Abstract
In recent years, several theorists have defended a form of neutrality that seeks to equalise the
Keywords
Introduction
One important way in which societies can be diverse is that their citizens have different conceptions of the good life. As commonly understood, such conceptions consist of more or less consistent sets of beliefs about how one should live one’s life, which might include religious, cultural and moral commitments but also preferences for specific forms of art, sports and intellectual activities.
At least since the 1980s, some liberals have argued that states ought to be neutral towards certain kinds of conceptions of the good (for early defences, see Larmore, 1987; Rawls, 1993). ‘Neutral’ has been understood to mean here that the
Whereas justificatory neutrality continues to be the most widely advocated form of state neutrality to date, a novel form of state neutrality has been defended in recent years by authors such as Patten (2014), Réaume (2017), Schutter (2017) and Pierik and Van der Burg (2014), which is the focal point of this article. Contrary to neutrality of justification, which we have just seen is concerned with the
To be sure, no proponent of this type of neutrality believes that the conceptions of the good of, for example, Neo-Nazis or Jihadists ought to be compensated when state policies confer greater-than-equal benefits upon other citizens’ conceptions of the good. There is always a background assumption that hands-on neutrality applies only – or should apply only – to conceptions that are compatible with liberal democracy. Furthermore, some advocates of hands-on neutrality also require that the relevant conceptions have goals and commitments that are sufficiently valuable (I say more about such perfectionist requirements in the fifth section). For ease of reference, let us call conceptions of the good that are understood to fall within the purview of hands-on neutrality ‘suitably qualified conceptions’.
Before distinguishing two different types of hands-on neutrality, it is worth considering some cases where principles of hands-on neutrality are commonly thought to apply by their proponents. Doing is important not just to get a sense of the practical implications of such principles. Since many defenders of hands-on neutrality endorse this type of neutrality based on the (in their view) implausible practical implications of rejecting it rather than on the basis of a more abstract set of philosophical principles from which principles of hands-on neutrality are then deduced,
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such cases also play an important justificatory role. To start with, one might think of a case where a local government decides to build a skateboard park to promote a healthy lifestyle. According to Patten (2014: 122), the government in this example might need to provide, for example, swimmers and squash players with comparable facilities to avoid favouring the conceptions of the good of skaters over those of individuals who are into different types of sports. Another case can be found in societies where state organisations (for example, parliaments, courts, the police) use a single language to communicate. Insofar as the language that is being used belongs to one specific cultural group in society, many proponents of hands-on neutrality would maintain that the members of (some) other cultural groups ought to be compensated for this
As I have already alluded to, there are two different kinds of equality that a state committed to hands-on neutrality might seek to realise and, correspondingly, two general versions of hands-on neutrality:
The most influential – and to the best of my knowledge only – expression of the resourcist version can be found in the work of Patten (2014). According to Patten’s theory, which he calls ‘neutrality of treatment’, states that confer special goods on some citizens’ conceptions of the good have strong pro tanto reason ‘relative to an appropriate baseline’ to extend ‘equivalent form of assistance’ to other suitably qualified conceptions (Patten, 2014: 112). The ‘appropriate baseline’ here is one where basic liberties are protected and where there is fair distribution of socio-economic goods (p.114). This means that it is
Two further requirements must be satisfied in order for citizens’ conceptions to fall within the scope of Patten’s neutrality of treatment. First, the relevant conceptions must not be ‘worthless’ in the sense that the pursuit and attainment of their goals renders people worse off (p. 109). (While Patten does not give examples of conceptions that meet this criterion, we do not have to speculate what these might consists of as my later criticisms of theories of hands-on neutrality do not hinge on the precise scope of these theories.) Second, the relevant conceptions must have stakes within the same thematic domain as the conceptions that receive special benefits under a given state policy. Although Patten does not mention this last requirement explicitly, it is presupposed in the examples he gives of when neutrality of treatment is realised. To return to the example of the skateboard park, he notes that when a local government decides to construct such a park, it should do its best to offer proportional compensation to residents who are into different sports by providing ‘a range of different kinds of comparable facilities’, such as ‘skating rinks, swimming pools, and squash courts’ (p.122). Likewise, he notes that when a state accommodates one culture by providing public services in its language, it has strong pro tanto reason for providing public services in the languages of other cultures, just as a state that designates the holidays of one religious group as public holidays has strong pro tanto reason for giving members of minority of religions days off on their respective holidays (p.161).
What renders Patten’s account of hands-on neutrality a recourcist one is that the ‘equivalent assistance’ that states have strong pro tanto reasons to bestow on citizens’ suitably qualified conceptions of the good has the same per capita value as the goods that their policies impose on other conceptions of the good (pp.161–162).
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This allows for the possibility that citizens with different conceptions will benefit from per capita equal support to
Authors such as Pierik and Van der Burg (2014), Réaume (2017) and Schutter (2017), in contrast, have defended welfarist versions of hands-on neutrality. Characteristic of these accounts is that they are sensitive to how advantageous a given unit of resources is to people with different conceptions of the good, as measured by the extent to which receiving said unit would help them to live in accordance with their respective conception of the good. For example, Réaume (2017: 69–70) argues that when granting per capita equal resources to different types of sports allows softball players but not cricket players to recruit enough players to play a game, this might impose a duty on a local government to compensate the cricket fans by sponsoring a ‘Cricket Appreciation Day’ picnic or by hosting a ‘match between out of town teams to attract participants by demonstrating the beauty and athleticism of the game’. In a similar vein, she (2017: 69), Schutter (2017: 77–78) and Pierik and Van der Burg (2014: 501) suggest that, relative to the number of domestic speakers, the languages of minority cultures might be due to greater public support than the languages of the majority cultures when giving these groups the same per capita resources does not allow the former’s members to enjoy the same services or goods within their respective language as the latter’s members. For example, receiving per capita equal resources might be insufficient for a minority to establish a school in its own language (schools being an example of a lumpy good) or to publish books in its own language at moderate cost when the fact that they have relative few speakers means that they do not benefit from economies of scale.
My aim in this article is to show that hands-on neutrality should be rejected, whether it takes a resourcist or welfarist form. As I argue, there never appears to be sufficient reason for states to compensate citizens for unequal distributions of policy-imposed benefits insofar as public money is being used to provide such compensation (as proponents of hands-on neutrality seem to presuppose). 4 After explaining why states cannot simply avoid bestowing unequal advantages upon citizens’ conceptions of the good, including those that are suitably qualified (see second section), I consider several versions of hands-on neutrality and show that all of them fail to respect the moral equality of citizens (see the third section to seventh section). In so doing, however, I do find that a different form of neutrality is appropriately applied under a more limited set of conditions, which is lottery-based (see the seventh section). I conclude by showing that in cases where theories of hands-on neutrality have intuitive force, more plausible rival principles can account for our intuitions, including within the abovementioned sports case, governmental language case and chaplain case (see the eighth section).
Avoiding unequal distributions of policy-imposed benefits
As was mentioned, before turning to the problems with theories of hands-on neutrality, there is a prior question that needs to be addressed. Insofar as neutral treatment of citizens’ suitably qualified conceptions of the good is important, then why can states not simply refrain from bestowing special advantages on any conception? Given the costs of planning and implementing schemes that compensate citizens’ conceptions for unequal distributions of policy-imposed benefits, such hands-off neutrality may seem preferable.
The first thing to note here is that there might indeed be cases where it is both possible and desirable for states to avoid unequal distributions of policy-imposed benefits (for an argument to this effect, see Balint, 2017). For example, most secularists would argue that states with an established religion ought to cut their ties with this religion rather than try to extend (comparable) benefits to other religions by adopting a system of multifaith establishment. What is pertinent for our purposes is that even if hands-off neutrality can be vindicated in some contexts, there are many others in which it cannot. In societies with high levels of linguistic diversity, for instance, budgetary constraints may force states to offer public services in a limited number of languages only. Assuming that to allow for effective communication, the languages chosen for this purpose will need to be ones that a large proportion of the population speaks, such states will end up bestowing unequal benefits upon citizens’ cultural conceptions of the good (Pierik and Van der Burg, 2014: 503; cf. Kymlicka, 1995: 115). Likewise, a local government that seeks to discourage youngsters from joining gangs by expanding the opportunities for them to do sports will ordinarily lack the resources to accommodate
But that is not all. Even when it is possible to repeal or to refrain from implementing policies that benefit citizens’ conceptions of the good unequally
The moral equality objection
If I am right that it is often impossible or simply undesirable for states to repeal, or refrain from implementing, policies that bestow unequal advantages on citizens’ suitably qualified conceptions of the good, then it becomes important to know whether hands-on neutrality can be morally vindicated. The remaining sections will argue that this is not the case.
To show the problem with this kind of neutrality, remember that all versions of it are premised on the notion that when states policies bestow special benefits on some suitably qualified conceptions of the good, then the states in question have pro tanto reason for compensating other suitably qualified conceptions. Regarding the conceptions of the good that are due compensation, Martin (2017) has pointed out recently that proponents of hands-on neutrality make an implicit assumption, namely that the relevant conceptions must have stakes within the
Before looking at versions of hands-on neutrality that lack these restrictions, I want to consider the problems faced by those that have them. The main problem plaguing these theories is that they do not respect the moral equality of those who care little, if at all, about the goods or activities that comprise the relevant domains (cf. Martin, 2017: 150). Consider those who dislike sports or who are simply indifferent to it. In societies where a local government constructs public football fields, hands-on neutrality might require these individuals to compensate those who prefer playing basketball or tennis over football by helping to fund basketball facilities and tennis courts through taxation. Or consider atheists who dislike religion in all its forms, and who, suppose further, do not care about which day of the week is designated as the national day of rest (for example, they do have a preference for Sunday on cultural grounds). In a traditionally Christian society where employers receive subsidies for giving Muslims time off for worshipping on Friday afternoons, these individuals would be forced to help fund such support.
The reason why people’s moral equality is subverted in these cases is not, to be sure, that forcing individuals to pay for policies that bestow greater benefits on others’ conceptions of the good – including on conceptions whose goals and commitments fall under domains in which they have no personal interests, such as that of sports or religion – is never justified. To illustrate, suppose that the construction of football fields is both an effective and an efficient way of tackling obesity within a particular neighbourhood. In this case, it would seem legitimate to force those who dislike sports to help fund such facilities through their taxes, assuming that governments have a moral duty to help create and maintain conditions under which those living within their jurisdiction can live healthy lives, one that derives from a more general duty to create and maintain a just and safe society.
Rather, the reason why the moral equality of the sports-haters and atheists is subverted in the abovementioned cases is that they are forced to contribute to the construction of sports facilities and the provision Friday-worship subsidies
To see the problems with extra-domain inequalities, notice that if the sports-haters and atheists had not been forced to pay such compensation, they might have been able to spend this money on their own conceptions of the good. For example, any ornithologists among them might have been able to spend it on a new set of binoculars while any motorbikers among them may have had the option to spend it on a biking trip across the country. Given that these individuals have equally legitimate interests in living self-directed lives as those they are required to compensate, forcing them to pay compensation in such cases seems to flout their moral equality.
Indeed, even when the money spent on mitigating intra-domain inequalities would have been taken from the sports-haters and atheists anyways, perhaps as part of fixed amounts of taxes that they and others ought to pay, the fact that this money could have been spent on goods that are central to the realisation and maintenance of a just and secure society – for example, environmental protection, road safety, a flourishing economy – suggests that their moral equality is still not being respected. The reason is not simply that these counterfactual expenditures might have personally benefitted them or those nearest and dearest to them, though this will often be true. Even when no such (direct) benefits would have been obtained, the fact that people can be reasonably expected to contribute to goods that help to achieve and maintain justice and security means that being forced to do so does not undermine their moral equality. For example, as helping fellow citizens to live minimally healthy lives is widely – and I assume here correctly – seen as a requirement of justice, we do not ordinarily think that people’s moral equality is violated when a small part of their taxes is being spent on the development of medicines for those with rare genetic diseases
The obvious response here for proponents of hands-on neutrality would be to say that compensating citizens for state-created intra-domain inequalities is a requirement of justice
Feelings of disrespect
The challenge faced by Patten and other proponents of hands-on neutrality, then, is to explain why intra-domain inequalities would be more problematic than extra-domain inequalities and, indeed,
One problem with this argument is that it is unclear whether state-created extra-domain inequalities are less widely experienced as disrespectful than state-created intra-domain inequalities and/or as less disrespectful than the latter. To return to the Sunday rest example, it seems that many atheists would feel at least as strongly disrespected if their tax money were used to help Muslim workers take time off for worshipping as Muslim workers might feel as a result of being denied such financial support within a society where Sunday is the national day of rest. Not only does the provision of such worshipping subsidies (indirectly) force atheists to accommodate beliefs that they might consider to be hopelessly irrational, if not morally abhorrent, they may well feel that being required to fund these beliefs subordinates their interests to those of religious people. To see why, it should be noted that, had there been no believers within their society or simply no believers from different faiths, they would not have been required to make these sacrifices under theories of hands-on neutrality.
But that is not the only complication for the current argument. Even if state-created intra-domain inequalities are (generally) more consequential to whether people feel respected or not, it does not follow that it must therefore be justified to force those without significant intra-domain interests to address these inequalities. To see this, it should be noted that there are various cases where people wrongly perceive themselves to be disrespected. For example, some members of the American National Rifle Association feel disrespected by the implementation of stricter gun laws; some homophobes by the introduction or continued existence of same-sex marriage; and some creationists by legislation that requires evolutionary theory to be taught in schools. In these and other cases, the fact that people feel denigrated by state policies does not appear to provide reasons, let alone decisive reasons, for using public funds to compensate them. What this means for us is that
Expanding the scope of beneficiaries
One way to respond to the moral equality objection that thematic domain restrictions of theories of hands-on neutrality raise is to
As Martin (2017: 158) has pointed out, the problem with versions of hands-on neutrality that drop thematic domain restrictions is that they are bound to be prohibitively expensive. Let me illustrate this with an example. Consider Patten’s claim that when a local government decides to build a skating park to promote the values of ‘public health and community’, it should compensate residents who are into different kinds of sports by providing a range of different facilities as well (Patten, 2014: 122). According to some estimates, an 8000-square foot skateboard park costs approximately US$360,000 and serves approximately 25,000 residents (Whitley, 2018). Now suppose that within a jurisdiction of this size, 60 per cent of the population does sports at least once a week, as is the national average in countries such as the Netherlands (Nederlandse Omroep Stichting, 2016). Suppose further that of the 15,000 residents who do sports regularly, 1000 individuals are active skateboarders (which seems a generous estimate given that skateboarding is practiced predominantly by young individuals and given that other sports, such as football and jogging, tend to be more popular in most contemporary societies). Based on these figures, we can calculate that if the government of this jurisdiction constructed the 8000-square foot park, it would bestow resources worth US$360 on each individual skateboarder. Insofar as the support given to other types of sports ought to be prorated as Patten’s account of hand-on neutrality requires, this would mean that the government in question will need to spend US$5,040,000 (US$360 × 14,000) on compensation.
If this is not prohibitively expensive already for a local government with a population of 25,000, it will almost certainly be when public support is extended to residents with suitably qualified conceptions of the good in which sports does
I have focused thus far on a recourcist version of hands-on neutrality. It is worth noting, however, that welfarist versions do not fare much better in terms of their feasibility. Whereas some individuals who are due compensation on welfarist accounts might have cheaper tastes than those who derive greater-than-equal benefit from state policies (for example, to promote the conceptions of the good of football players as much as the conceptions of the good of skateboarders are promoted when the skateboard park is constructed, less per capita resources will need to be spent as football fields are comparatively cheap), others will have more expensive ones (for example, to promote the conceptions of the good of ice-hockey players as much as those of the relevant skateboarders, more than per capita equal resources will need to be spent as ice rinks are comparatively expensive). Indeed, the fact that there are usually some citizens with very expensive tastes (for example, ones for drinking expensive wines, traveling the globe) suggests that a welfarist approach will frequently be
Hands-on neutrality does become more feasible once we add a perfectionist requirement to it. Such a requirement narrows its scope by restricting the conceptions of the good that are eligible for compensation for unequal distributions of policy-conferred benefits to those that make substantial contributions to people’s flourishing. This would rule out, for instance, that sports such as lucha libre, roller derby and mud-wrestling would need to be compensated for the construction of the aforementioned skateboard park insofar as it is true (as is commonly assumed) that these activities have little value.
I think that even perfectionist versions of hands-neutrality are bound to be prohibitively expensive. To see why, it should be noted that almost all (perfectionist) philosophers believe that people can live valuable lives in a
Partially realising hands-on neutrality
In response to this objection, proponents of hands-on neutrality might point out that just because an ideal cannot be achieved fully, it does not follow that states should not seek to realise it
To show the problems with this approach, consider the following analogy:
To be sure, we can imagine scenarios where it is not the case that A is left with less money to spend on her conception of the good than she would have had otherwise. Suppose that rather than lowering the children’s pocket money, the parents took the money for B’s roller skates from the family holiday budget. Here it is not just A who is forced to make sacrifices for B’s gift but the entire family. Does this make a moral difference? The answer, I suspect, is negative; since there is no good reason for denying a gift to A rather than to B, the parents’ actions seem to remain unjustifiable towards A.
I believe that we can extrapolate from this case. Insofar as states can choose between fully compensating a subset of citizens with suitably qualified conceptions for unequal distributions of policy-imposed benefits and not giving compensation to anyone, the latter option appears to be fairer given that it does not arbitrarily prioritise the interest of some citizens over the interests of others. This holds true
If the foregoing is correct, then insofar as partially realising hands-on neutrality is to be morally acceptable, it will involve giving less than equal compensation – as defined by either resourcist or welfarist standards – to
Objections against partially realising hands-on neutrality
So far, we have seen that the domain-specific restrictions of existing accounts of hands-on neutrality raise an equality-objection that can be avoided only by compensating
My next aim is to argue that states should refrain from partially realising hands-on neutrality in this way as well. To vindicate this claim, let us start by considering cases where granting even small amounts of compensation for unequal distributions of policy-imposed benefits looks objectionable: The single-best way to improve the air quality within a given region is to close a local airport and plant a forest on its former location. The single-best way to help prevent children from drowning within a country is to make swimming classes mandatory. The single-best way to help feed the hungry within a particular neighbourhood is to subsidise a Sikh soup kitchen or
While these policies bring about goods (for example, clean air, safety, social welfare provisions) that might directly or indirectly benefit all members of society, they bring
In response, proponents of hands-on neutrality might object that I am attacking a straw man. They might point out that authors such as Patten consider state policies to be problematically non-neutral only when they impose unequal benefits on suitably qualified conceptions of the good
While the scope restrictions under consideration render theories of hands-on neutrality more morally palatable (as well as more feasible), they raise doubts as to whether many of the examples given by Patten and others of when this type of neutrality applies do not similarly fall outside its scope. Is the construction of sports facilities not also necessary for realising a basic goal of justice, namely the promotion of physical health? And how can the state deliver public services effectively if it does not use languages that large segments of the population speak? Upon reflection, it looks like many, if not most, of the things that states do – for example, ensuring access to education and healthcare, stimulating the economy, fighting crime – contribute in essential ways to the creation and maintenance of a just and secure society. But if this is so, and if citizens cannot be owed compensation for the unequal benefits that such policies bestow upon their conceptions of the good, then theories of hands-on neutrality have a much smaller scope than many of their proponents acknowledge.
All this does not necessarily mean that they are invalid, of course. There remains the possibility that hands-on neutrality is appropriately pursued under the following conditions: When citizens’ suitably qualified conceptions of the good benefit to unequal degrees from uniquely justified policies that pursue goals When citizens’ suitably qualified conceptions benefit to unequal degrees from unjustified policies. When citizens’ suitably qualified conceptions benefit to unequal degrees from policies that are all justified but not
Let us examine these conditions in the order stated.
Policies that do not promote justice and security
Regarding (i), some might argue that justified policies that pursue goals other than justice and security are oxymoronic. On this view, states should stick promoting justice and security and otherwise leave people free to use their resources as they see fit. Whether this is true or not – clearly, a lot will depend on how these concepts are interpreted – let us assume for the sake of argument that such policies are not incoherent.
Might states have duties to compensate citizens for the unequal effects of said policies? Since policies that fall under (i) are
The question here, then, is whether the relevant state might have a duty to compensate citizens who attach little if any importance to these kinds of movies, or perhaps simply those who value other types of high culture insofar as compensating those with lowbrow pastimes defeats the state’s goal of incentivising people to live more exacted lives (for example, the state might have a duty to compensate ballet-lovers by subsidising ballet plays, but not lucha libre fans by subsidising this type of wrestling because of its low value). As I already alluded to, I believe that the answer is negative. To say that compensation might be due suggests that there is
Unjustified policies
Of course, states do not always implement policies that are justified. This raises the question: Is hands-on neutrality a cogent normative principle in cases where unjustifiable policies bestow unequal benefits on citizens’ suitably qualified conceptions (ii)?
I believe not given that the appropriate way to respond to such policies is to
This is not to deny that when groups have suffered disproportional burdens under an unjustified state policy, they might be owed reparations. For example, France’s attempts to eradicate local languages during the 19th century as part of its nation-building efforts
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might impose a duty on the current French state to remedy this evil by supporting the formerly oppressed languages, at least insofar as the relevant historical injustices have not (yet) been superseded.
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What is important for our purposes is that this does
What about cases where a state has a long-term goal to revoke public support that is unfairly granted to a specific group, say the majority culture or religion, but where it currently abstains from this because doing so is likely to result in violent protests or other highly detrimental outcomes? Under such non-ideal circumstances, there are good grounds for thinking that leaving the unfair privileges in place to avoid greater evils might be justifiable, if not morally required, and that this might actually justify, if not morally demand, that cultural and religious minorities be compensated for this. As in the previous case, however, such compensation would be due to
Interchangeable policies
This brings us to the final set of cases, namely those where a state can choose between interchangeable policies that are all justifiable – whatever this might involve exactly – and that favour different suitably qualified conceptions of the good (iii). By ‘interchangeable’, I mean that the relevant policies have an equal probability of realising their goals and use means that that are equally efficient and morally defensible, taking into account any positive and negative side effects that they might have. Consider some examples:
The main problem with this version of hands-on neutrality, I believe, is that it does not respect the moral equality of those who are
What if only those whose preferred policy is implemented are required to compensate those whose suitably qualified conceptions of the good would have benefitted from the implementation of an interchange policy? In the cases at hand, this would mean that insofar as the art museum is constructed and the referendum held on a Saturday, only art-lovers and Christians would be required to compensate the opera-fans and Jewish community, respectively.
Even when these groups can be accurately identified, this proposal remains unappealing. While people might care deeply about art and about their religion, there are other things in life that may matter more them, such as spending time with friends and family. This is apposite, for it means that when the art-lovers and Christians are faced with a choice between, on the one hand, compensating the opera-lovers and Jewish community for the implementation of their preferred interchangeable policies and, on the other, not having their preferred policies implemented but avoiding such compensatory payments (which would allow them to spend the money that is saved on visiting their family and friends or on any other goal that they may have), some might choose the latter. To the extent that this is the case, for states to force these individuals to pay compensation for the construction of the art museum and for holding the referendum on a Saturday, respectively, would fail to respect their autonomy.
It might be replied that while these costs to people’s autonomy are undesirable, favouring the interests of some citizens by implementing their preferred interchangeable policy without compensating citizens whose preferred interchangeable policies are not implemented is undesirable as well. Indeed, some may argue that the inequality created by this constitutes a
Without trying to assess this comparative claim here, I think that there is a fairer alternative, one that realises a different type of neutrality. This type of neutrality, which has not been discussed within the literature on state neutrality to date, does not require states to equalise the benefits that their policies confer on citizens’ suitably qualified conceptions of the good in either a resourcist or welfarist way. Rather, it requires that when different suitably qualified conceptions stand to benefit from different interchangeable policies, states give their adherents a per capita equal chance of having their preferred interchangeable policy selected within a lottery. This means, for instance, that when there are three million art lovers and one million opera lovers in the above example, the former should be given a 75 per cent chance of winning and the latter a 25 per cent chance. (To determine how large each group is, states might use demographic surveys or proxies such as visitor numbers of existing museums and opera houses; alternatively, they might use self-identification, for example by asking people to register online their preferences for either the art museum or opera house. While each of these methods has its own advantages and disadvantages, an assessment of these is beyond this article’s remit.)
How does this approach improve upon the alternatives just mentioned? Unlike theories of hands-on neutrality, it is more respectful of people’s autonomy. First, it does not require citizens without stakes in the choice between the interchangeable policies to compensate citizens who do have such stakes. Second, it does not require those who are willing to forego the implementation of their preferred policy to avoid having to compensate other citizens to pay such compensation, which I have suggested would undermine their autonomy as well. At the same time, however, the lottery-based approach avoids the opposite evil of playing favourites among citizens by simply implementing one’s group preferred interchangeable policy. Even when the choice for a particular interchangeable policy is based on the fact that it accommodates the preferences of the most citizens as opposed to the fact that it serves the policymakers’ personal preferences, the use of a lottery seems fairer as it gives each citizen with stakes in the state’s choice between interchangeable policies
Yet, some might ask, is there not something unfair about the fact that the question of whose preferred interchangeable policy gets implemented is decided by sheer fortune? My answer is ‘perhaps’, but this still looks like the fairest way to proceed. As we have seen, whichever group of citizens is forced to compensate others for unequal distributions of policy-conferred benefits under theories of hands-on neutrality, there are always
Another objection does not oppose the use of a lottery as such, but rather the fact that under the proposed lottery, there will frequently be individuals who are more likely to have their preferred policy implemented under the proposed lottery because of differences in the number of citizens who favour specific interchangeable policies. In the above example, for instance, an art-lover is three times more likely to win the lottery than an opera-fan. My response to this is that these differences do not look objectionable once we consider that when the preferences for particular interchangeable policies are unevenly distributed, giving each policy an equal chance of being drawn would mean that the interests of some citizens are given no weight at all. On the contrary, treating people fairly appears to
Still another objection concedes that the use of weighted lotteries is appropriate when there remains a significant minority of citizens whose suitably qualified conception of the good would benefit from the implementation one of the interchangeable policies. This is arguably the case in the example I gave earlier, where among those with stakes in the choice between the opera house and art museum, 25 per cent are opera fans and 75 per cent are art fans. But suppose now that only 1 per cent of these individuals are opera fans and 99 per cent art fans. Some critics might say that, in such cases, the size of the discrepancy no longer renders it morally impermissible – and possibly morally required – for the state to adopt the policy that the overwhelming majority prefers even though from a public perspective, the policies are interchangeable (see my comments earlier in this subsection). On this view, simply giving the 99 per cent group a 99 per cent chance of winning the lottery is not enough as there would remain a small chance that its members will lose out, which would mean that the 1 per cent’s preferred interchangeable policy gets implemented.
I think that the use of weighted lotteries is fairer in such cases as well. The reason is that, unlike the majoritarian approach just outlined, it gives moral weight to the interests of each citizen with stakes in the choice between the interchangeable policies by granting him or her a chance of winning the lottery while, at the same time, remaining responsive to the existing numerical inequalities by assigning the policy that is preferred by a greater share of citizens a greater chance of winning. However, even if I am wrong about this – and our critics might insist that when people are so heavily outnumbered, they cannot reasonably complain about the majority’s preferred policy being implemented without prior lottery – using weighted lotteries would still be appropriate in various cases where the discrepancies are smaller. (Think again of ones where the distribution is 25/75, as well as of ones where the percentages are even closer to being evenly split.)
Finally, for those who find the use of (weighted or unweighted) lotteries for choosing among interchangeable policies unorthodox and perhaps even outright odd, it is worth mentioning that lotteries are already used as an impartial way of allocating a variety of scarce resource, including university places, medical resources and monetary prices. Given as much, there is not any obvious reason for thinking that they could not become socially accepted as tiebreakers for choices among interchangeable policies.
8. Concluding remarks
If my criticisms in this article are cogent, then the prospects for hands-on neutrality look bleak.
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Regardless of the specific version that is accepted, we have seen that there are always
Although I can only speculate here, my sense is that the cases that are commonly invoked to support such theories are misleading, including the ones mentioned in the introduction. To start with, consider the policy of some predominantly Christian states to provide prisoners with access to chaplains. This case is adduced by Pierik and Van der Burg (2014: 501) as one where principles of hands-on neutrality apply. Yet while it is certainly unfair for a state to provide Christian prisoners with spiritual support that is tailored to their religious beliefs but not prisoners with different religious backgrounds by hiring, for example, Imams and Rabbis, we do not need to buy into theories of hands-on neutrality to arrive at this conclusion. Since most contemporary societies are religiously diverse, including their prison populations, it seems that insofar as a religiously diverse state has the aim of providing spiritual support to prisoners, such support can
Similar conclusions apply to Patten’s claim that when a local government decides to build a skateboard park to promote the values of ‘public health and community’, it should compensate residents who value different kinds of sports – for example, football, baseball – by providing other types of sporting facilities as well (Patten, 2014: 122). Whereas I suspect that many would agree that a range of different sporting facilities ought to be provided here, this too does not show that hands-on neutrality is a sound principle. The reason is that merely constructing a skateboard park is unlikely to promote the values of public health and community as effectively or efficiently as providing a wider range of facilities. But if this is correct, then the problem here lies in
As was mentioned, a final case that is often invoked to support theories of hands-on neutrality involves state organisations (for example, parliaments, courts, the police) using the language of one particular group of citizens to communicate. Many normative theorists have argued that, within linguistically diverse societies, there will frequently be
While it is easy to appreciate why people might be intuitively drawn to theories of hands-on neutrality, then the various problems encountered by such theories along with the explanatory power of rival principles suggest that these intuitions should not be trusted.
Footnotes
Acknowledgement
I am indebted to Martijn van den Brink, Wibren van der Burg, Derek Denman, Max Scholz and two anonymous reviewers for helpful comments. An earlier version of this paper was presented at the Legal Theory Seminar at the Erasmus University Rotterdam.
Declaration of conflicting interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This research was supported by an international postdoctoral fellowship (2018-00679) from the Swedish Research Council. Open access funding is provided by Umeå University.
