Abstract
The judgment of the European Court of Human Rights in Mortier v Belgium, delivered in October 2022, is the first time the Court has squarely confronted the issue of whether permitting assisted dying is compatible with a state’s obligation to protect life under Article 2 of the European Convention on Human Rights. The case, brought by the son of a woman who had been euthanised, was based predominantly on the argument that the Belgian system of assisted dying failed to adequately protect the lives of vulnerable individuals, such as the applicant’s mother. A majority of the Court held that a permissive assisted dying regime could comply with the positive obligation to protect under Article 2, provided there are safeguards in place including a system capable of ensuring that an individual’s request for assistance is freely made and informed, as well as a posteriori control in the form of supervision of compliance with the legislative and regulatory safeguards. While there were deficiencies in the Belgian system’s a posteriori control which led to a finding of a violation of Article 2, the judgment clearly demonstrates that states can permit assisted dying without violating their protective obligations under Article 2. Significantly, the Court did not consider that permitting assisted dying for individuals whose suffering emanates from a non-terminal condition (including a mental illness) was problematic from a Convention perspective. The judgment is likely to be of considerable interest to policy makers, legislators, medical practitioners, and campaigners in the increasing number of jurisdictions both within the Council of Europe and beyond, that are considering whether to legalise assisted dying and, if so, the parameters of such a regime.
Keywords
Introduction
In
Regulatory framework in Belgium
The Law of 28 May 2002 on Euthanasia (the ‘2002 Law’) sets out,
The attending physician must discuss the patient’s condition with them, including alternative treatment options and, at the conclusion of such discussions, determine (together with the patient) that there is no
Belgium permits assisted dying for individuals whose suffering emanates from mental illness alone and whose death is not imminent. 12 In such cases, additional requirements (or ‘safeguards’) apply, including the requirement that the attending physician consults a second consulting physician, who is a psychiatrist or a specialist in the condition in question, to establish that the substantive legal criteria are met. 13 Finally, the second consulting physician must be independent of the attending physician, the first consulting physician, and the patient.
The physician who performs euthanasia must complete a euthanasia registration document, which comprised two parts.
14
The first, which contains,
Facts of Mortier
The applicant’s mother, ‘GT’, was assisted to die by euthanasia on 19 April 2012 having suffered from chronic depression for 40 years. 20 GT, who was in her mid-60s at the time of her death, 21 was estranged from both of her children; indeed, GT reported that her son (the applicant) was aggressive and she was afraid of him. 22
GT initially requested assistance from her general practitioner, who refused to assist and referred her to Professor D, an oncologist with expertise in assisted dying. Professor D first met GT at the end of September 2011, agreeing to be GT’s attending physician for the purposes of her euthanasia request. 23 Professor D referred GT to Dr V, a psychiatrist, with a view to Dr V acting as the second medical professional as required under the 2002 Law. Dr V met with GT in November 2011, concluding that while GT’s prospects were bleak, her request for assisted dying was premature. Dr V suggested that GT consult a different psychiatrist for further treatment and recommended Dr VD for this purpose. 24 GT could not initially reach Dr VD, so Professor D referred GT to another psychiatrist, Dr T. 25 GT met with Dr T on 17 January 2012 (almost 4 months after her first consultation with Professor D). 26 GT also met Dr VD in February 2012. 27
Both Drs T and VD concluded that GT met the eligibility criteria for euthanasia. In particular, the two psychiatrists reported that GT had suffered from chronic depression since adolescence and was experiencing unbearable suffering that could not be alleviated in a manner satisfactory to GT. 28 During their assessment of GT, both Professor D and Dr T were in contact with Dr B, a psychiatrist who had been treating GT since 1996. 29 In Dr B’s opinion, GT’s prognosis was ‘extremely bleak’ and all treatment and care options had been exhausted. 30
GT made a formal written request for euthanasia on 14 February 2012 and, on 29 February, she made a 2500€ donation to Life End Information Forum (‘LEIF’), a non-profit organisation established by Professor D which provides information regarding the medical and legal options available to people who want assistance in dying. 31 At the material time, Professor D was the head of LEIF and Drs T and VD were members.
On 19 April 2012, GT died by euthanasia performed by Professor D in a public hospital with several of her friends in attendance. 32 Neither of GT’s children were present. Professor D and Drs D and VD had, on a number of occasions, all encouraged GT to speak with her children about her plans but she had consistently resisted doing so. Nevertheless, GT did email her children outlining her intentions, 33 and wrote them a letter – presumably to be given to them after her death. 34
The applicant was informed of his mother’s death by the hospital on 20 April 2012. The registration document completed by Professor D was received by the Commission on 20 June 2012. The document was examined by the Commission on 26 June 2012. Significantly, Professor D was the Commission’s co-chairman at the time and, based on established procedure, did not recuse himself from consideration of the registration document. The Commission concluded that the euthanasia of GT complied with the requirements of the 2002 Law. 35
The applicant met with Professor D, Dr T, and a support person on 15 May 2012. 36 In a subsequent letter to Professor D, the applicant described being in a state of ‘pathological grief’, since he had not had an opportunity to say goodbye to his mother. 37 The applicant nominated his psychiatrist, Dr C to access his mother’s medical records. 38 In a report prepared in August 2013, Dr C noted that the euthanasia registration document was not on the file. The applicant requested a copy of the registration document from the Commission in October 2013; that request went unanswered. 39 A subsequent request for access was refused by the Commission, on grounds that this was not permitted by law. 40
In April 2014 – 2 years after GT’s death – the applicant filed a complaint against Professor D with the public prosecutor. 41 In October 2014, the applicant filed his first application with the ECtHR; it was declared inadmissible on the basis that the domestic proceedings against Professor D were continuing. 42 In May 2017 – some 3 years after he had filed the complaint – the applicant was informed by the prosecutor that his complaint had been dismissed for want of evidence. 43 In November 2017, the applicant filed the application leading to the present judgement with the ECtHR.
A second criminal investigation was commenced in May 2019 (2 years after the first had been discontinued). A professor of medicine was appointed as an expert to assist the judge investigating and they produced a report in May 2020 which concluded that the eligibility requirements and procedural obligations specified in the 2002 Law had been met. The expert did, however, note that there was no euthanasia registration document in the file and no evidence regarding the Commission’s consideration of the document. 44 Professor D was questioned by police in June 2020. Ultimately, the prosecutor considered that GT’s euthanasia had complied with the substantive requirements set out in the 2002 Law and the investigation was closed. The applicant did not appeal this decision. 45
The decision of the ECtHR
The applicant alleged that his mother’s euthanasia violated her right to life as protected by Article 2 ECHR, as well as his right to private and family life as protected by Article 8. The applicant also claimed that the lack of a thorough and effective investigation into his mother’s death violated Article 13.
A majority of the ECtHR concluded that Belgium’s assisted dying legislation was not,
The majority held that euthanasia performed by third parties raises issues with respect to the positive obligation imposed by Article 2, rather than the negative obligation not to take life.
47
In reaching this conclusion, the majority observed that if it is not possible to derive a right to die from Article 2,
48
the right to life protected by Article 2 should not be interpreted as prohibiting the
Effective legal framework
Five out of the seven judges considered that the 2002 Law met the requirement of an effective legal framework. The 2002 Law requires that the patient make a voluntary, considered, and repeated request for assistance and they must be suffering from a hopeless medical condition emanating from a serious and incurable injury or illness which causes intolerable physical or psychological suffering that cannot be relieved. The majority further noted the 2002 Law’s amplified procedural requirements in cases in which the patient’s death is not imminent, including the duty to consult an additional expert consulting physician. 51 On that basis, and having regard both to the margin of appreciation owed to States in this area, the majority considered that the 2002 Law is in principle compatible with the State’s positive obligation under Article 2 to protect the right to life. 52
Compliance with the 2002 Law in GT’s case
The same majority held that the physicians and Commission had complied with the 2002 Law in GT’s case. There was no evidence available to the Court to challenge either the competence of the physicians or the correctness of their medical opinions. 53 Further, other elements of the applicant’s complaint failed to show a violation of the 2002 Law. The timing and amount of the donation by GT to LEIF neither created a conflict of interest for Professor D (or Drs T and VD) nor could be interpreted as a quid pro quo. 54 The majority observed that the positive obligations under Article 2 require not only the lack of a hierarchical and institutional relationship but also formal and concrete independence between the different physicians consulted. 55 However, the majority noted that the LEIF organisation provides training to a large number of doctors who provide assistance in dying and membership of LEIF, without more, was not sufficient to demonstrate a lack of independence on the part of Professor D and Drs T and VD. 56
Sufficient ex post control?
The majority did, however, conclude that the fact that Professor D was present and could potentially have contributed to the Commission’s deliberations over GT’s case demonstrated a failing in the
Separate opinions of Judges Elósegui and Serghides
Judges Elósegui and Serghides (partly dissenting) each concluded – via different routes – that the Belgian legislative framework for euthanasia was incompatible with Article 2 ECHR. Judge Serghides concluded that
Judge Elósegui joined with the majority in concluding that the lack of independence of the Commission in GT’s case constituted a breach of the positive obligation of effective
Analysis of the reasons
Assisted dying and Article 2 – the necessary safeguards
To be compatible with the right to life, Member States that permit assisted dying must put in place an effective legal framework governing the entire process of assisted dying: from the patient’s initial request to
The majority was satisfied that, save in one important respect, the composition, function, and powers exercised the Federal Control and Evaluation Commission were sufficient to meet the positive procedural obligations imposed by Article 2: an effective – in particular prompt and independent – investigation.
68
It was entirely appropriate for the Court to conclude that the lack of a recusal mechanism undermined the Commission’s independence so as to violate the procedural safeguards of Article 2. The ECtHR case law recognises that justice must not only be done but also be seen to be done.
69
A doctor should not determine their own compliance with a state’s assisted dying regime. Even with the unwritten rule that physicians should not speak during deliberations that concern their professional practice, an objective bystander would have serious concerns as to the independence of the reviewing body. The need for the body charged with overseeing compliance with the relevant safeguards to be independent is particularly acute in the context of medical assistance in dying. Debate continues over the legal, moral, ethical, and philosophical legitimacy of such practices and one of the primary arguments against assisted dying is the lack of sufficient protections for vulnerable individuals. A key mechanism by which states that permit assisted dying provide such protections is via oversight provided by independent regulatory bodies. As the Court observed in
The ECtHR acknowledged that it is for Member States to determine
The majority’s conclusion that the delay in the first criminal investigation was incompatible with the obligation under Article 2 to conduct a
Before moving on from the question of procedural safeguards, it is necessary to make note of a perplexing contention by Judge Elósegui that Belgium is the only permissive jurisdiction that relies on
Judicial paternalism and the obligation to live
Judge Elósegui lamented what she perceived to be ‘old medical paternalism’ apparent in the way in which GT was treated. Yet, there are aspects of Judge Elósegui’s own reasons which reflect a form of judicial paternalism that is seriously out of step with our contemporary understandings of capacity and patient autonomy. In particular, at paragraph 23 of her opinion, Judge Elósegui stated that euthanasia in the context of patients with mental illness raises the issue of whether such individuals enjoy the autonomy necessary to provide informed consent to euthanasia. While such a general statement is not necessarily problematic, the judge’s query as to whether
Judge Elósegui was also particularly critical of the doctors involved in GT’s case, especially GT’s long-term psychiatrist, for not ensuring that GT’s children were involved in her euthanasia. But the evidence very clearly demonstrated that the doctors involved repeatedly suggested that GT contact her children, which she repeatedly resisted. (Ultimately,
Judge Serghides’s separate dissenting opinion might be interpreted as espousing a different form of paternalism. More specifically, his finding that Article 2 does not permit euthanasia in any circumstances could be interpreted as imposing an obligation to live. According to Judge Serghides, Article 2 ‘protects everyone’s right to life, and neither this provision nor any other article of the Convention enshrines the right to die’.
79
So much is plain from the wording of Article 2. However, this provision has not prevented states from permitting the withdrawal of life-sustaining treatment from patients who are in a persistent vegetative state.
80
Judge Serghides’s conclusion at paragraph 5 of his opinion that
Where to from here?
The findings of the ECtHR in
Beyond the Court’s recognition that the positive obligation to protect life under Article 2 does not preclude permitting assisted dying, the Court’s discussion of what safeguards are necessary for permissive regimes to comply with Article 2 is also likely to be of interest to those states that already permit assisted dying (and who may now wish to revisit the ECHR compatibility of their regulatory regimes), as well as those currently considering legislation to legalise assisted dying.
86
The relevance of the discussion of positive procedural obligations in
Conclusion
Two decades after the ECtHR first recognised that Article 8 of the ECHR protects the right to choose the manner and timing of one’s death,
88
the ECtHR in
Footnotes
1.
2.
Loi relative à l’euthanasie de 28 Mai 2002 http://www.ejustice.just.fgov.be/cgi_loi/change_lg.pl?language=fr&la=F&cn=2002052837&table_name=loi. An unofficial translation of the Act is available in Appendix III to Jones et al.,
3.
Additional requirements apply for children who have decision-making capacity. See Kasper Raus et al., ‘The Extension of the Belgian Euthanasia Law to Minors in 2014’, in Ben P. White and Lindy Willmott, eds.,
4.
Article 3(1), 2002 Law.
5.
Ibid.
6.
‘[S]e trouve dans une situation médicale sans issue’ in the French version of the legislation: Ibid.
7.
Article 3(2)(1), 2002 Law.
8.
Article 3(2)(2), 2002 Law.
9.
Article 3(2)(3), 2002 Law.
10.
Ibid.
11.
Articles 3(2)(4) and (5), 2002 Law.
12.
Other Council of Europe jurisdictions that permit assisted dying of individuals whose suffering emanates from mental illness include the Netherlands, Luxembourg, Switzerland and Germany. Spain has recently enacted legislation that permitting assisted dying which appears to cover suffering emanating solely from mental illness.
13.
Article 3(3).
14.
Article 7.
15.
The Commission is comprised of 16 members—eight doctors (four of whom must be professors at Belgian universities), four legal specialists (who are either professors of law at a Belgian university or lawyers) and four are experts in the care of patients with incurable illnesses. Members cannot hold political office, and there is a requirement of linguistic parity (ie French and Dutch), with three candidates of each gender being represented from each language.
16.
Article 6(1).
17.
Article 7.
18.
19.
Ibid.
20.
21.
22.
23.
24.
Ibid. at [7].
25.
Ibid. at [8]-[9].
26.
Ibid. at [10].
27.
Ibid. at [18].
28.
Ibid. at [17]-[18].
29.
Ibid. at [23].
30.
Ibid. at [14], [15] and [19].
31.
Ibid. at [21] at [97].
32.
Ibid. at [27].
33.
Only the applicant’s daughter responded to the email, indicating that she respected her mother’s decision. The applicant did not reply: Ibid. at [12].
34.
Ibid. at [12] and [25].
35.
Ibid. at [29]-[30].
36.
‘une personne de confiance’: Ibid. at [24].
37.
‘un état de deuil pathologique’: Ibid. at [31].
38.
ibid.
39.
Ibid. at [35].
40.
Ibid. at [38].
41.
The judgment refers to the complaint being lodged against ‘X’ but the context strongly suggests that this was Professor D: Ibid. at [39].
42.
Ibid. at [40].
43.
Ibid. at [41].
44.
Ibid. at [46].
45.
Ibid. at [48]-[49].
46.
Ibid. at [166]-[167].
47.
Ibid. at [131].
48.
See
49.
50.
Ibid. at [141], [146] and [166].
51.
Ibid. at [149]-[152].
52.
Ibid. at [155].
53.
Ibid. at [159].
54.
Ibid. at [5] and [161].
55.
Ibid. at [162].
56.
Ibid. at [163].
57.
Ibid. at [166] and [177].
58.
See eg
59.
Ibid. at [168].
60.
Ibid. at [177].
61.
Ibid. at [180]-[181].
62.
63.
Ibid. at [13].
64.
Ibid. at [1].
65.
Ibid. at [15]-[21].
66.
67.
See, for instance,
68.
See eg
69.
See eg
70.
71.
72.
M. De Hert, S. Loos and K. Van Assche, ‘Euthanasia of a person with a psychiatric disorder does not violate the European Convention on Human Rights (
73.
74.
75.
The reliance on
76.
Ibid. 134.
77.
See eg Recommendation 16 of the Expert Panel on MAID and Mental Illness as set out in Special Joint Committee on Medical Assistance in Dying, ‘Medical Assistance in Dying and Mental Disorder as the Sole Underlying Condition: An Interim Report’, June 2022, Appendix A, available at https://www.parl.ca/Content/Committee/441/AMAD/Reports/RP11896958/amadrp01/amadrp01-e.pdf (accessed 12 January 2023). Similarly, the permissive scheme currently being considered in Jersey provides for a ‘special Tribunal’ to ‘confirm the Coordinating Doctor’s approval’ in cases involving individuals who are suffering unbearably as a result of a non-terminal physical illness: Government of Jersey, ‘Assisted Dying in Jersey’, available at
(accessed 12 January 2023).
78.
79.
80.
81.
Judge Serghides ‘wonder[ed] how the right to life could remain a concrete and effective right if one were willing to accept a procedure, particularly euthanasia, which would deny it’ (
82.
Which involved a challenge to the compatibility of the UK’s blanket ban on assisted suicide with Article 8 of the ECHR:
83.
Ibid. at [357].
84.
85.
See the discussion in
86.
Including, for instance, the Republic of Ireland, Jersey, and Portugal.
87.
88.
Declaration of conflicting interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) received no financial support for the research, authorship, and/or publication of this article.
