuqing Zhang, Jingjing Zhao, He Zuo, Ziran Bi and Huaidong Cheng in Integrative Cancer Therapies
Footnotes
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This study was supported by the National Natural Science Foundation of China (Nos. 81872504; 81372487).
Supplemental Material
Supplemental material for this article is available online.
References
Supplementary Material
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