Abstract
Background:
Diverse thermal ablative therapies are currently in use for the treatment of cancer. Commonly applied with the intent to cure, these ablative therapies are providing promising success rates similar to and often exceeding “gold standard” approaches. Cancer-curing prospects may be enhanced by deeper understanding of thermal effects on cancer cells and the hosting tissue, including the molecular mechanisms of cancer cell mutations, which enable resistance to therapy. Furthermore, thermal ablative therapies may benefit from recent developments in computer hardware and computation tools for planning, monitoring, visualization, and education.
Methods:
Recent discoveries in cancer cell resistance to destruction by apoptosis, autophagy, and necrosis are now providing an understanding of the strategies used by cancer cells to avoid destruction by immunologic surveillance. Further, these discoveries are now providing insight into the success of the diverse types of
Results:
The thermal techniques discussed include radiofrequency, microwave, high-intensity focused ultrasound, laser, and cryosurgery. Also discussed is the development of thermal adjunctive therapies—the combination of drug and thermal treatments—which provide new and more effective combinatorial physical and molecular-based approaches for treating various cancers. Finally, advanced computational and planning tools are also discussed.
Conclusion:
This review lays out the various molecular adaptive mechanisms—the hallmarks of cancer—responsible for therapeutic resistance, on one hand, and how various ablative therapies, including both heating- and freezing-based strategies, overcome many of cancer’s defenses, on the other hand, thereby enhancing the potential for curative approaches for various cancers.
Cancer: A Primary Target for Ablative Therapy
The present-day standards of care utilized extensively in cancer therapy do not, unfortunately, provide standards of cure. All existing
Today, it is recognized that a cancer commonly represents an accumulation of mutations in a population of cells with genetic (patient) variability. A tumor is no longer considered a homogeneous mass of cells growing without control, thereby disrupting the architecture of both primary and numerous secondary (metastatic) sites. We have very recently come to realize that a tumor is a highly organized structure, dependent on numerous other supporting cells for its establishment, growth, and invasion. A hierarchy of intercellular commands provides for an orderly progression of the disease with accompanying defensive strategies that compromise both natural immunity and additive therapeutic interventions (eg, radiation, chemotherapy). 6 As such, a specific cancer in 1 individual may share select molecular similarities with that of another individual, but it also exhibits a unique biology that may well defeat a given generic/common therapeutic strategy when uniformly applied across a genetically heterogeneous patient population. This genetic diversity gives rise to differential sensitivity to most treatment options less so for excisional therapy 1 provided sufficient margins are provided in nonmetastatic patients.
As a result, the last decade of research has led to a paradigm shift in cancer-related knowledge and information. Today, 3 sentinel changes in our understanding of cancer are in process. First, cancer stem cells (CSC), initially reported in 1997, 7 are now widely accepted as key elements of tumorigenesis as well as the “cell of origin” (a mutated tissue stem cell). Cancer stem cells are pivotal in (1) forming additional cancer cells and possibly secondary cancer loci, (2) forming noncancerous stromal (support) cells, (3) having a clear resistance to radiation 8 and chemotherapy, 9 and (4) establishing dormant states. To this end, CSCs are now recognized as the likely origin of a tumor and lend incredible resiliency to the disease. Second, tumor formation involves the recruitment of numerous noncancer support cells, which establish a microenvironment essential to tumor survival, growth, and ultimate metastasis. These tumor-associated cells include endothelial cells vital to blood vessel formation, fibroblasts to serve various support functions, cells of the immune system which assume a protective role for the cancer cells in masking cancer immunogenicity from circulating immune cells (eg, macrophages), nutritive serosal cells, and mesenchymal cells. 10 Hence, the tumor is a protective neotissue environment that isolates its cells from the various defensive strategies of the body. Linked to each of the above is the growing body of evidence demonstrating that with successive therapeutic attempts, the cancer cells progressively acquire enhanced resistance to therapeutic modalities (eg, chemotherapy, radiation, and hormonal ablation). For example, exposure to successive bouts of cytotoxic drugs results in the survival of approximately 20% to 30% of the population of the cancer cells as only those cells in dividing stages succumb to the toxic exposure. With follow-up treatments, each additional dose results in tumor-associated fibroblasts, secreting a membrane protective protein (Wnt 16B) that enhances cancer cell resistance with the certain long-term outcome of chemotherapeutic resistance. 9 In addition, other defensive strategies are brought into play such as the upregulation of membrane protein pumps that function to transport the chemotherapeutic agent to the extracellular environment. Radiation induces the same Wnt 16B response plus the amplification of DNA repair/protective strategies and inhibition of apoptosis. 8 These latter observations are problematic as the patient receives near-term growth suppression (remission) with likely return of malignant growth but with a further mutated cancer demonstrating refractoriness to the initial primary treatment. Following combinatorial approaches, such as mixed radiation schemata or multiple chemotherapeutic agents, variable benefit to a durable response is observed across the spectrum of cancer types. Hence, there is a critical unmet need to explore alternative strategies to treat cancer, characterized by nonrepetitive application and recruitment of multiple destructive paths in order to provide immediate destruction of targeted cancerous tissue while defeating the adaptive molecular defensive strategies of cancer cells. To this end, thermal ablation is now providing an attractive and effective means of treating cancer due to its ability to trigger thermal excursions in order to induce multiple stressors and forms of cell death.
Cancer Characteristics
To better understand the logic directing the strategic shift in cancer therapy, recognition of the principal characteristics—the hallmarks of cancer—is important. These features have evolved to assure successful tumor growth in the face of diverse, well-established, anti-tumor protective adaptations and therefore may compromise elements of emerging cancer therapeutics. 11 These hallmarks include (1) regulation of cell growth, (2) angiogenesis, (3) reprogrammed metabolism, (4) cell death resistance, (5) reproductive immortality, (6) metastatic qualities, (7) immunosuppression, and (8) microenvironment modification. An overview of each of these features is provided below.
Sustainable, Controlled Cell Growth
Arguably, the most fundamental trait of a cancer is sustained cell growth and controlled proliferation over long periods of time. Normal cells maintain precise control over cell proliferation through the production of growth factors that regulate the cell cycle to ensure tissue homeostasis. Cancer cells deregulate these control signals and establish a mitogenic signaling pathway that may include, in part, growth factor self-stimulation, hypersentization, activation of downstream pathways, and recruitment of tumor-associated stromal cells to produce growth factors. Additionally, cancer cells are able to avoid excessive proliferative signaling through mechanisms such as senescence and apoptosis to prevent uncontrolled (explosive) growth so that division can continue, thereby allowing for sustained cancer growth over time. Through these and other mutagenic steps, cancer cells can change their destiny. 12 –15
Angiogenesis
Normal and cancer cells essentially share similar metabolic requirements, which are primarily supported by a vascular blood supply. Tumor cells also have the ability to alter metabolic pathways (discussed below). During embryogenesis, endothelial cells execute angiogenic programs to produce blood vessels. In adults, angiogenic processes are typically limited to wound repair and the female reproductive cycle. Cancer cells control an “angiogenic switch” through a series of growth factors that can induce new blood vessel formation (vascular endothelial growth factor [VEGF]), sustain a tumor-associated vascularity (Fibroblast Growth Factor [FGF]), and suspend growth (Thrombospondin-1 [TSP-1], angiostatin, etc). Hence, the blood supply to a tumor can be activated and then modulated to match the needs of the specific cancer. 16 –18
Reprogrammed Metabolism
The rapid growth observed in some tumors requires adjustments to the metabolic profile of the rapidly dividing cancer cells but not for those cells demonstrating slow growth. Cancer cells during periods of high growth rates switch metabolically from oxidative phosphorylation to aerobic glycolysis, which is about 18-fold less efficient in the production of Adenosine triphosphate (ATP) but provides essential substrate molecules
Cell Death Resistance
Depending on physiological actions and the genetic control of these processes, cell numbers are controlled by 3 programmed processes: apoptosis, autophagy, and necrosis. Apoptosis is a gene-regulated process most prevalent in cancer management involving extrinsic
Reproductive Immortality
As a principle, tumor growth requires an unlimited potential for replication of the cancer cells. On the other hand, normal cells lack replicative immortality with limited passage capability (the Hayflick limit). One salient difference between normal and immortalized cells is telomerase activity. Telomerases, which add telomeres to the ends of DNA molecules, are absent in most nonimmortalized cells but present in cancer cells. Accordingly, telomeres are lost (shortened) in noncancerous cells during division but lengthened by telomerase activity in cancer cells. Telomerases are almost absent in most somatic cells but found in nearly 90% of cancer cells. 26 –28
Invasion and Metastasis
A tumor represents a local invasion of a tissue with cells in a malignant state. The tumor microenvironment provides several mechanisms to allow cancer cells to avoid immunodetection, survive, and invade. Several factors can be synthesized or produced by malignant cells, the immune system, or the stroma and can remodel the tumor microenvironment and the adaptive immune response, resulting in cancer dissemination. Some mechanisms include acquisition of aberrant immune-phenotypic traits that regulate interactions among tumor microenvironment components via immunosuppressive mediators, adaptability of malignant and immune cells to autocrine and paracrine stimulation or stress, or disrupting the balance between tumor-promoting and -suppressing functions.
As the malignancy progresses to higher pathological stages, cancer cells undergo numerous phenotypic changes
Immune Compromise
The body’s immune system operates a surveillance program designed to recognize and eliminate most cancer cells. Cancer cells, however, have numerous strategies designed to subvert this system. Cancer cells produce both highly and weakly immunogenic clones, the former of which triggers detection and destruction while the latter survives and escapes surveillance. Cancer cells can also secrete immunosuppressive agents (ie, transforming growth factor beta [TGF-b]) and can recruit inflammatory cells as cells resident to the tumor with immunosuppressive capabilities (ie, suppress the actions of cytotoxic lymphocytes). 33 –35 It is hypothesized that infiltrating CD+8 cytotoxic T lymphocytes (CDL) and natural killer (NK) cells are inhibited by the secretion of TGF-b and other immunosuppressive factors.
Establishment of a Microenvironment
Tumors are now recognized as malignant constructs containing diverse cell types with an ordered microanatomy. Although the cancer cells represent the foundation of the disease, the tumor represents a complex structure with diverse cell types that provide essential support to the cancer cells. This support is both regulated and responsive to tumor chronology 6,36 –39 .
Thermal Ablation Strategies
The plasticity of a cancer as represented by its hallmarks suggests that changing the cancer treatment paradigm will evolve with the development of knowledge regarding the biological basis for novel treatment options, together with the accumulation of evidence-based assurance that cancer survival strategies do not overcome the “best intent” of the therapy.
Historically, surgical excision has been the preferred therapy for most tumors. The excised tissue can be examined to determine the adequacy of excision and identify its histological characteristics, which may guide the need for further excision or adjunctive therapy, respectively. The results achieved by surgical excision have created a benchmark for all other therapies. However, not all tumors are suitable for excision due to location, extent of disease, potential complications, reconstruction problems, or associated diseases. Nor is excision necessarily more advantageous than other therapeutic approaches. 40 Thermal ablative strategies offer new promise in light of the above, since they rely on energy changes in the target and are applied as short duration monotherapies (without repetition) thereby limiting cancer’s adaptive capabilities to express defensive mutations. Furthermore, the destructive mechanisms of action involved with thermal ablative strategies include both physical and molecular insults resulting in the disruption of multiple defensive strategies, which are not cell cycle dependent and add a damaging structural (physical) element.
In effect, thermal ablation provides a
Given the ever-growing interest in and use of ablation therapies to treat cancer, herein we discuss the various types of ablative therapy, outline a basis for adjunctive therapeutic approaches for utilizing thermal ablation in order to enhance the destructive effects, and overview advances in computational means and procedure planning in order to improve the therapeutic outcome.
Additive Thermal Ablative Approaches
Radiofrequency Ablation
Radiofrequency ablative energy deposition is commonly aimed at destroying tissue by heating it to temperatures above 50°C. The “thermal dose” to produce tissue coagulation is commonly cited at 50°C for approximately 5 minutes or 55°C for 5 seconds to induce nearly 100% epithelial cell kill. The degree of cell kill is both temperature and time dependent. 41 Experimentation has shown significant differences in outcome based on the current, the distance from heat source and on the type of tissue. 42 –45 It is further suggested that some tumors may require a higher thermal dose, possibly achieved when approaching 90°C for a clinically relevant time scale.
Treatment by RFA energy requires a generator for the electric current, cables to connect the generator to thin needle electrodes placed in or around the tumor, and the availability of medical imaging (ie, US or CT) for electrode placement. The number of electrodes used may vary with the size of the tumor. The electrodes are diverse in structure and include monopolar, bipolar, and multitined designs, ranging in size from 13- to 17-gauge needles. Multitined structures increase the electrode surface area and improve the ability to deliver an adequate thermal dose. Although the typical target temperature for RFA is above 50°C, an adverse effect utilizing this technology is that the electrical impedance within the target region decreases with the increasing temperature, and independently with the distance from the electrode, which makes this application most practical for small tumors, 3 cm or less. To mitigate these adverse effects, the emergence of irrigated electrodes has had a susbtantial impact on reducing/slowing tissue impedance rise during application, thereby enabling improved delivery of a therapeutic dose further from the electrode tip. Current exits the body via large grounding electrode pads on the skin. The apparatus has evolved substantially in recent years with the trend of improved current generators and electrodes. 46
Radiofrequency ablation has been used for a large variety of tumor types, including those of the liver, lung, kidney, breast, and bone. Its applications in the lung, breast, and kidney appear to show an expanding trend.
47
–49
Palliative benefits of RFA in advanced cancers have also been described.
50
Percutaneous RFA treatment of liver tumors was initiated in the 1980s, where best results were obtained with small hepatocellular tumors (3 cm or smaller in diameter),
51
–53
where short-term successful treatment may be expected in 70% to 90% of patients
54,55
. Radiofrequency ablation has also been used for small
When RFA has been utilized to treat larger lesions, especially those about 5 cm, the success rate is substantially lower, in the 50% to 70% range and sometimes even lower. The effectiveness of RFA for large tumors depends on its size and proximity to major blood vessels that serve as heatsinks and the presence of associated diseases such as cirrhosis. 61 Radiofrequency ablation may be ineffective in larger lesions, where adjunctive therapy may provide a preferred solution. For example, the advantages of preceding RFA treatment with trans-arterial chemoembolization (TACE) has been reported. 46 Furthermore, combined RFA with concomitant percutaneous alcohol injection has shown better results than either of the techniques alone. 62 Cytotoxic drugs and irradiation have also been utilized as adjuncts. 63 –65
Microwave Ablation
Microwave ablation creates heat through the excitation of water molecules, increasing kinetic energy and elevating the tissue temperature. Most microwave-ablation devices operate at 2.45 GHz, delivering 60 W, and can produce tissue temperatures as high as 150°C. Newer devices operate at 915 Hz, use water-cooled antennas, and can deliver 80 W. 66 Microwave devices deliver energy via antenna(s), which are of various designs and offer several types of tissue-heating patterns.
Microwave ablation has been used for many types of tumors, including those of the liver, lung, breast, and bone. 48 When used for cancer of the liver, the results of microwave are similar to those achieved by radio frequency. 67 When applied in patients with lung cancer, microwave ablation under ultrasound guidance achieved a 50% to 60% five-year survival rate. 68,69 Although effective, higher microwave power can cause injury to other tissues, especially the skin. Other reported injuries include liver abscess, perforation of the colon, tumor seeding, pleural effusion requiring thoracentesis, hemorrhage requiring arterial embolization, fever, and pain. 70 Common difficulty with microwave ablation and RFA is the nonuniform energy deposition of electromagnetic radiations, which may result in hot spots and difficulty to match the temperature field with the geometry of the tumor and criteria for thermal ablation success.
High-Intensity-Focused Ultrasound
High-intensity-focused ultrasound (HIFU) thermal ablative therapy uses ultrasound waves focused transcutaneously on the tumor, heating the target tissue, and producing necrosis. Treatment is guided by imaging via US or MRI to enable treatment targeting and monitoring. When used for breast tumors, a transducer is placed on the skin over the tumor. The high-frequency US waves in the range of 0.5 to 4.0 MHz are focused on the tumor. Focusing a beam of high-intensity US waves via acoustic lens results in discrete volumes of ablated tissue where the focal point of the beams converges. The thermal effect of HIFU is the primary mechanism of tissue destruction, whereby lipid membranes melt, proteins denature, ultimately resulting in coagulative necrosis. By shifting the focal point or “painting” the target, a 3-dimensional (3-D) volume of tissue can be destroyed. Cellular damage is determined by both the length of time and temperature the tissue receives. Cavitation, a process in which microbubbles form, expand, and interact with the US beam, also occurs to some degree during HIFU, and these cavitation bubbles cause reflection of the US beam. With inertial cavitation, these microbubbles can become quite hot, implode, and collapse, generating shock waves that can further damage tissue. However, the process of cavitation often produces less predictable damage in terms of targeted ablation. For effective application, it is recommended to achieve a temperature of 56°C or more for at least a second. 48 The results are dependent upon patient selection, ablation margin, treatment planning, treatment time, and related factors. 71 When used for liver tumors, the need for accurate imaging for success in therapy is evident. 72 One of the significant difficulties with HIFU ablation is the relatively small area in which the abovementioned conditions may be achieved instantaneously. The common solution for this difficulty is a series of heating events, where the focal application is sequentially relocated to cover the entire tumor as would be done in HIFU application in the prostate. 73
Ryan et al compared pretreatment to posttreatment prostate biopsies taken at a mean of 14.1 months from men who underwent primary HIFU therapy. 74 A total of 51% of 45 men demonstrated posttreatment biochemical failure, and of those 77% had positive biopsies. An additional 25% of men without rising PSA (prostate specific antigen) were found to have cancer by biopsy performed during routine follow-up. Benign, unaltered tissue was seen in 29 of 30 biopsied prostates. Similarly, Biermann et al detected posttreatment prostate cancer in 44% of 25 men biopsied 6 months after primary HIFU. 75 In this study, tumors were identified within unaltered stroma suggesting incomplete ablation. At the Montreal Focal Therapy (2012) meeting, 76 –78 various participants expressed a number of concerns over HIFU including (1) a predefined uniform length of the HIFU does not match the prostate’s geometry, (2) distal coverage is uncertain due to an edge effect which may explain edge recurrence, (3) overtreatment where the sequential applications of heating overlap, (4) real-time observation is not possible and device-based indicators may not be accurate, and (5) unexplained adverse posttreatment pathological features. 76,78,79 These features include a “reactive stroma” containing tumor glands and blood vessels in the margins and regrowth of smooth muscle, nerve tissue, androgen staining cells and myofibroblasts. The interest in minimally invasive HIFU therapy for localized prostate cancer is shared by both patients and physicians alike in that it is a repeatable, outpatient therapy with a purported low complication rate. Adjuvant therapy to boost the lethal effect of the ablative energy remains an unmet need and would likely improve cancer outcomes.
Laser Therapy
Interstitial laser therapy is a minimally invasive procedure that functions by a refraction of laser light on the tumor. In this treatment, light energy is absorbed by the tissue and converted into heat, which causes coagulative necrosis in part by damaging the endothelial cells of the microvasculature. 80 The technique requires the insertion of a fiber-optic probe percutaneously into the center of the tumor with guidance by fluoroscopy, US imaging, or MRI. Tissue temperature is measured by thermal sensors placed at the periphery of the tumor or by near real-time magnetic resonsnce thermometry. Laser energy is delivered until the temperature at the periphery exceeds 50°C. Two broad types of laser therapies are available: laser-induced interstitial thermotherapy and photodynamic therapy (PDT). Laser-induced interstitial thermotherapy is also referred to as interstitial laser photocoagulation or focal laser ablation and is a similar treatment to hyperthermia in its mechanisms of action. Laser-induced interstitial thermotherapy involves an optical fiber, which heats up and increases the temperature within the cancer cells. Although PDT is a nonthermal application, it is described here in brief for the completeness of presentation. First, a photosensitive agent is injected intravenously, which tends to break down and become toxic under intense illumination. During application, strategically operated laser probes locally activate the photosensitive agent by strategic illumination.
Generally, laser for medical applications is generated from 3 sources: carbon dioxide (CO2; infrared; wavelength of 10 600 nm), argon (488-518 nm), and neodymium:yttrium–aluminum–garnet
Subtractive Thermal Ablation
Cryoablation
Cryotherapy uses freezing to destroy tumors. The technique requires the use of a cryosurgical apparatus cooled by any one of a variety of cryogens, including nitrogen (gas, liquid, and supercritical), argon, nitrous oxide, or carbon dioxide. The apparatus range in type from small hand-held units to automated devices cooled by liquid nitrogen or pressurized gases, capable of cooling multiple probes during application to the tumor. Minimally invasive cryosurgical devices today are commonly based on the Joule-Thomson cooling of argon and 17- to 10-gauge cryoprobes.
Standard cryosurgical technique for prostate cancer requires that the tumor be frozen rapidly, thawed slowly, and then, in many applications, immediately exposed to a repeated freeze–thaw cycle. In the treatment of tumors, a tissue temperature of −40°C is typically recommended to be achieved in the repeated freeze/thaw cycle at the edge of the target region. 86 The need for the double freeze–thaw cycle is linked to the relatively slow rate of cooling associated with the edge of the frozen region that is less destructive than faster rates within the core of the lesion. The use of imaging techniques, such as US, CT, or MRI, which can visualize both cryoprobe placement and the freezing process, is critical for the minimally invasive procedure.
The mechanism of injury due to freezing features directs cell injury associated with ice crystal formation. Upon thawing, vascular stasis develops and the loss of circulation increases the certainty of tissue death. Throughout the frozen zone and especially in the periphery, where some cell survival may be expected because of the elevated freeze temperature, apoptosis (and possibly autophagy) contributes to cell death. 87 Cellular responses to a freeze–thaw cycle are complex and indicative of a nonhomogeneity of the target region, as not all cells freeze at the same temperature and rate, localized vascular effects may affect freezing, and the thermal history that each cell experiences is dependent on its relative location to the cryoprobe(s). To the pathologist, the tissue response to freezing ranges from inflammatory, as would follow minor freezing injury, to necrotic, which follows severe injury. 86
Cryosurgery has a wide range of uses in tumor treatment, virtually including every tissue and organ.
88
In the treatment of prostate cancer, the long-term disease-free survival (10-year follow-up) for low- to moderate-risk disease states has been reported at 80% and 75%, respectively.
89
These outcomes compare favorably with external radiotherapy and brachytherapy.
90
In 2008, the American Urological Association published a “Best Practice Policy Statement,” which acknowledged that cryosurgery was an accepted treatment for selected patients with early-stage disease as well as for salvage therapy.
91
Recently, substantial interest has developed in focal or partial prostatic cryotherapy. The stimulus for this approach is the high incidence of erectile dysfunction after total gland cryosurgery. As with prostate, liver cancer has also been treated extensively using cryosurgery, with the best results being achieved in small single tumors of <3 cm in diameter. The short-term results of about 70% success are competitive with rRFA.
92
Cryosurgery of kidney tumors, performed percutaneously or via laparoscopy, is an effective therapy yielding a 3-year cancer-specific survival rate of 98%.
42
Cryoablation has also been used in the treatment of small breast cancers of no >1.5 cm, and it was found that the technique can eliminate the disease if no ductal carcinoma
The mechanisms of cryoablative damage are more comprehensively described when compared to mechanisms involved in high-temperatures therapy. Freezing imparts a varying but substantial level of physical damage on tumor cells. This variance is due to strength–duration relationships
Adjunctive Thermal Ablative Strategies
The use of the modern monitoring techniques for ablation zone imaging (US, CT, or MRI), while essential to precision, are unable to predict the outcome of the procedure due to an inability to visualize the thermal gradient within the tissue during a procedure. 99 –102 This results in uncertainty of a tissue target’s exposure to lethal temperatures above or below the critical temperature. Accordingly, thermal ablation of cancer has 2 limitations: (1) tumor recurrence from cells surviving nonlethal conditions and (2) collateral morbidity associated with unintended thermal impact (hot or cold) on adjacent anatomical structures. 103 –105 To overcome these limitations, recent efforts have focused on the development of strategies to increase cancer destruction following exposure to temperatures traditionally thought to be nonlethal. The goal of these efforts is to yield complete cancer destruction within the targeted tissue and to enable physicians to more precisely predict/visualize the zone of lethality in real-time under US or other imaging modalities. In the area of cryosurgery, this has been described as “making ice lethal at ∼0°C.” One such strategy is the use of adjunctive agents in combination with thermal ablation. 64,65,86,106
Adjuvants are designed to (1) enhance the physical effects of the ablation process, (2) activate cellular stress responses and attendant cell-death cascades, and/or (3) inhibit cell survival/repair cascades. To date, numerous
Computation Tools and Thermal Modeling in the Service of Thermal Ablation
Although the ever-increasing power of computation means and advancements in information technology are rapidly affecting every facet of medicine, and despite feasibility demonstrations for a wide range of computation tools in the service of thermal ablation, these developments are only slowly translated into practical applications for the benefit of real-time monitoring, planning, and training. To this end, this section links the underlying principles of thermal damage with state-of-the-art computation means for monitoring, planning, and training of thermal surgery while mapping concurrent directions of development in the field.
Thermal ablation is dependent on the distribution of heat sources (high-temperature applications) or heat sinks (cryoablation) within a target area. In cryotherapy, heat sources may be used in tandem with heat sinks to better shape the frozen region 140 and to protect critical tissues such as the urethra during prostate cryoablation. 141,142 The frozen region in cryotherapy can be identified and its shape can be reconstructed with the application of CT or MRI, using standard imaging-analysis software tools. Unfortunately, for the case of US—the most commonly used imaging modality in cryotherapy—only partial freezing front identification can be achieved, since the US transducer serves as both emitter and receiver. As such, only the freezing front portion facing the transducer can be identified, which in turn casts shadow on the rest of the frozen region as well as on the area behind the frozen region. Notably, several pilot studies have demonstrated the feasibility of temperature field approximation within the frozen region for the case of CT and MRI 143 –145 while relying on freezing front reconstruction. In a recent study, Thaokar and Rabin 146 demonstrated that the unobservable portion of the freezing front during US imaging can also be predicted to a high degree of certainty, together with the temperature field within the frozen region and its vicinity. Although critical to the application of thermal therapy, unfortunately, medical imaging is not clinically used for deep-tissue thermal mapping.
Spatial Thermal Injury Distribution and Computerized Planning Strategies
The observation that different thermal destruction mechanisms may dominate different temperature ranges is key for planning and optimization of additive energy thermal ablation. 147 –149 For example, protein denaturation correlates strongly with cell death by heating and is increasingly of interest in focal thermal therapies of cancer and other diseases at temperatures that often exceed 50°C. 150
It is equally important to recognize that the temperature field is continuous and therefore that the thermal damage varies gradually with the distance from the energy source. 151 For example, when an entire target region is planned to be heated above 70ºC for a specific ablation application, there will be a surrounding region with an almost instantaneous thermal damage where temperatures are above 50°C, and there will be a second surrounding region where the tissue exhibits only partial hyperthermic damage (temperatures below 50°C), based on the variable local time of exposure (or variable thermal dose). 151 The partially injured surrounding region may serve as a safety margin when critical tissues are not found in the vicinity of the target region. 152,153 When critical tissues are adjacent to the target area, some portion of the partially injured region may be contained within the target region, trading partial injury with the need for preservation. Although the thermal damage threshold of 50°C and 70°C are presented here for illustrative purposes, they may vary among medical ablation applications and tissue types as overviewed earlier. Either way, planning the medical ablation procedure such that the core injured region will conform to the tumor shape while taking into account safety margins, considerations, and calls for computation means.
Similar to high-temperature applications, cryotherapy treatments are also associated with several distinct regions based on the extent of thermal injury. 154 For example, a single cryoprobe operation will create a core area with temperatures below the lethal temperature, where maximum freezing injury is achieved. 155 An area of partial freezing injury will surround it, which extends between the lethal temperature and the onset of pure water freezing. A third region of hypothermic injury (below normothermic conditions but above freezing) may also develop, but due to the short duration of the cryotherapy procedure, its extent is most frequently insignificant. Similar to the challenge with high-temperature applications, the location of the partly cryoinjured region must be carefully planned to minimize unwanted damage while creating safety margins. 156 Given the complexities associated with the thermal environment, cell response to thermal exposure, and the desire to destroy a targeted region while minimally impacting surrounding tissues, procedural planning and cryoablation control can be aided by computation tools.
In order to account for the spatial distribution of the extent of thermal injury, the concept of a
When comparing different cryoprobe layouts, the one that results in the minimum overall defect may be considered superior. Either way, the defect region concept can serve as the basis for computer-generated cryotherapy planning, 157 –160 training, 161 –163 and analysis of past procedures. Conceptually, the defect region concept is translational from cryotherapy to any thermal ablation application, by substituting the lethal temperature with the thermal dose for planning. Additionally, in defect region calculations, different tissues may receive different weights signifying their importance for planning, 156 which may be equally important in high-temperature applications.
Cryoablation Planning
Whether the threshold for successful thermal surgery is the thermal dose or a specific planning temperature, predicting the 3-D shape of the resultant lesion can only be accomplished by computational means. The lesion shape must be compared to the shape of the target region to evaluate the potential quality of the procedure, where better match means higher quality. The unmet need for planning and optimization of cryotherapy has been well recognized by the research community. Keanini 164 reported on a numerical optimization technique for prostate cryosurgery planning, with the goal of optimizing the number of cryoprobes, their diameter, and their active length. They employed the simplex optimization method, which works well for linear problems, 165,166 but it is associated with a prohibitively high computation cost. Baissalov et al 167 have presented a model for cryosurgery planning, based on a semi-empirical and only partially automated approach, which led to an operator-specific outcome. In a later report, Baissalov et al 168 demonstrated that it is possible to simultaneously optimize multiple cryoprobe placements and their thermal protocol, using a gradient-descent method. This method requires a large number of consecutive heat transfer simulations, making it impractical for clinical applications. Giorgi et al 169 have suggested a cryoprobe optimization approach based on an ant colony optimization algorithm, which is a bioinspired probabilistic technique for solving computational problems. 170
Rabin 171 has identified 4 key aspects that must be addressed in order to make computerized planning of cryosurgery a practical reality: (1) a well-established set of criteria for planning, (2) a well-defined criterion for termination of cooling, (3) automation methods, and (4) clinically relevant runtime for automated planning (measured in seconds). It is suggested there that a special consideration should be given to 3D planning for prostate cancer treatment in realistic shapes. Orchestrated efforts to address those aspects have included the development of (1) an algorithm for interactive prostate model reconstruction, 172 (2) a method to simulate the 3-D-shape evolution of the prostate as the cancer progresses, 173 (3) a weighted defect region as a criterion for cryosurgery optimization and cryoprocedure termination, 156 (4) the robust force-field analogy algorithm for cryosurgery planning, 156,157 (5) the low-cost bubble-packing algorithm for cryosurgery planning, 157,160,174,175 (6) a rapid numerical technique for cryosurgery simulation, 176 and (7) its parallel implementation on a graphics processing unit. 177,178 For example, current automated 3-D planning for prostate cryosurgery based on bubble packing, considering a urethral warmer and 14 cryoprobes in a variable insertion depth, is measured in 2 to 3 seconds, 179,180 opening the door for a host of clinically relevant computation tools.
Computerized Training in Cryotherapy
Recently, efforts by Rabin and coworkers have led to the development of the first software prototype for cryosurgery tutoring. 161 –163,180 This prototype lists geometrical constraints on cryoprobe placement, displays a rendered shape of the prostate, simulates cryoprobe insertion, enables distance measurements as would be facilitated by US imaging, simulates the corresponding thermal history, 178 and evaluates the mismatch between the target region shape and a pre-selected planning isotherm in terms of defect values. The quality of a trainee planning is measured in comparison to a computer-generated plan, created for each case study using the bubble-packing algorithm. 157,158 Although the tutoring level in this study aims only at geometrical constraints on cryoprobe placement and the resulting thermal history, this program creates a unique opportunity to gain insight into the process outside of the operation room. Validation of the computerized tutor has been performed by collecting training data from surgical residents, having no prior experience or advanced knowledge of cryotherapy. 161,162 In terms of match between a planning isotherm and the target region shape, results demonstrate medical residents’ performance improved from 4.4% in a pretest to 37.8% in a posttest, following a single 50-minute training session (within 10% margins from a computer-optimized plan).
In order to create a virtual reality environment for computerized training and education, an US simulator has been further developed, which simulates synthetic ultrasound images and imaging artifacts created during prostate cryosurgery. 179 These studies have demonstrated that computerized training of cryosurgery is feasible, which would shorten the learning curve, while tailoring the educational experience to the trainee’s goals and personal learning pace.
Uncertainty in Computer Modeling of Thermal Therapy
An outstanding question in mathematical modeling and computer simulations is related to how close computer predictions are to the thermal therapy outcomes. When thermal mapping in real time is of concern, one may wish to identify the location of a particular isotherm with the same certainty that medical imaging facilitates—typically measured in 1 to 2 mm. 174,181,182 However, one must bear in mind that, with the exception of the freezing front in cryotherapy, there is no substitute to 3D mapping by computerized means.
Key sources of uncertainty in bioheat transfer simulations are associated with the detailed knowledge of the thermophysical properties of biological tissues, the anatomy, and with the vascular topology and blood flow rate. The classic bioheat equations developed by Pennes 183 is most frequently used for clinical applications, albeit yielding somewhat simplistic solutions. In general, this equation is good for simulations in areas characterized by a dense capillary network and low blood flow. Numerous scientific reports have been published studying the mathematical consistency and validity of the abovementioned classic equation while exploring various alternatives as reviewed by Charny 184 and Diller. 185 It is important to note that high-temperature applications result in an increased blood flow rate before critical damage to the vascular system, whereas cryoablation results in an opposing trend of decreased blood flow, until complete arrest upon freezing. Furthermore, the latent heat effect of freezing (ie, the amount of energy required for phase change) is typically an order of magnitude greater than the heating effect of caused by blood flow, 186 which frequently makes the classic bioheat equation a choice of practice for cryoablation applications. Either way, the effect of uncertainty in the thermophysical properties on the simulation outcome must also be evaluated by computation means. 187
Uncertainty in Temperature Data Interpretation
A unique source of uncertainty in measuring temperature during thermal ablation may come about through heat conduction by the temperature sensor itself. 188 Most frequently, temperature sensors are embedded at the tip of long hypothermic needles and are strategically positioned by similar means to thermal probes. The hosting needle is made of stainless steel, which is characterized by 20-fold higher thermal conductivity compared to the surrounding tissues. This means that the thermal probe may create local cooling effect in the case of high temperature applications, by more effectively conducting heat away from the heated target region. Conversely, the temperature sensor may conduct heat to the target region during cryotherapy. This does not mean that temperature readings are necessarily in error, but it does mean that the temperature sensor may distort the local temperature where it is positioned, an effect that must be considered during interpretation of measured data.
Summary and Conclusions
Thermal ablation has established therapeutic benefit, yet for most cancers remains a tertiary or quaternary treatment option behind surgery, chemotherapy, and radiation. This is despite the fact that in many cancers, including prostate and renal cancer, cryoablation has been shown at least as effective, especially when taking into considerations of safety and minimizing side effects than many of today’s preferred gold-standard treatments. The combination of the physical and molecular assault to a tumor elicited by cryoablation provides a unique, nonrepetitive, multimodal “1 to 2 punch” to destroy cancer. The combination of the physical and molecular assault to a tumor elicited by cryoablation, thereby overcomes many of the innate defensive strategies of the heterogeneous population of cancer and CSCs, which make up the complex microenvironment of a tumor. Additionally, many cryoablation strategies include the added benefits of minimally invasive procedures, which can be administered in the same-day outpatient setting. These can reduce complication rates and comorbidities compared to gold standard or other primary treatments, including surgery, radiation, and chemotherapy. 189,190
Whether applied as a monotherapy or in conjunction with sensitization/adjunctive agents, the therapeutic benefit of cryoablation results in both a molecular and a physical insult on a targeted tissue, making this form of thermal ablation an effective treatment paradigm for many cancers. Diverse thermal ablative strategies provide a combinatorial assault by overwhelming cancer cells’ defensive responses not often attained with traditional monotherapies. Furthermore, the development of new computer hardware and computation means for visualization, training, planning, and real-time monitoring are providing new technological pathways to improve the efficacy and precision of today’s thermal ablation devices and practices. Accordingly, a key challenge that computational tools can help alleviate in an effort to improve the outcome of thermal ablation is the correlation between the developing thermal field, the shape of the area to be treated, criteria for clinical success, and accepted best clinical practices 157,158,171 Together, the molecular, adjunctive and computational advances, coupled with advances in cryoablation device technology, including new and more powerful cryogens, smaller cryoprobes and multimodal ablation probes, are poised to redefine the thermal ablation landscape. Given the positive outcomes and associated benefits, thermal ablation is well positioned to become a primary approach to treat cancer.
Footnotes
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Acknowledgments
The authors wish to express their appreciation to Dr Andrew Gage, MD, for his diligent efforts in reviewing and editing this manuscript.
Declaration of Conflicting Interests
The author(s) declared the following potential conflicts of interest with respect to the research, authorship, and/or publication of this article: J. M. B., K. K. S., K. L. S., and R. V. B. are employees of CPSI Biotech. T. J. P. is an education/training consultant for HealthTronics, Inc. Y. R. is the Editor of the Special Collection on Cryotherapy and an Associate Editor of TCRT.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: Support for this manuscript was provided in part by the NIH.
