Abstract
Older adults living with dementia are at risk for more complex health care transitions than individuals without this condition, non-impaired individuals. Poor quality care transitions have resulted in a growing body of qualitative empirical literature that to date has not been synthesized. We conducted a systematic literature review by applying a meta-ethnography approach to answer the following question: How do older adults with dementia and/or their caregivers experience and perceive healthcare transition: Screening resulted in a total of 18 studies that met inclusion criteria. Our analysis revealed the following three categories associated with the health care transition: (1) Feelings associated with the healthcare transition; (2) processes associated with the healthcare transition; and (3) evaluating the quality of care associated with the health care transition. Each category is represented by several themes that together illustrate an interconnected and layered experience. The health care transition, often triggered by caregivers reaching a “tipping point,” is manifested by a variety of feelings, while simultaneously caregivers report managing abrupt transition plans and maintaining vigilance over care being provided to their family member. Future practice and research opportunities should be more inclusive of persons with dementia and should establish ways of better supporting caregivers through needs assessments, addressing feelings of grief, ongoing communication with the care team, and integrating more personalized knowledge at points of transition.
Introduction
Concerns of poor quality health care transitions among persons with complex care needs are well documented in the literature (Cheek et al., 2006; Coleman, 2003). Existing evidence suggests that health care transitions, defined as patient movement between and within health care settings and from different health professionals for the purpose of receiving care (World Health Organization, 2016), are points of vulnerability that contribute to higher rates of adverse outcomes (Arora et al., 2010; Mudge et al., 2013), unnecessary health care use (Gruneir et al., 2012; Teno et al., 2018) and health care spending (Comans et al., 2016). Patients older than 65 years with cognitive and functional impairment are particularly at risk for poor transitions (Gruneir et al., 2012; Mondor et al., 2017).
There is a well-established association between multimorbidity (chronic disease burden) and dementia and health care utilization (Mondor et al., 2017; Public Health Agency of Canada, 2014). Dementia (including Alzheimer disease) is a progressive degenerative condition that includes memory loss, language deficits, and behavioral problems (Alzheimer’s Association, 2019). Individuals who develop dementia often require more care and accordingly have more health care transitions when compared to older adults without this condition (Callahan et al., 2015a, 2015b). Health care transitions have been identified as an issue for people living with dementia in research and practice for many years and have become an area of focus in national strategies and guidelines (Public Health Agency of Canada, 2019; Scottish Government, 2017). Frequent transitions of locations can interrupt continuity of care, impact negatively on patient experiences, contribute to ineffective communication, and increase delirium and falls (Chenoweth et al., 2015; Goldberg et al., 2015).
Transitional care is defined as a broad range of time limited services that have traditionally been designed to address better care coordination for patients at high risk of unplanned readmissions and their caregivers (Naylor et al., 2011). However, most transitional care programs fail to include or limit the inclusion of persons with dementia, despite evidence that this group has difficulty adjusting to new care environments (Sury et al., 2013). This failure appears to be because of exclusion criteria or unexplained or unacknowledged exclusion practices (e.g., The Care Transition Intervention) (Hirschman & Hodgson, 2018; Piraino et al, 2012; Taylor, et al., 2012). Instead, pre-existing interventions on transitions in care have been adapted for persons living with dementia, or interventions, for example, meant to support the transition from home care to residential living target only family caregivers of people with dementia (Hirschman & Hodgson, 2018; Mueller et al., 2017). Yet, engaging persons with dementia and their caregivers in the research process is an increasingly common approach to improving value and relevance of research outcomes (Bethell et al., 2018). Going forward, improving health care transitions for persons with dementia and their families requires a collective understanding of both the individual and dyadic experiences of health care transitions.
A common way of combining knowledge available from primary qualitative studies is through synthesis. It is argued that this approach can produce novel interpretation of findings that is more substantive than those resulting from individual primary studies (Finfgeld, 2003). To our knowledge, there has not been a meta-ethnography of the care transition experience of persons with dementia and their caregivers. By exploring patients with dementia and their caregivers’ perception of health care transitions, we attempt to start the groundwork for a new theoretical interpretation that could be more accessible to clinicians, researchers, and policy makers (Finfgeld, 2003) and potentially shed light on where to focus service improvements. Severity of disability and dependency among those living with Alzheimer’s disease and other dementias is having a significant and growing impact globally (Public Health Agency of Canada, 2019). With the global prevalence of Alzheimer disease and related dementias estimated to be 50 million in 2019, and expected to rise to 65.7 million by 2030, identifying gaps in the quality of transitional care for people with dementia is exceedingly critical (Prince et al., 2013; World Health Organization, 2019).
Aim and research question
The aim of this meta-ethnography was to systematically search and present a synthesis of the qualitative health care transition literature involving people with dementia or cognitive impairment, and/or caregivers or relatives of persons living with dementia. The research question was How do older adults with dementia and/or their caregivers experience and perceive health care transitions?
Methods
Meta-ethnography overview
A meta-ethnographic approach was used to systematically compare a set of studies that pertained to the research question (Noblit & Hare, 1988). In contrast to other narrative-type literature review methods, meta-ethnography attempts to achieve a new interpretation of the selected studies, moving toward a reconceptualization (Britten et al., 2002; Doyle, 2003), or to generate theory by synthesizing qualitative evidence (France et al., 2019). The product of this synthesis is the translation of studies into one another, which requires the researcher to capture trends across qualitative studies in the form of common ideas, concepts, and metaphors to produce a novel interpretation of a phenomenon that transcends individual study findings (Britten et al., 2002).
Literature search
Consultation with an academic librarian facilitated the development of a search strategy. Five databases were searched (CINAHL, Embase, PsycINFO, Medline, and AgeLine) from 2009 to 2019 using a combination of medical subject headings and free text terms (Supplemental Appendix 1 for full list). Relevant terms such as “care transition,” “care in transition,” “dementia,” and “cognitive disorder” were used along with spelling variations to complete the search.
Selection criteria
The study focuses on qualitative studies of the care transition experiences across the health care system of persons 65 years or older living with dementia or cognitive impairment and/or their family and friend caregivers. Studies were accepted if they used mixed or multi-methods; however, only the qualitative findings were considered. Only papers written in English were included, and all types of care transitions—between care settings and within—were considered as our interest lay in understanding a range of transitions. Finally, studies had to be peer-reviewed and have ethics approval. Studies were excluded if they only included the views or experiences of health care professionals or lacked a focus on experiences during health care transitions.
Data analysis
Definition of first-, second-, and third-level constructs.
Given the relative heterogeneity of themes across the studies, study authors conducted a thematic analysis by open coding the extracted direct quotes (referring to the original papers for context as necessary) to identify several categories. These categories included, for example, “Ad hoc discharge planning,” “communication gaps,” and “being ignored.” Following closely Atkins et al. (2008), we then continued to compare the studies, which allowed for the initial categories to be refined and merged. Through this translation authors identified a higher interpretation of three major categories and their themes. In our case, this step was done by the first author and then considered, discussed, and agreed upon with all authors.
Findings
Selection of studies
Box 1. Search criteria.
Selection of studies.
Study quality
Quality assessment according to the consolidated criteria for reporting qualitative research.
Study characteristics
Characteristics of the included studies.
Synthesis findings
Themes derived from included studies.
Feelings associated with the health care transition
Facing an increase in challenging behaviors—reaching a “tipping point.”
Noticeable changes in the person with dementia included memory and cognitive deterioration, sleeplessness, paranoia, and wandering behavior requiring constant supervision (Bloomer et al., 2016; Bramble et al., 2009; Crawford et al., 2015; Kelsey et al. 2010; Kiwi et al. 2018). Four studies reported that challenging behavior led many to reach the “tipping point,” manifested in caregivers realizing that they no longer could care for the individual (Bauer et al., 2011a; Bramble et al., 2009; Crawford et al., 2015; Kiwi et al., 2018). For caregivers in three studies, caregiving was at the expense of their own declining physical and mental health (Bramble et al., 2009; Jamieson et al. 2016; Kiwi et al., 2018) as reported by one daughter feeling depressed and unable to cope with the added burden of her father during the “Pre-Decision” stage of the transition process, I myself became depressed after losing my mother and now my father is as ill. I’m tired and cannot cope with extra problems. In the beginning my father began to behave differently and became more and more forgetful, I become his home care assistant, personal assistant, although, I myself was neither physically nor mentally a healthy person, but I tried to help him. (Kiwi et al., 2018, p. 29)
Feeling like they could no longer manage at home, caregivers expressed either themselves wanting to make this fact known or hoping that a health care professional would make the assertion that the person with dementia needed more care (Crawford et al., 2015; Kelsey et al., 2010). For some caregivers, they received professional medical feedback that the individual required more care to address risky behavior such as an environment that catered to wandering and exit-seeking behavior: They talked to me about it, but I ultimately decided to move her mainly for her own safety, because she was getting dressed in the middle of the night and thinking she had to go to work . . . and trying to get out of the building. So it was for her own safety, but it was at the initiation mostly from the staff (Kelsey et al., 2010, p. 259).
Sometimes caregivers who experienced caregiving after a hospice to home transition questioned their ability to continue to provide care for an unknown amount of time. The live hospice discharge was viewed both as a gift of more time and as an opportunity to reassess the caregiving role, “I don’t want my mother to pass away, but can I do this for 3 more years? Can I do this for 2 more years?” (Wladkowski, 2016, p. 57).
Feeling ignored and undervalued
In five studies, caregivers reported that their contributions went unnoticed (Bauer et al., 2011a; Bloomer et al., 2016; Cloutier & Penning, 2017; Jamieson et al., 2016; Parke et al., 2013). For one husband, he perceived staff felt “annoyed” by his involvement, which may have led to a difficult relationship with health care providers, I was as much help to them [the hospital staff] as anything, because I was doing quite a lot of the caring. I really did feel like I was annoying the staff and I don’t like feeling like that. I just had that impression. I would have liked someone to come and say, ‘Look, let’s sit down and I’ll explain it to you.’ Maybe, they’re just too busy, but it would have been helpful to me (Bauer et al., 2011a, p. 320).
However, sometimes health care providers did express appreciation to caregivers who continued to provide care during the hospitalization as mentioned by a wife, I ducked home to change my clothes and I got a phone call. He was very restless and they were having trouble keeping him in bed. The next day they did thank me very much for helping them out overnight (Jamieson et al., 2016, p. 1116).
Caregivers expressed frustrations being ignored over their attempts to share personal information about the individual (Bramble et al., 2009). When helpful information was relayed to the clinical staff, it appeared that clinicians did not put the information into practice. As Bauer et al. (2011a) pointed out, if health care providers used the personalized knowledge about the person with a dementia, better individualized care could have been delivered and the transition would be better informed. This lack of communication or information sharing also led to persons with dementia and their caregiver feeling ignored: “…and he [physician] just walked by and just took off and never talked to me at all, knowing that I was waiting for the results of those tests” (Parke et al., 2013, p. 1214). Thus, feeling undervalued is heightened by caregivers’ close and intimate knowledge of the individual with dementia and wanting to protect their loved one.
Feelings of grief and loss of purpose
Seven of the papers contributed to the concept of the emotional toll of the transition experienced by persons with dementia and their family caregivers (Bloomer et al., 2016; Bramble et al., 2009; Cloutier & Penning, 2017; Crawford et al., 2015; Digby et al., 2012; Kelsey et al., 2010; Wladkowski, 2016). Particularly, caregivers described feeling a sense of “loss” usually in the context of being home alone and “having nothing to do” (Bloomer et al., 2016; Bramble et al., 2009; Crawford et al., 2015; Wladkowski, 2016). In some cases, spousal caregivers expressed strong emotional responses to the transition, including “relentless grief” rather than relief, and for some, they sought professional counseling noted in the following quote: … I actually had professional help outside … I just don’t seem to be able to do enough. Can’t come enough, can’t say enough, can’t give enough. And the most difficult thing to deal with is knowing the conversations that won’t be had because the mind is going (Bramble et al., 2009, p. 3121).
Persons with dementia commented on feeling a “loss of control” in the context of being left out of the decision-making process about their care (Digby et al., 2012). One person decided to resist against staff intervention in the new residential environment, “I let them go ahead and do it, and then when they go out the door, I do it my own way. I’m not going to take it from anyone!” (Digby et al., 2012, p. 61).
Being ready for the care transition: Starting to live a new life
In response to the care transition, a subset of caregivers experienced a sense of relief knowing their family member was being taken care of in a safe environment (Crawford et al., 2015; Digby et al., 2012; Hutchings et al., 2011; Kelsey et al., 2010; Kiwi et al., 2018; Wladkowski, 2016). Crawford et al. (2015) talked about caregivers having to get used to a new life, and as one wife admitted, “You’ve got to be able to do things… I know he’s being well looked after. Look, I switch off from it as best I can because there’s no good me putting myself into bad health.” Participants in the study by Kiwi et al. (2018) who experienced ill health as a result of their caregiving responsibilities, reported: the nursing home “saved my life” and “we have the freedom to feel at home in our own home,” and “If I had wings, I could fly with joy…Now I can sleep quite easily.”
In one study which included interviews with people with dementia who relocated to a nursing home, participants expressed wanting to look forward rather than backward during the relocation, “The place being what it is, it might be terrible for me, but I think I’ll try and go back and see how I can manage” (Digby et al., 2012, p. 62). Thus, it was as important for persons with dementia to settle into a new environment as much as was for their family members (Hutchings et al., 2011; Kelsey et al., 2010). For example, caregivers also acknowledged relief and contentment when their family member transitioned to different supportive living settings (i.e., an assisted living and memory care unit ) (Hutchings et al., 2011; Kelsey et al., 2010). A relocation to an assisted living program was perceived to enhance a home-life environment and residents appeared happier.
Processes associated with the health care transition
Perceiving “ad hoc” discharge planning
Study authors Bauer et al. (2011b) used the term “ad hoc” to describe family caregivers lack of awareness of discharge planning. Caregiver participants were not always made aware of discharge plans, including discussions leading up to abrupt health care transitions of the patient with dementia. Becoming aware of the discharge seemed almost by coincidence. Caregivers in a study by Bauer et al. (2011b) noted that “discharge information came about randomly.”
Some family caregivers perceived discharge plans to be entirely decided by health care providers (Bauer et al., 2011a; Bloomer et al., 2016; Fitzgerald et al., 2011). In these cases, not consulting with caregivers resulted in caregivers missing crucial conversations or patients being discharged prematurely from the hospital. In the example below, a wife recounts, I told the aged care doctor ‘I don’t think you should be sending my husband home’. When they did send him home, they sent him home far too early. And I nursed him through the night, all night. I got his temperature down but the doctor rang me up on the Saturday morning and said, ‘Vera, get your husband back here. He’s got blood poisoning. . .’ (Fitzgerald et al., 2011, p. 368).
In five studies, caregivers acted as advocates for the person with dementia during the discharge process (Bauer et al., 2011a, 2011b; Buse & Twigg, 2014; Fitzgerald et al., 2011; Jamieson et al., 2016; McLennon et al., 2019). At times, caregivers had to “assert” themselves to get quality care transition processes in place. One caregiver who was a granddaughter of the care recipient had to advocate for her grandmother upon entering a nursing home to be able to retain money in her bag: …she has some cash on her, which the care home don’t like, but we have said to them ‘if she doesn’t have any money on her you’ll never hear the end of it’. You know, it’s like a security blanket for her (Buse & Twigg, 2014, p. 10).
Gaping holes in communication and support
Lack of communication or information sharing manifested in several ways. Caregiver participants in 10 studies reported a lack of a centralized person coordinating the transition. Instead, caregivers had to either seek out information from different providers or assumed they would be contacted, while others were left with little to no information (Bauer et al., 2011a, 2011b; Bloomer et al., 2016; Cloutier & Penning, 2017; Crawford et al., 2015; Fitzgerald et al., 2011; Kelsey et al., 2010; McLennon et al., 2019; Mockford et al., 2017; Parke et al., 2013). Mockford et al. (2017) illustrate this point with the following quote from a caregiver, But I think it’s the sort of situation that if you’re a carer like myself, you could get very aggravated by it because there are so many people with their fingers in the pie…you get onto one person and then you have to get onto another (Mockford et al., 2017, p. 501).
Caregivers were not always told about changes in medication (Bauer et al., 2011a; Bloomer et al., 2016; Crawford et al., 2015) and perceived communication to be fragmented. In their views, this resulted in substandard care coordination post transition (Bauer et al., 2011a; Bramble et al., 2009; Fitzgerald et al., 2011; Jamieson et al., 2016; Kiwi et al., 2018).
Four studies illuminated frustrations with system-level barriers that impacted quality care coordination, including “breakdown in lines of communication” (Bauer et al., 2011a) and service boundaries governed by particular geographical areas (Jamieson et al., 2016; Kiwi et al., 2018). These rules not only complicated the health care transition but also placed undue burden back onto the caregivers who had to “navigate entry into services” (Jamieson et al., 2016).
Health care providers or formal and informal networks acted as important sources of information and support for caregivers in four studies. For some caregivers, this meant establishing a relationship and interacting with a member of the health care team, like a “social worker” (Crawford et al., 2015), and “physios and the occupational therapists” (Fitzgerald et al., 2011). Others spoke openly about their involvement with formal dementia-based support organizations (Jamieson et al., 2016; Kelsey et al., 2010). The following quote emphasizes the role these groups played to support families during transitions in care, I’ve been going to an Alzheimer’s support group that’s sponsored through the state and the local association, and I think that’s extremely valuable for people . . . support groups are really helpful because they prepare you for the next step (Kelsey et al., 2010, p. 260).
Evaluating the quality of care associated with the health care transition
Questioning quality of care
Most of the papers reported experiences of poor care that stemmed from not considering personal needs, not delivering an adequate standard of care, and not disclosing patient harm (Bauer et al., 2011a, 2011b; Bloomer et al., 2016; Cloutier & Penning, 2017; Crawford et al., 2015; Digby et al., 2012; Fitzgerald et al., 2011; Henkusens et al., 2014; McLennon et al., 2019; Mockford et al., 2017; Parke et al., 2013).
Some caregivers described concerns about the quality of care being provided when they were not present (Crawford et al., 2015; Fitzgerald et al., 2011). In one paper by Bloomer et al. (2016), the authors included “Opportunities for improvement,” noting that caregivers identified concern over the treatment of patients with dementia: “I know the nurses have got to have enormous amount of patience. But the way that he was screamed at was terrible” (Bloomer et al., 2016, p. 1241). Caregiver narratives also indicated a level of tolerance toward perceived lack of competency on the part of clinical staff. They attributed this to limited experience, competing demands on a busy unit, insufficient time, declining education standards, and rigid regulations (Bauer et al., 2011a; Digby et al., 2012; Henkusens et al., 2014).
Bauer et al. (2011a) also reported that if health care professionals applied more personalized knowledge of the individual a better standard of care could have been provided, including an improved care transition. Similar sentiments were expressed by persons with dementia who experienced what is commonly referred to as “elderspeak” (i.e., referring to staff speaking to people with dementia in a condescending tone) (Digby et al., 2012).
Caregivers also played a key role at being vigilant of family members with dementia because of their concerns about poor quality care during health care transitions. Several authors reported caregivers being present and watchful citing concerns about safety and the desire to want to help (Bloomer et al., 2016; Digby et al., 2012; Jamieson et al., 2016). For example, one daughter from the study by Jamieson et al. (2016) expressed the following sentiment: She was so confused; I ended up staying at the hospital the whole time. If I wasn’t there one of my sons would sit with her, she couldn’t understand where she was. I thought her safety was compromised, so it was safer for her, we felt, to have someone there with her (Jamieson et al., 2016, p. 1116).
Being satisfied with quality of care
Six studies included personal narratives that reflected positive feedback of the care provided and received. These instances tended to occur after a transition to long-term care (Bramble et al., 2009; Henkusens et al., 2014; Kelsey et al., 2010; Kiwi et al., 2018; McLennon et al., 2019), or for one study, to an assisted living setting (Hutchings et al., 2011). When care expectations were met by staff, “she is bathing and wearing clean clothes, her hair and grooming are being attended to, she is eating much better…” (Bramble et al., 2009, p. 3123), there was certainly a degree of satisfaction on the part of caregivers.
Connecting with either other residents or staff contributed to the perception of quality care. For example, Henkusens et al. (2014) paper about mealtime highlights the meaning of meals after experiencing a transition to long-term care. In this case, persons with dementia talked about “having company for supper” and building “camaraderie over supper,” and their caregivers speak about a “nice atmosphere.” The physical environment is also an important aspect of being satisfied with the care. For example, the presence of “flowers” (Hutchings et al., 2011), it being “bright…sunny” (Kelsey et al., 2010), and for Iranian participants, it is the presence of Persian food and language (Kiwi et al., 2018). In another study by Parke et al. (2013), the physical environment of the emergency department contributes to how caregivers and persons with dementia perceive the care experience. For example, the setting is largely perceived to be reliant on technology and task-oriented interactions. One caregiver describes the emergency as “The hustle and bustle in the cubicle area, the noise, the running around; it was like an uptight atmosphere and feeling…the buzzing around bothered Mom very badly” (Parke et al., 2013, p. 1213).
Four of the papers included reflections on care processes and the environment maintaining a sense of personal identify (Buse & Twigg, 2014; Cloutier & Penning, 2017; Digby et al., 2012; Henkusens et al., 2014). For example, Buse and Twigg (2014) examined how handbags supported identity and social roles during the transition to long-term care homes. Older women with dementia following the transition into residential care would keep their handbags and objects inside close to them, and their caregivers, likewise encouraged that behavior, “as a way of ‘keeping hold’ of an aspect of her” (Buse & Twigg, 2014, p. 7). Personal narratives of Cloutier and Penning (2017) actually revealed caregivers observance of the disintegration of their mothers’ identity in the following reflection, …our personal narratives reflected how the broader care system (re)-identified our moms as problematic in terms of their behaviors (aggression and wandering) even though as family members, we knew our moms throughout their lives as shy and gentle women… (Cloutier & Penning, 2017, p. 78).
Discussion
This review to our knowledge is the first to systematically search and synthesize the experiences and perceptions of persons with dementia and their caregivers undergoing health care transitions. Our analysis suggests three distinct yet overlapping categories rather than a linear process associated with the health care transition. Each category described several layered themes that demonstrated both the negative and positive experiences of participants; however, instances of dissatisfaction and discontent predominated the reported findings. While most narrative captured in the papers was from caregivers, some reflections from persons with dementia were included. We observed that persons with dementia and their caregivers shared similar experiences with regard to health care transitions, namely, wanting to be informed, looking forward to a new start post transition, and wanting to maintain their identity. However, caregivers seemed likely to notice fractured care transition processes and poor care, like rushed discharge planning, communication breakdowns, and substandard care practices, while persons with dementia spoke to establishing authentic and respectful connections with others and preserving their independence. Together these examples highlight potential areas of improvement in the transitional care of persons with dementia and their caregivers.
Synthesized data revealed an emotional response by both caregivers and persons with dementia to the care transition. During health care transitions, caregivers expressed feeling overwhelmed by complex care needs and frustrated by the invisibility of their usual role. Feelings of grief also emerged, and in contrast, acceptance of the transition was eventually experienced by some participants. This reflects findings of people with dementia being able to recognize their own physical and functional deterioration resulting in a move into care (Thein et al., 2011). Caregiver burden has been found to be predictive of institutionalization, although previous research suggests that only 15% of caregivers actually identify their burden as a reason for the transition (Etters et al., 2008; Gaugler et al. 2009). Health care transitions seem to trigger or exacerbate complicated grief reactions. The caregivers’ experience of guilt and relentless grief are consistent with literature on anticipatory grief defined as multiple losses for the caregiver (companionship, personal freedom, and control) and the person with dementia (Chan et al., 2013). Previous research reported the prevalence of anticipatory grief among caregivers between 47% and 71% (Chan et al., 2013; Holley & Mast, 2009). In our findings, the experience of feeling relief and adjusting to a new reality after a care transition were shown to be mutually experienced by caregivers and persons with dementia. Similar results were reported by Graneheim et al. (2014), when caregivers expressed relief when their family members received better care in a nursing home than what they could provide at home. Therefore, Blandin and Pepin’s (2017) work on the Dementia Grief Model aligns with our study demonstrating multifaceted, category of emotions, including feeling overwhelmed, frustrated, grief, and finally, acceptance.
Processes associated with the health care transition were often hindered by ineffective communication, poor care coordination and impromptu discharge planning. This review demonstrates inadequate information sharing between caregivers and health care providers at the point of transition resulting in caregivers being uninformed about the discharge plan and having to coordinate care post discharge. These findings are supported by previous research that suggests among patients with dementia leaving acute care, only 39.1% had a documented discharge plan, 30% had a named person coordinating their care, and less than half of caregivers (41.3%) had 24 h or more notice of the discharge (Timmons et al., 2016). The participant’s perception that they received insufficient information is also related to feeling disengaged from discharge planning processes. Supporting this finding is a systematic review that reported health care providers lack accountability and/or ability to effectively engage with family caregivers of older people with dementia resulting in caregivers being unaware of the patient’s discharge (Stockwell-Smith et al., 2018). Moreover, the health care transition experience had some caregivers relying on formal and informal networks of support for information and strongly advocating for better care for their loved one. This stands to support a growing body of literature on the concept of resilience in dementia caregiving (Conway et al. 2020; O’Dwyer et al., 2017; Teahan et al., 2018). The presence of resilience has been characterized as being proactive, determined, and resourceful on the part of caregivers (O’Dwyer et al., 2017). Supportive environmental factors included access to practical and emotional support (O’Dwyer et al., 2017). Previous research has shown that family caregivers are less likely to display negative psychological symptoms if they are satisfied with their social connections (Brodaty & Donkin, 2009).
Health care transitions also reveal how important quality of care is for people with dementia and their caregivers during care delivery. Other research has shown that 54% of caregivers expressed dissatisfaction with some aspect of care delivered in acute care of their cognitively impaired family member (Whittamore et al., 2014). Caregivers expressed varied experiences with the care provided, which heightened their vigilance and ongoing monitoring of the care. Our findings are also consistent with the work by Jurgens et al. (2012) that describes a “cycle of discontent.” Broadly, the cycle proposes that perceived unmet expectations by caregivers provoke uncertainty or suspiciousness, which leads to conflicted relationships with clinical staff (poor communication and tension over care). Our study identified additional insight that those living with dementia wanted not only more control over their care transition but also desired to maintain a sense of their individuality and connection with others. Similar findings of the importance of preserving culture, including food and traditions, were noted by immigrant caregivers’ of their non-English speaking relatives with dementia (Kong et al. 2010). In this case, transitional care offers an opportunity to focus on person-centered care, tailoring activities to the interest of the individual, identifying needs and providing individualized care (Heggestad et al., 2015; Smebye & Kirkevold, 2013).
Strengths and limitations
This is the first meta-ethnography of the experiences and perceptions of older adults with dementia and their caregivers undertaking health care transitions. The systematic approach offered by a meta-ethnography allowed us to identify, analyze, and synthesize a range of qualitative studies on a prioritized area of health reform and research (Prusaczyk et al., 2020). In addition, the findings of the meta-ethnography highlighted several concepts and theories that support and relate to areas of priorities.
Although this review provides important insights into health care transition literature, it is not without limitations. The meta-ethnography may have missed other empirical studies having only one researcher screening the literature to determine eligibility. Although close to 1500 articles were searched by the first author, the presence of another independent reviewer might have helped to identify additional relevant studies. Similarly, this author initially conducted the analysis, however, to enhance rigor of the findings all authors, considered to be content experts, contributed to the analytical processes and decisions, and agreed with the final thematic results. The meta-ethnography approach itself, which relies on the interpretation and integration of researchers’ primary data, is inherently interpretive. Therefore, another group of researchers may have generated a different conceptual understanding. Although by outlining the first- and second-order constructs, some of the interpretation came directly from primary study authors and their participants. Last, authors did not conduct a negative case analysis, which may have led to identifying important differences (Morse, 2015).
Implications for future research and practice
While we have been able to synthesize an important body of literature, several limitations have been identified. First, only three studies included direct quotes from individuals with dementia; rather, the voice of caregivers tended to be sought by authors. Future qualitative research would benefit from maximizing the inclusion of those with dementia by applying modified consent practices (Slaughter et al., 2007), using specific communication strategies (e.g., building rapport with participants and keeping questions general) (Digby et al., 2016; Murphy et al., 2015), and using other data collection methods that support interviews to overcome communication deficiencies (i.e., field notes) (Phillipson & Hammond, 2018). Practice and policy reforms in health care systems are more impactful when they are informed by an understanding of persons with dementia (Novek & Wilkinson, 2019).
The studies took place across a range of countries, each with different health care systems and organizational contexts. Understanding the connections between setting characteristics and care transition experiences will be important in designing future care transition practices to support people with dementia and their caregivers. To that end, it was not clear in the included studies the extent to which system-level challenges, unique to different health systems and organizational contexts, impacted the health care transition of the persons with dementia and their families. For example, participant reports of experiencing pressurized discharge practices may reflect misalignment between the organizational level goals and pressures outweighing the need to improve micro level care practices (Conn et al., 2018). Future research can explore and develop models of transitional care that help to mitigate system-level deficiencies and improve the health care transitions of patients and caregivers. To that end, we can gain a better understanding of “dementia-friendly” contexts to support better care transitions.
Several practice implications are also apparent from the findings of this review. We noted that caregiver needs assessment were not routinely mentioned to have been conducted. Previous research has shown that post transition, families feel unprepared to take on the caregiver role and feel that staff neglected the component of discharge planning relating to accessing assistance and resources in the community (Grimmer et al., 2004; Timmons et al., 2016). Therefore, it is imperative that health care providers are equipped to provide relationship-centered care by involving both impacted person and caregivers in assessing treatment preferences, transition preferences, and caregiver support needs in advance, during, and after the transition (Nolan et al., 2004). In doing so, these screening and assessment tools may help to enhance caregiver resilience. Given the fact that caregivers across studies seemed to experience a complex grief response represented by the Dementia Grief Model suggests that families and persons with dementia may benefit from more psychological support. With that said, there is a call to action to develop more robust evidence-informed best practices in care transitions of dementia patients and their caregivers. Our meta-ethnography has elucidated important factors to both the effected person and caregivers when experiencing a health care transition—feeling informed, feeling connecting, and having a say/choice.
Conclusion
A systematic search and review of the qualitative literature revealed a layered understanding of the care transitions experiences and perceptions of some people living with dementia and mostly their caregivers. Findings show an interconnected experience of feelings, processes, and evaluation of the quality of care related to the health care transition. This meta-ethnography has also demonstrated that persons with dementia have been minimally included in qualitative research on health care transitions. Even among studies that included persons with dementia, few of their quotes were used. We strongly recommend further qualitative research that promotes their involvement so that transitional care interventions can be better adapted to the needs of people living with dementia.
Supplemental Material
sj-pdf-1-dem-10.1177_14713012211031779 – Supplemental Material for Using meta-ethnography to understand the care transition experience of people with dementia and their caregivers
Supplemental Material, sj-pdf-1-dem-10.1177_14713012211031779 for Using meta-ethnography to understand the care transition experience of people with dementia and their caregivers by Marianne Saragosa, Lianne Jeffs, Karen Okrainec and Kerry Kuluski in Dementia
Footnotes
Authors’ note
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Declaration of conflicting interests
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