Abstract
Introduction
In bipolar women who took lithium during pregnancy, several epidemiology studies have reported small increases in a rare fetal cardiac defect termed Ebstein’s anomaly.
Methods
Behavioral, environmental, and lifestyle-associated risk factors associated with bipolar disorder and health insurance status were determined from an Internet search. The search was conducted from October 1, 2023, through October 14, 2023. The search terms employed included the following: bipolar, bipolar disorder, mood disorders, pregnancy, congenital heart defects, Ebstein’s anomaly, diabetes, hypertension, Medicaid, Medicaid patients, alcohol use, cigarette smoking, marijuana, cocaine, methamphetamine, narcotics, nutrition, diet, obesity, body mass index, environment, environmental exposures, poverty, socioeconomic status, divorce, unemployment, and income. No quotes, special fields, truncations, etc., were used in the searches. No filters of any kind were used in the searches.
Results
Women who remain on lithium in the United States throughout their pregnancy are likely to be experiencing mania symptoms and/or suicidal ideation refractory to other drugs. Pregnant women administered the highest doses of lithium salts would be expected to have been insufficiently responsive to lower doses. Any small increases in the retrospectively determined risk of fetal cardiac anomalies in bipolar women taking lithium salts cannot be disentangled from potential developmental effects resulting from very high rates of cigarette smoking, poor diet, alcohol abuse, ingestion of illegal drugs like cocaine or opioids, marijuana smoking, obesity, and poverty.
Conclusions
The small risks in fetal cardiac abnormalities reported in the epidemiology literature do not establish a causal association for lithium salts and Ebstein’s anomaly.
Introduction
Mood disorders include bipolar I, bipolar II, and cyclothymia (bipolar III). Bipolar I disorder is defined by manic episodes lasting for at least 7 days. Depressive episodes lasting at least 2 weeks also occur. 1 Bipolar II disorder is defined by depressive and hypomanic episodes, with the hypomanic episodes being less severe than the manic episodes experienced in bipolar I disorder. 1 However, the depressive cycles can sometimes last longer in bipolar II disorder such that bipolar II disorder is not a milder form of bipolar I disorder but rather a separate diagnosis. 2 Cyclothymic disorder or cyclothymia is defined by recurring hypomanic and depressive symptoms less intensive and persistent than those seen in hypomanic or depressive episodes. 1
In 1970, the US FDA approved lithium as a treatment for mania. 3 FDA approval for use as a maintenance/prophylactic treatment for manic-depressive episodes followed in 1978. It was not until 25 years later in 1995 that a second drug was approved by the FDA as a treatment for mania, that is, the anticonvulsant agent valproic acid. 4 Lithium has a narrow therapeutic window. Following oral administration, lithium is rapidly and completely absorbed from the gastrointestinal tract where it is first found in serum and then redistributes to various tissue compartments. Lithium is not metabolized and 95% of the dose is excreted in unchanged form via the kidneys. 5
Lithium can be prescribed to treat an acute manic episode, to prevent the recurrence of a manic episode, and paradoxically to prevent recurrence of depression given that lithium is not effective in treating a current episode of depression. 6 In adults, the usual lithium carbonate dose for acute mania in bipolar disorder is 1800 mg/day. This dose is achieved by either administering 600 mg orally 3 times per day, or by oral dosing with 900 mg extended-release formulation 2 times per day. For prophylactic long-term control, the usual oral dose is 900–1200 mg/day either by 300–600 mg regular release 2-3 times per day, or an extended-release formulation of 600 mg orally 2 times per day. 7 Concerns regarding the potential kidney and thyroid side effects of lithium necessitate patient screening and monitoring. After starting lithium therapy, the target plasma level is between 0.8 and 1.2 mmol/L. Some patients that cannot tolerate the 0.8 level can sometimes be maintained successfully at 0.6 mmol/L. Levels should not exceed 1.2 mmol/L due to lithium side effects.8,9
FDA-approved drugs for bipolar disorder.
Only about 10% of bipolar patients in the US are prescribed lithium in contrast with prescription rates as high as 50% in some European and Scandinavian countries. 11 Throughout the developed world prescriptions for lithium are declining most likely due to the availability of newer drugs for the treatment of bipolar disorder. 12 Two comparative superiorities underlie the selection of lithium salts from among the other approved drugs despite its potential side effects of weight gain, kidney toxicity, thyroid dysfunction, and reported risks in pregnancy, that is, treatment of mania and suicidal ideation.
The American College of Obstetricians and Gynecologists lists lithium as contraindicated for pregnancy and lactation. 13 The United States Food and Drug Administration categorizes lithium as having positive evidence of risk for pregnancy and possible hazardous risk for lactation. 14 While lithium carbonate is reserved for pregnant women with severe symptoms of bipolar disorder, or women who do not respond to other drugs, there are several options available to the treating psychiatrist. Lamotrigine is useful for prophylaxis of mania but does not treat acute mania. 15 The atypical antipsychotics aripiprazole, olanzapine, quetiapine, and risperidone can treat acute mania and are considered safe during pregnancy. 16 Atypical antipsychotics including olanzapine/fluoxetine combination, quetiapine, and lurasidone are efficacious against acute bipolar depression. 17
Behavioral, environmental, and lifestyle-associated risk factors associated with bipolar disorder and health insurance status were determined from an Internet search. The search was conducted from October 1, 2023, through October 14, 2023. The search terms employed included the following: bipolar, bipolar disorder, mood disorders, pregnancy, congenital heart defects, Ebstein’s anomaly, diabetes, hypertension, Medicaid, Medicaid patients, alcohol use, cigarette smoking, marijuana, cocaine, methamphetamine, narcotics, nutrition, diet, obesity, body mass index, environment, environmental exposures, poverty, socioeconomic status, divorce, unemployment, and income. No quotes, special fields, truncations, etc., were used in the searches. No filters of any kind were used in the searches.
The aim of the present study is to demonstrate that pregnant bipolar patients are a unique patient population experiencing numerous co-morbidities which have reported risk factors for congenital heart defects of the same or larger magnitude than the reported risks attributed to lithium. In addition, the weight-of-the-evidence garnered from epidemiology and animal toxicology studies strongly suggests that workers in an industrial environment, employing standard methods of industrial hygiene practice, are not at increased risk from lithium exposure in the workplace.
Putative developmental toxicity of lithium
Lithium is not teratogenic in rats
In late 2021, the European Chemicals Agency’s Risk Assessment Committee (ECHA RAC) concurred with French proposals to classify lithium carbonate, lithium hydroxide and lithium chloride as Category 1A reproductive toxicants. 18 To assess the potential reproductive toxicity of lithium, a two-generation reproductive toxicity study and a prenatal developmental toxicity study in rats 19 was initiated by the Lithium Consortium in the context of REACH regulation. The respective results are reported in detail by Van Deun et al. (2021). 19 The prenatal developmental toxicity study was conducted under OECD TG 414 guideline and employed doses by oral gavage of 10, 30, and 90 mg Li carbonate/kg body weight/day (1.9, 5.7, and 17.1 mg Li+/kg body weight/day). The 90 mg/kg body weight/day dose resulted in signs of toxicity in association with peak plasma concentrations in the toxic range, that is, >1.0 mEq lithium/L. No developmental toxicity was observed in any of the pups from treated animals up to and including doses causing the lead systemic toxic effect (kidney toxicity). The two-generation study was carried out with a lower dosage regimen due to the longer duration of dosing and based on the results (kidney toxicity) of a dose range finding study. At 5, 15, and 45 mg Li carbonate/kg body weight/day (0.95, 2.85, and 8.55 mg Li+/kg body weight/day), no adverse effects were seen in any of the fertility parameters tested, including sperm parameters such as total motility, progressive motility, morphology of testicular and cauda epididymal sperm. In addition, no findings on male reproductive organs (e.g., weight changes or effects noted at macroscopic evaluation or at histopathology) were noted. There were also no adverse effects in the females, nor in the offspring, including no findings related to sex-ratio, litter size, pup weight, nor any other parameter tested in an OECD 416 study design for reproductive toxicity. It should be noted that kidney toxicity, that is, the most sensitive lithium effect, was seen for the highest test dose.
Rodents are an appropriate animal model for examining potential developmental effects of lithium administration as many other agents, actions, and pathophysiological states have been shown to induce fetal cardiac defects. Maternal nicotine exposure induces congenital heart defects (CHDs) in the offspring of mice. 20 Sodium valproate induces cardiac malformations in mice. 21 Ochratoxin A causes heart defects in hamsters. 22 Bisphenol A adversely impacts fetal rat heart gene expression related to development. 23 Bis-diamine induces Tetralogy of Fallot, truncus arteriosus, abnormal myocardial architecture, and anomalies of the aortic arch. in fetal rats. 24 Trichloroacetic acid is a cardiac teratogen in fetal rats. 25 Nitrofen induces neural-crest cardiac defects in fetal rats. 26 Nimustine hydrochloride causes cardiovascular anomalies in fetal rats. 27 In fetal rats during the periconception period, arsenic induces heart abnormalities. 28
There are many other examples of agents, actions, or conditions that can cause fetal cardiac defects in rats and other rodents. The ability of rodent models to induce fetal cardiac defects from a wide range of exposures including chronic hypoxia, 29 maternal diabetes, 30 cocaine, 31 nicotine, 20 alcohol, 32 anticonvulsants, 21 and numerous chemicals, supports the relevance of the negative fetal developmental results reported for lithium by Van Deun et al. (2021). 19
Epidemiology studies reporting developmental effects
Concerns regarding the developmental toxicity of lithium date back to the early 1970s. At that time, the International Register of Lithium Babies (IRLB) evaluated infants born to bipolar mothers prescribed lithium during the first trimester.33,34 Based on only 2 cases, the IRLB suggested a risk for Ebstein’s anomaly of 400-fold, and 5.3-fold overall risk for cardiac defects. The IRLB continued to monitor cases and by 1979 had accumulated 225 babies born to bipolar women prescribed lithium. 35 The IRLB final report issued in 1979 described 18 infants with CHDs (8%) and six infants with Ebstein’s anomaly (3%). 36
Following the initially alarming IRLB report, a series of epidemiology studies and an influential meta-analysis conducted by Fornaro et al. (2020) 59 were conducted that reported much lower risks for Ebstein’s anomaly in infants born to women taking lithium in pregnancy.35,37–60 The ECHA RAC considers the Patorno et al. (2017) study to be the most relevant study toward evaluating the risk of lithium administration to pregnant bipolar women. 35 Patorno et al. (2017) is a retrospective analysis of 1,325,563 pregnancies in women who were enrolled in Medicaid and who delivered a live-born infant between 2000 and 2010. 35 The primary endpoint was the risk of cardiac malformations among infants exposed to lithium during the first trimester as compared with unexposed infants. The secondary analysis compared infants exposed to lithium with infants exposed to the commonly prescribed mood stabilizer lamotrigine.
Lithium and Ebstein’s anomaly
The tricuspid valve is also known as the right atrioventricular valve. It is located on the right side of the heart between the right atrium and the right ventricle. The tricuspid valve directs blood from the right atrium to the right ventricle and prevents blood from flowing backwards between those two chambers. After the right atrium fills, the tricuspid valve opens, and lets blood flow into the right ventricle. Next, the right ventricle contracts to send blood to the lungs. The tricuspid valve closes tightly thereby preventing blood from flowing backwards into the right atrium. 61
The tricuspid valve is constructed from three thin strong flaps of tissue called leaflets or cusps. The valve is positioned vertically. The leaflets are named via their orientation, i.e., anterior, posterior, and septal. Thin, strong cords called chordae tendineae connect the leaflets to the papillary muscles of the ventricle. The microanatomy of the leaflets consists of a layered microstructure comprising a hierarchical arrangement of collagen, elastin, proteoglycans, and various cell types. 62
Ebstein’s anomaly is a complex, congenital heart defect. The tricuspid valve and right side of the heart are malformed. Several other cardiac abnormalities can be found in association with Ebstein’s anomaly including atrial septal defect (hole in the wall separating the atria), conduction system abnormalities, patent foramen ovale (small hole between the atria), pulmonary stenosis (narrowing of the valve between the right ventricle and the pulmonary arteries), and ventricular septal defect (hole in the wall separating the ventricles). The severity of the abnormalities determines the treatment plan for a patient with Ebstein’s anomaly. Less severe tricuspid damage can be surgically repaired, with more severe damage requiring valve replacement. Any associated cardiac abnormalities are also repaired. 63 Ebstein’s anomaly is extremely rare presenting at a rate of approximately 1 case per 200,000 live births and representing less than 1% of CHDs. 64
Risk factors in medicaid beneficiaries and patients
Medicaid is a joint federal and state program. Federal law requires states to cover certain mandatory eligibility groups including low-income families, qualified pregnant women, qualified children, and individuals receiving Supplemental Security Income (SSI). [SSI is a federal program that provides monthly payments to the disabled or to older adults with little or no income.] Individual states can expand coverage to other groups such as those receiving home and community-based services, and certain children in foster care. 65
In 2023, TheraThink Mental Health Insurance Billing Service rated the reimbursement rates for psychiatrists by insurance type (Commercial, Medicare [federal medical insurance for the elderly], and Medicaid), psychiatric Current Procedural Technology (CPT) code rendered, and by each insurance company’s rate. 66 Medicaid was ranked in the lowest paying tier. In 2023, Medicaid paid psychiatrists at 81.0% of Medicare rates. The median percentage was even lower at 76%. 67 Medicaid does not allow patients to be billed for missed appointments (Texas Medical Association 2020) in contrast with privately insured patients. 68 The inadmissibility of billing for missed appointments is exacerbated by a higher-than-average number of missed visits, that is, “no shows,” seen in Medicaid populations.69–71 Due to low reimbursement rates, many psychiatrists do not accept Medicaid patients with only 35% accepting Medicaid insurance in 2015. 72
Chapel et al. (2017) reviewed the prevalence of chronic diseases in adults covered by Medicaid. 73 Using nationally representative data on beneficiaries aged 18–64 years, 55.7%–62.1% had at least one chronic condition.74–76 For all adults nationally, the percentage having at least one chronic condition is 50%, but the 50% number would be significantly lower if it did not include the greater than 17% of the US population 65 years and older (Statista Research Department 2023) who have much higher rates of chronic disease.77–79 Medicaid covers some disabled persons, who on average have even worse health than the general low-income Medicaid population.80,81 While inclusion of disabled Medicaid patients makes some contribution to the 55.7–62.1 percentage, the much more significant contribution is provided by poorer health in the overall Medicaid population as compared with persons at similar low-income levels not on Medicaid.75,76 Medicaid beneficiaries have relatively high rates of cardiovascular disease and atherosclerotic manifestations,75,82,83 hypertension,75,76,83–85 hyperlipidemia, and diabetes.86–89
The high prevalence of chronic diseases in Medicaid patients is consistent with a high prevalence of lifestyle and behavior-related risk factors for chronic diseases. A higher percentage of Medicaid beneficiaries smoke cigarettes than privately insured individuals (25.3% vs 11.8%). 90 In a study on 328,578 patients who underwent surgery in Michigan, 43% of patients covered by Medicaid smoked as compared with 22.3% in the overall patient sample. After adjusting for clinical and demographic factors, the odds ratio for increased smoking in Medicaid patients as compared with privately insured patients was 2.75 (95% Confidence Interval 2.69–2.82). 91 Obesity is more common among Medicaid beneficiaries. Mylona et al. (2020) studied 74,089 adults (18–65 years old) who visited a statewide health network in Rhode Island during 2017. 92 The overall prevalence of obesity within the Rhode Island cohort was 38.88% with the prevalence of obesity varying significantly by ethnicity – 16.77% in Asians, 37.49% in whites, 44.23% in Hispanics, and 48.44% in Blacks. Medicaid beneficiaries were 27% more likely to have obesity than privately insured patients (Odds Ratio:1.27, 95% Confidence Interval 1.22–1.32). Medicaid beneficiaries with obesity had a higher prevalence of diabetes compared with the privately insured with obesity (10.58% vs 4.45%). 92
Marijuana use is more common among young Medicaid beneficiaries aged 25–34. 93 Opioid use is much higher in Medicaid beneficiaries than in the privately insured. Sullivan et al. (2016) studied 273,200 adults in the State of Washington covered by Medicaid who had a paid claim for an opioid prescription between April 1, 2006, and December 31, 2010. 94 Medicaid patients showed 6 times the number of fatal opioid overdoses as privately insured patients. In a study on 6,454,775 weighted hospitalizations with Cocaine Use Disorders in the United States from 1998 to 2014, Medicaid patients were disproportionately overrepresented. 95 Alcohol abuse is more common among Medicaid beneficiaries than among the privately insured. Suen et al. (2022) conducted a retrospective analysis of the National Hospital Ambulatory Medical Care Survey covering the period 2014-2018. 96 These authors reported that 9.3 million emergency room visits (9.4% of the total) were related to alcohol or drug abuse. Similarly, 1.4 million hospitalizations (11.9% of total admissions) were related to alcohol or drug abuse. Medicaid patients were overrepresented accounting for 33.1% of the alcohol abuse and 35% of the substance abuse emergency room visits.
In summary, Medicaid patients suffer from overall poor health with high rates of obesity, diabetes, hypertension, and cardiovascular disease. Medicaid patients smoke cigarettes and drink alcohol at elevated rates as compared with the general population. In addition, Medicaid patients smoke marijuana, take opioids, and ingest cocaine at comparatively higher rates. The net result is that Medicaid patients are not comparable to the general population. In a retrospective epidemiology study, adjustment for the large number of potential confounders extant in Medicaid populations is required to establish the risk of a therapeutic agent. Given the potential for a pregnant woman on Medicaid to underreport cigarette, alcohol, and drug use, identifying the relevant potential confounders would be highly problematic. A further complication is introduced by women on Medicaid suffering from high rates of depression with The Centers for Medicare & Medicaid Services’ Chronic Condition data reporting a prevalence rate of 22.6%. 97
Risk factors in bipolar patients
Chronic disease risk factors seen at elevated rates in bipolar patients overlap strongly with risk factors found at elevated rates in Medicaid beneficiaries but at even higher prevalence rates. Approximately 60%–70% of bipolar patients smoke tobacco as compared with 25%–30% in the general population.98–100 The co-morbidity of alcohol use disorder and bipolar disorder is reportedly 45%,101,102 and the odds ratio for alcohol use disorder in bipolar I disorder is higher than for bipolar II disorder (odds ratios of 3.5 and 2.6, respectively). 103 The National Epidemiologic Survey on Alcohol and Related Conditions-III (NESARC-III) (wave III, 2012–2013) reported rates and odds ratios for 12 months and lifetime prevalence of specific substance user disorders (SUD). The substances studied included amphetamine, cannabis, club drug, cocaine, hallucinogens, heroin, non-heroin opioids, sedatives or tranquilizers, and solvent or inhalant use disorders. 104 The total sample size was n = 36,309. Prevalence rates of 12-months and lifetime SUD were 3.9% and 9.9%, respectively. Bipolar I disorder individuals had a significantly increased 12-month SUD odds ratio of 1.5 (95% CI, 1.06–2.05) and lifetime SUD odds ratio of 1.4 (95% CI, 1.14–1.74). Bipolar disorder patients are at increased risk for developing eating disorders or disordered eating symptoms compared to the general population. The eating pathologies commonly associated with bipolar disorder are bingeing and/or purging symptomatology. 105 Higher divorce rates are consistently reported in association with bipolar disorder. 106 Bipolar disorder is associated with high rates of unemployment and job instability. The National Depressive and Manic-Depressive Association reported that approximately 60% of individuals with bipolar disorder are unemployed, including patients with college degrees. In addition, 88% of survey respondents with a bipolar diagnosis reported occupational difficulties. 107 Another large registry of patients with bipolar disorder reported a similar unemployment rate of about 60%. 108 A US national sample of respondents self-reporting a diagnosis of bipolar disorder reported a 40% reduction in paid employment. 109 Bipolar disorder (BD) is associated with obesity, being clinically overweight, and with abdominal obesity. 110
Risk factors for congenital heart defects
Congenital heart defects risk factors in pregnant bipolar patients compared with lithium risk ratios from Paterno et al. (2017). 35
aValues in parentheses are 95% Confidence Intervals.
OR – Odds Ratio.
aOR – Adjusted Odds Ratio.
RR – Relative Risk.
In a large California-based study, alcohol‐related diagnostic codes in pregnancy were associated with an increased risk of CHDs, most notably endocardial cushion and conotruncal defects. 119 This was a retrospective analysis of hospital discharge records from the California Office of Statewide Health Planning and Development and linked birth certificate records restricted to singleton, live‐born infants from 2005 to 2017. Of the 5,820,961 births included, 16,953 had an alcohol‐related International Classification of Diseases, Ninth and Tenth Revisions (ICD‐9; ICD‐10) code during pregnancy. The maternal alcohol-related code was associated with an overall risk for CHDs (relative risk 1.33–1.84), conotruncal defects (relative risk 1.62–2.11), and endocardial cushion defects (relative risk 2.71–3.59).
Some studies have reported associations between cigarette smoking and increases in CHDs. Malik et al. (2008) reported that maternal smoking during pregnancy was associated with septal and right-sided obstructive defects. 120 Lee and Lupo (2013) conducted a meta-analysis based on 18,282 congenital heart defect cases and reported an overall relative risk of 1.11 (CI 1.02–1.21) for smoking during pregnancy and the risk of CHDs. 121 Based on 2977 congenital heart defect cases, the relative risk for septal defects was 1.44 (95 % CI 1.16–1.79). Sullivan et al. (2015) reported that maternal smoking was associated with pulmonary valve anomalies (adjusted OR 1.48 [95% CI 1.15–1.90]), pulmonary artery anomalies (adjusted OR 1.71 [95% CI 1.40–2.09]), and isolated atrial septal defects (adjusted OR 1.22 [95% CI 1.08–1.38]). 94
Several studies have reported significant increases in CHDs in infants associated with opioid use in pregnancy. Ramphul et al. (2020) reported odds ratios of approximately 3 for prenatal opioid exposure and CHDs. 122 Prenatal opioids were associated with tetralogy of Fallot, peri-membranous ventricular septal defect, and ventricular septal defect with atrial septal defect (adjusted OR 1.8–2.3). 123 In an Iranian cohort of 225 children with CHDs, 23.5% had parents addicted to opium as compared with only 2.3% in the control group. This difference was statistically significant, with the most common presentation being ventricular septal defect. 124 Broussard et al. (2011) examined the potential teratogenic effect of maternal opioid treatment from 1 month before pregnancy to the end of the first trimester. 125 Self-reported therapeutic use was reported by 2.6% of 17,449 case mothers and 2.0% of 6701 control mothers. Prescription opioid use was associated with several CHDs including conoventricular septal defects (OR 2.7 [95% CI 1.1–6.3]), atrioventricular septal defects (OR 2.0 [95% CI 1.2–3.6]), and hypoplastic left heart syndrome (OR 2.4 [95% CI 1.4–4.1]).
The association between birth defects and prenatal illicit drug use was examined in a Hawaiian population-based pregnancy outcome registry. 126 The cases included all infants and fetuses presenting with any of 54 selected birth defects delivered during 1986–2002. Compared to prenatal use rates among all deliveries, prenatal methamphetamine, cocaine, or marijuana use rates were calculated for each birth defect. Among normal deliveries, the prenatal use rate for methamphetamine was 0.52%, for cocaine 0.18%, and for marijuana 0.26%. There were 14 birth defects among methamphetamine users accounting for 26% of the total birth defects in the cohort. Thirteen birth defects were seen among cocaine users accounting for 24% of the total birth defects. Twenty-one birth defects were found in marijuana users accounting for 39% of the birth defects. The birth defects reported in methamphetamine, cocaine, and marijuana users affected the central nervous system, cardiovascular system, oral clefts, and limbs. Cocaine use in pregnancy has been associated with increased risks of CHDs. Animal models demonstrate adverse effects of cocaine on the developing heart. 31 Lipshultz et al. (1991) reported a relative risk of 3.7 (95% CI 1.4-9.4) for cardiac anomalies in cocaine-positive infants. 127 There were 65 cardiac anomalies out of 100 live births in cocaine-positive infants. In infants not positive for cocaine, there were 18 cardiac anomalies out of 1000 live births. For self-reported maternal and paternal cannabis use, a two-fold increase in risk of isolated simple ventricular-septal defects was reported. 128 McElhatton et al. (1999) conducted a prospective follow-up of 136 babies exposed in utero to the recreational drug ecstasy. 129 Use of the drug was associated with an increased risk of all congenital defects (15.4% [95% CI 8.2–25.4]) with the risk of cardiovascular anomalies reported as 26 per 1000 livebirths.
In a large California-based study on 7698 infants with CHDs and 2,411,953 infant controls, social deprivation, and exposure to environmental pollutants were associated with CHDs. 130 The study considered infants born in California from 2007 to 2012. A social deprivation index and an environmental exposure index were constructed with quartiles. Quartile 1 was assigned to the most favorable group of infants, and quartile 4 was the least favorable. The overall incidence of CHDs in the entire cohort was 3.2 per 1000 live births. CHD was significantly more common in quartile 4 as compared with quartile 1. The social deprivation index was 0.35% versus 0.29%, OR 1.31 (95% CI 1.21–1.41). The environmental exposure index was 0.35% versus 0.29%, OR 1.23 (95% CI 1.15–1.31) after adjusting for maternal race, ethnicity, and age. In Ontario Canada, lower maternal neighborhood household income, poverty, lower educational level, and unemployment status had positive associations with CHDs. 131 Children born in low socioeconomic areas of Ontario represented 23% of all births and had significantly higher rates of CHDs (rate ratio 1.20 [95 CI 1.15-1.24]). Agha et al. (2011) reported that free and universal access to healthcare does not eliminate the socioeconomic gap observed in the prevalence of CHD in Ontario. 132 A similar association between low SES and CHD has been reported by Zhang et al. (2022). 133 They studied 44,578 subjects and found higher household income and higher maternal education level to be protective against CHD. In addition, several studies have reported that maternal diets high in saturated fats, pyrolysis products, and preservatives, and low in fiber, minerals, and vitamins are associated with an increased risk for CHD.134–137
Differences among the low, medium, and high-dose groups in Patorno et al. (2017)
The proposal by the ECHA RAC to classify lithium carbonate, lithium hydroxide and lithium chloride, as Category 1A reproductive toxicants 18 is heavily dependent upon the results of Patorno et al. (2017). 35 This large study was a retrospective analysis of 1,325,563 pregnancies in women who were enrolled in Medicaid and who delivered a live-born infant between 2000 and 2010. Lithium exposure in the first trimester occurred in 663 of the 1,325,563 pregnancies, that is, 0.05% of the total pregnancies. There were 16 cases of cardiac malformations reported in the 663 lithium-exposed pregnancies. Of the 16 total cases, the authors do not describe the distribution of cases among the three dose groups. However, the number of lithium-exposed pregnancies are given as 305 for ≤600 mgs per day, 235 for 601–900 mgs per day, and 123 for >900 mgs per day. The reported risk ratios were 1.11 (95% CI, 0.46- 2.64) for a daily dose of 600 mg or less, 1.60 (95% CI, 0.67–3.80) for 601 to 900 mg, and 3.22 (95% CI, 1.47–7.02) for more than 900 mg. An increased risk of lithium exposure was only seen in the >900 mg per day highest dose group. The distribution of cases suggests that there were less than 10 CHD cases in the statistically significant highest-dose group. From this result, the authors conclude that there is an increased risk for cardiac malformations in women exposed to lithium in the first trimester and a dose-response.
In Table S6 in the Supplement to Patorno et al. (2017), several important differences among the 3 dose levels of lithium carbonate confound the conclusion of a positive association between first trimester lithium exposure and cardiac malformations. 35 First, there is an increasing percentage of bipolar disorder diagnosis from the lowest to highest lithium dose groups, that is, 61.6%, 66.8%, and 74%, respectively. Concomitant with the increase in bipolar disorder diagnosis, is an increase in use of anti-psychotics in conjunction with lithium administration, that is, 41.3%, 46.8%, 58.5%. These data strongly suggest that the highest lithium dose group suffers from a higher degree of psychosis than the lower lithium dose groups. Since the therapeutic dose of lithium is close to the systemic toxic dose,8,9 pregnant women on the >900 mg/day dose can be assumed to have not responded sufficiently at lower lithium doses as the psychiatrist would prescribe the lowest effective dose. The refractoriness of the highest lithium dose group is consistent with that group also being prescribed atypical antipsychotics to achieve symptomatic relief. Coadministration of >900 mg/day lithium carbonate and atypical antipsychotics indicates that the high lithium dose group is struggling with episodes of mania.
The risk factors seen in bipolar disorder that are also risk factors for CHDs are more pronounced in patients with more severe disease as manic episodes are associated with an enhanced sense of well-being, frenzied activity, and risk-taking behaviors. 6 Patients receiving the highest dose levels of lithium carbonate are also expected to have the highest exposures to nicotine and carbon monoxide, alcohol, poor diet, a panoply of illegal narcotics, and socioeconomic stressors. Patorno et al. (2017) note the possibility of undetected confounding in their Table S2 (supplement) and in the main text as follows; 35
“First, although the availability of detailed maternal information through the MAX data set and our propensity-score adjustment allowed for control for a large number of confounders, we cannot rule out the possibility of residual confounding by characteristics that are not captured or are incompletely captured in our database. For example, suggested risk factors for cardiac malformations, such as obesity, smoking, or alcohol use disorders, appeared to be under recorded in our data and to be more prevalent among women exposed to lithium”.
The original concern that led to the establishment of the IRLB has now been widened by some more recent publications considering alternative causation for Ebstein- or other heart malformations independent of Li exposure. Boyle et al, 48 for example, investigated a European cohort (EURECAT) of 5.6 million births. In the introduction to their study, they write “An association between Ebstein’s anomaly and maternal lithium exposure was first reported in the 1970s and led to recommendations that are still in place today to switch to other antipsychotics during pregnancy where possible, but this association has been disputed in more recent literature. Associations have also been found with other exposures, including benzodiazepines, antihypertensives, valproic acid, marijuana, and organic solvents. A previous study of congenital anomalies associated with selective serotonin reuptake inhibitors use, using some of the same data, found an association with Ebstein’s anomaly.” The putative association of bipolar disorder with other (i.e., non-lithium) anti-psychotic drugs further questions whether the increased risk for CHD in bipolar disorder may be a consequence of the behavioral aspects associated with a bipolar disease condition – irrespective of the treatment regimen.
A small prospective study of an Israeli cohort (Diav-Citrin, 2014) 55 reports Odds Ratios for cardiovascular anomalies in association with the independent variable “Lithium exposed” and “Bipolar disorder” (the latter referring to diagnosis of disease irrespective of treatment). The Odds Ratios for CHD are 4.75 and 5.43, respectively. The Odds Ratio associated with “Lithium” (4.75) reaches statistical significance (p = .04) and is reported in the text of the paper. The higher Odds Ratio for “Bipolar Disorder” (5.43) does not reach statistical significance due to the wide 95% CI and a p-value of 0.06 and is consequently not reported in the text. The Odds Ratios are sufficiently close that they at least suggest an equal risk of CHD for a baby born to a lithium-treated versus a non-lithium-treated bipolar patient. In conclusion, the diagnosis of “Bipolar Disorder” itself being a risk factor for CHD is supported by these findings.
Exposure to therapeutic lithium carbonate is not comparable to industrial handling of lithium products
In industrial settings, process control engineers and industrial hygienists employ state-of-the-art technology to ensure that workers who handle lithium salts, and products containing lithium salts, are not exposed to dusts generated by handling lithium carbonate or lithium hydroxide. In addition to employing processes that minimize dust production and ventilate or filter dust away from the work area, appropriate personal protective equipment (PPE) is used whenever needed. PPE can include a hardhat, earplugs, safety glasses, gloves, steel-toed shoes, fire-retardant clothing, coveralls constructed of 3M™ Tyvek, Gentex (powered air-purifying respirator) PAPR with Acid Gas/high-efficiency particulate air (HEPA) cartridges or 3M™ filtering facepiece 8271 N-95 (personal communication with Kenneth Pirozzi, Corporate Industrial Hygienist). The therapeutic ingestion of 600–900 mgs of lithium carbonate per day is in no way comparable to an industrial environment in which the goal is no worker exposure to lithium salts. Therefore, the use of clinical pharmacology data to set hazard standards for industrial handling of lithium salts and products containing lithium salts is inappropriate.
Conclusions
Given the medical, financial, and logistical challenges associated with prescribing and monitoring lithium carbonate administered to a pregnant Medicaid patient, this population is almost certainly comprised of the most severe subset of bipolar patients who had not responded to other medications previously. The risk of substance abuse increases with disease severity as patients suffering from mood disorders struggle with poor impulse control, and manic episodes increase the perception of energy and decrease the perception of risk. Pregnant bipolar patients are a unique patient population experiencing numerous co-morbidities which have reported risk factors for CHDs of the same or larger magnitude than the reported risks attributed to lithium. Accurate self-reports of activities strongly contraindicated in pregnancy including degree of cigarette smoking, daily alcohol consumption, and illicit drug use cannot be obtained. Retrospective epidemiology studies cannot adequately disentangle any potential effect of lithium on CHDs from the large number of coincident risk factors for CHDs found in bipolar patient populations. The extremely large number of live births required to detect CHDs in lithium-exposed infants renders prospective epidemiology study designs attempting to better control for confounders logistically unfeasible.
It is not surprising that retrospective epidemiology studies attempting to estimate the strength of an association between first-trimester exposure to lithium carbonate would report very small increases in the risk of CHDs caused by comorbidities commonly experienced by bipolar patients. The biomedical literature is replete with examples of “indication bias” wherein administration of a therapy or therapeutic can appear to be associated with an outcome, but the outcome is in fact caused by the condition for which the patient is being treated. 138 Similarly, epidemiology studies can suffer from Berkson’s bias wherein cases missing disproportionately from either the active treatment group or the control group can adversely alter the statistical analysis and thus the conclusions of the study. 139
The weight-of-the-evidence strongly suggests that workers in an industrial environment, employing standard methods of industrial hygiene practice, are not at increased risk from lithium exposure in the workplace. Classification of lithium as a reproductive toxicant will not improve worker safety but will unnecessarily burden the recycling of products containing lithium, along with the transport, storage, and handling of these materials.
Footnotes
Declaration of conflicting interests
The author(s) declared the following potential conflicts of interest with respect to the research, authorship, and/or publication of this article: Carr J. Smith, Ph.D., DABT is employed by Albemarle Corporation, a manufacturer of lithium.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This work was supported by Albemarle Corporation. Victoria M. Payne, M.D., M.S., was compensated for consulting services to Albemarle Corporation regarding the pharmacological treatment and management challenges inherent in care for pregnant bipolar patients.
