Abstract
The fluid jet polishing (FJP) is an ultra-precision and non-contact type polishing process for generating high-quality surface finish in automotive dies manufactured from ductile materials like AISI H13 die steel. This paper presents a study on FJP polishing of AISI H13 die steel material using a custom-designed 3D-printed Ti6Al4V (Ti64) nozzle and silicon carbide (SiC) abrasive slurry. The study presents an effect of pressure, stand-off distance and polishing time on the surface finish while using water-based abrasive slurry mixed with water-soluble cutting oil. The Central Composite Design (CCD) method was used to develop the experimental plan. ANOVA analysis was performed to develop a regression model and find the contribution of each parameter on the percentage change in surface roughness. The regression model developed for the FJP process was validated by polishing the plate specimen of AISI H13 having
Introduction
The quality of die and mould surfaces plays an important role in the product quality as well as the productivity of the manufacturing industries. The quality, cost and manufacturing lead time of dies and moulds directly affect the manufacturing productivity and hence the economics of the manufacturing sector. The productivity in dies and moulds manufacturing depends on factors such as the ability to machine them to the specified dimensional accuracy and the required surface finish. The precision dies are used to fabricate components having good mechanical properties, i.e., toughness, hardness and sufficient resistance to withstand high-temperature fatigue cycles. AISI H13 die steel material is one of the preferred materials for precision dies.
The dies used in different applications have complex geometries and curved sculptured shapes. 1 It is desirable to design and manufacture die and moulds parts such that they are free from surface defects, cracks and have better service life. 2 The dies used to produce the components need to have surface roughness in the range of microns and nanometer scale. Thus, surface polishing is one of the critical processes in die manufacturing which consumes around 30%–50% more time as compared to the machining processes. 3 The conventional polishing process, i.e., grinding, lapping and manual polishing are inaccurate, noisy and hazardous processes. 4 At the same time, the modern die materials are quite hard that require the use of automated polishing procedures. Automation of polishing processes can reduce the lead times for dies and moulds manufacturing and enable the manufacturer to achieve better surface quality with enhanced production efficiency.
Most of the automated techniques used for surface polishing of open dies and moulds are still the slowest ones with the polishing time in certain cases constitute a significant percentage of overall die manufacturing time. The advances in die-polishing technologies have helped to minimize such problems to a certain extent and have enabled the achievement of better surface finishing. But these processes still have scope for improvements to make them more efficient in the present context of demand for higher manufacturing productivity and the stringent requirement of product quality.
Many researchers have proposed various non-conventional post-processing techniques such as chemical polishing (CP) and electropolishing (EP), to improve the surface quality.5,6 Some have even used integrated techniques combining with electrical polishing (EP), mechanical polishing (MP) and ultrasonic methods, 7 or use of abrasive jet polishing (AJP) 8 and magnetorheological finishing process (MRF) 9 to improve the surface quality. Compared with these non-conventional polishing processes, FJP process is better suited for polishing of dies and moulds, because of better material removal rate, ability to generate small tool influence function (TIF), no heat generation during polishing and better tool life.10–12
The concept of FJP process was first introduced by Fahnle et al.,
13
wherein a pressurized jet of slurry (mixture of water and abrasive particles) was discharged through a small nozzle at a pressure of
Several investigations have been made to improve the surface finish quality achieved through FJP process, which has led to various findings in terms of the suitable range of the process parameters so as to enhance the stability of the effective material removal zone (also called tool influence function or TIF) and the material removal rate. Tsai et al. 16 used Taguchi approach to optimize the process parameters for minimizing the surface roughness for SKD61 die material using silicon carbide (SiC) abrasive and use of water-soluble machining oil. It has been observed that the fluid pressure and impact angle have a significant effect on the surface roughness, in addition, to stand off distance.
Messelink et al. 17 and Yu et al. 18 improved the polishing efficiency by the addition of pressurized gas into the fluid jet but have achieved severe surface defects and poor surface finish on the polished surface than normal FJP process. Shiou and Asmare 19 developed an innovative rotary multi-jet polishing tool to enhance the surface roughness of Zerodur optical glass and optimized the process parameters using the design of experiment (DOE) approach. Wang et al. 20 developed a multi-jet polishing process to enhance the polishing efficiency of the existing FJP process and achieve a higher material removal rate without degrading the surface integrity. Anbarasu et al. 21 developed a multi-staged low-pressure abrasive slurry jet polishing technique for aluminium oxide (Al2O3) and cerium oxide (CeO2) abrasive particles. Multiple passes of FJP process were used to compare the effect of variation of abrasive particle sizes along with the variation of transverse speed of nozzle and impact angle. The authors observed that the average particle size of Al2O3 abrasive offered a better surface finish when compared to the cerium oxide (CeO2) abrasive particles of the same size in finishing pass. Cheung et al. 22 developed a curvature adaptive multi-jet fluid polishing method (CAMJP) for freeform surfaces which used a technique of controlling the individual nozzle pressure according to the local surface curvature under the jet.
To maximize the surface finish obtained in FJP process, a better understanding about the interaction of jet pressure, stand-off distance and polishing time is required. In an FJP study on polishing of AISI H13 die steel, Wang et al. 23 studied the effect of stand-off distance on the surface generation mechanism and material removal characteristics. It was found from the experimental results that the suitable range of stand-off distance to polish ductile and brittle material were 25–35 mm and 8 mm, respectively, with 1.1 mm nozzle diameter. The concept of sliding-grinding mechanism presented by Tsai et al. 16 shows that the compound additive comprising water and water-based machining oil in FJP process assists in achieving a better surface finish compared to when only water is used as the abrasive carrying media. Moreover, the higher value of stand-off distance in FJP process, if used along with the slurry jet that contains water-soluble machining oil can result in a stable and symmetrical TIF profile on the polished surface.
It can be seen from the literature that the process parameters that influence the quality and the reliability of FJP process include fluid pressure
Material removal mechanism in FJP process
The material in FJP process is removed by the impact of the abrasive particles on workpiece surface. These abrasive particles are accelerated by the drag force of carrier medium which can be lubricating oil and/or water. The particle impingement energy and the resultant particle velocity decide the mechanism of material removal and the quality of the surface finish. The kinetic energy of the abrasive particles depends mainly on the stand-off distance, average particle size and jet pressure. 14 The slurry particles impinging on the surface at an impact angle will lead to the different types of material removal mechanisms, i.e., ploughing, cracking, penetration, cracking and cutting. These different material removal mechanisms are shown in Figure 1.

Material removal mechanism of FJP process.
The velocity of fluid jet is equally distributed inside the nozzle but produces a considerable velocity difference as it leaves the nozzle, compared to the boundary layer formed by the environmental drag. There are basically three regions/domain when fluid jet flows out from the nozzle 24 :
Potential Core Region: The flow within this region is in irrotational motion where velocity components are highly stream-lined and carry sufficient amount of kinetic energy for cutting action/workpiece component.
Main Region: Within this segment, the jet axial velocity and dynamic pressure reduce gradually, and turbulence characteristics are highly dominating.
Diffused Droplet Region: In this region, slurry jet and environment medium (air) are thoroughly mixed together by which jet loses its cohesive strength/bond and forms water droplets inside the slurry domain.
The potential core region is applied for cutting action, diffused droplet region is applied for dust-laying and aspirating and the jet in the main region is applied for cleaning and surface finish operations.
There will be only cutting and ploughing type of material removal at lower kinetic energy and smaller average particle sizes. 25
In FJP study, the stand-off distance plays an important role and influences the vertical as well as horizontal components of the particle velocity in the shear zone which in turn affects the shape of the tool influence function (TIF) zone. The smaller stand-off distance at higher pressure ranges tends to generate a ‘W-shaped’ sectional profile. 26 This is because of the reason that the centre point of the polishing tool tends to be the stagnation point, where the pressure is maximum with almost zero velocity. The velocity is maximum at a radial distance equal to the nozzle outlet diameter. Hence, the centre of the fluid jet has the minimum material removal rate due to the low kinetic energy of the jet slurry.
For an intermediate range of stand-off distance, the height of the central peak of ‘W-shaped’ sectional profile suppresses. With further increase in stand-off distance, the shape of the sectional profile transforms to ‘U-shape’ because when fluid jet eject from the nozzle outlet, the cohesive bond between the abrasive particle becomes weaker due to the environmental drag/effect which in-turn increases the random motion of abrasive particles in the slurry jet domain and hence, the overall kinetic energy of abrasive particle increases with increasing stand-off distance converting the ‘W-shape’ to the ‘U-shape’ material removal characteristics. The ‘U-shaped’ section has a relatively better surface finish in its central region compared to the ‘W-shaped’ section.
Experiment details
The experimental set-up of FJP process developed for 2–14 bar working pressure is shown in Figure 2. The FJP set-up consists of a 3-axis CNC vertical milling centre attached with a BT40 coolant inducer tool holder, a geared stirrer with a range of 180–650 rpm, a vertical multistage centrifugal pump of 14.75 bar, a diaphragm type pulsation dampener, ball valves for regulating slurry flow, a pressure regulating valve (PRV), a non-return horizontal and vertical valves, a Y-stainer filters, pressure sensors (marked as PS1), three pressure gauges (marked as PG1, PG2 and PG3). The x, y and z-axis traverses of the set-up are 800 mm, 350 mm and 380 mm, respectively.

Schematic diagram of experimental test rig used for study of FJP process.
The nozzle had a convergent-throat design with a 1.0 mm exit diameter and 3.0 mm as the nozzle throat length. The nozzle throat length was decided based upon reducing the effect of carrier fluid attachment against the outlet wall and to achieve the streamlined flow of the slurry jet.24,27 In order to achieve the streamlined flow and better binding of the abrasive particles in the slurry jet for longer stand-off distances, HOCUT 795-H water-soluble high-performance machining oil was used. The presence of machining oil in the slurry jet also improves the sliding of the abrasive particle across the surface, thereby reducing the embedment effect that improves the surface finish as compared to the surface finish obtained using only water-based abrasive slurry. 16
The experimental setup is designed such that the slurry jet remains vertical and strikes normal to the workpiece surface as shown in Supplementary Figure 1. The slurry, after striking, is collected in a stainless steel container mounted on the CNC table. The slurry is then passed through a number of filters and is returned to the main slurry tank for reuse. As per the working pressure range, it is assumed that there will be no cavitation effect in the set-up.
The surface roughness (
Pressure stability in the experimental test rig
There may be variations in the nozzle pressure in the experimental test rig due to pulsations generated from the slurry pump. The stability of the inlet pressure is an important factor in the FJP process to achieve the desirable surface finish. 10 The variation in the pressure was observed at the inlet of the coolant inducer assembly for the planned range of pressure using a pressure sensor. In the present work, the pressure sensor was supplied by Applied Measurements Ltd, UK with a pressure range of 0–16 bar which was coupled with NI-USB-6002 data acquisition system to generate the data.
Design of experiment using CCD technique
The parametric study to determine the optimized polishing pressure, stand-off distance and polishing time to maximize the percentage change in surface roughness
Control factors and their levels.
The design of experiment plan developed using CCD method for three control parameters and five levels had 20 set of experiments, shown in Table 2.
Experimental combinations and responses.
*Standard deviations are listed in parentheses.
In the present work, AISI H13 die steel workpiece material, mostly used in automotive, die manufacturing, aerospace, marine, etc., was machined to the dimension of
The surface roughness (
The measured
Analysis of variance (ANOVA)
In order to evaluate the effect of process parameters in terms of pressure, stand-off distance and polishing time, a set of experiments were designed. Central composite design (CCD) has been used for the experimental design as it allows for the prediction of the second-order behaviour of the responses for a wider range of process parameters.
A quadratic (second order) polynomial model can be expressed with the help of the following regression equation (2):
where Y represents the response variable,
ANOVA is a basic statistical method to analyse the experimental data to determine the proportion of influence of a factor or a set of factors on total variation. It is the most reliable method for evaluating the quality of a fitted model. 32 In the present work, ANOVA is used to analyse the experimental results and identify the factors which have a significant effect on the output variables, i.e., pressure, stand-off distance and polishing time. The ANOVA test allows a comparison of more than two groups at the same time to determine the existence of a relationship between them. Based on ANOVA, non-significant terms were omitted on the basis of F value, while the significant terms were ordinarily acknowledged at 95% level of confidence.
Supplementary Table 2 lists the results of ANOVA and the F-test in order to evaluate the statistical significance of the aforementioned quadratic regression equation. The moderate Fisher's F-test value (F = 22.19) with a very low probability value (P-value) of prob > F (< 0.0001) demonstrates a high statistical significance of the regression model to represent the actual relationship between the obtained experimental data of percentage change in surface roughness (
Residual error was calculated statistically but has no physical influence on the experiment. It is, however, part of the ANOVA F-statistics test. The df for residual error is calculated as (total df) – (sum of all treatment df). The SSTR or SSE (sum of squared error in case of residual error) was calculated using equation (3):
Furthermore, the regression model was developed using the least square method in Minitab software, and quality of the fit quadratic regression model was assessed by R2 (R-squared), R2 (predicted) and R2 (Adjusted) values.
The R2 (R-squared) value indicates the goodness of fit; or how well the regression model fits the observed data. On the other hand, the relation between the regression model predictions for the new responses is indicated by the R2 (predicted). The comparison with Adjusted R2 is done to validate the model for new responses. The Adjusted R2 adjusts the number of terms in the model. Its value increases only when the new terms improve the model fit. The adjusted R2 and predicted R2 should be within approximately 0.20 (20%) of each other. 34
The quadratic regression equation for the developed model is given in equation (4):
The percentage contribution, given by equation (5), depicts the parameters of significance in the regression analysis:
Results and discussion
The regression model given by equation (4) was used to analyse the interaction of the control parameters, i.e., pressure, stand-off distance, time and their effect on
Effect of pressure and stand-off distance on surface roughness
The surface plot and the contour plot given in Figure 3(a) and (b) shows the simultaneous effect of pressure (

(a) Surface plot and (b) contour plot showing variation of
For the value of stand-off distance beyond
Effect of stand-off distance and polishing time on surface roughness
Supplementary Figure 5 shows the simultaneous effect of stand-off distance
The interaction of stand-off distance and polishing time is plotted in Figure 4. Figure 4(a) and (b) indicates that the maximum

Variation in percentage change in surface roughness (% ΔRa) at pressure
Optimization
The aim of the present work is to find the FJP process parameters to maximize the
The optimization is done using CCD of Response Surface Methodology (RSM) with Minitab (v17) software. RSM optimizer is used to find the optimum input process parameters at which the best possible output responses are available. It helps to identify the factor settings that optimize a single response or a set of responses. It is useful in determining the operating conditions that will result in a desirable response. The single-objective optimization was carried at ‘unity’ of weight and importance. Here, ‘weight’ determines how the desirability is distributed on the interval between the lower/upper bound and the target, whereas the ‘importance’ determines the relative importance of multiple response variables. The ‘unity’ value of both factors represents that all parameters (P, D & T) are equally important in the study.
The CCD approach, used in the present work, has shown a near symmetric response of the
The pressure stability in the experimental test rig was achieved to reduce the variations in the nozzle pressure in the experimental test rig due to pulsations generated from the slurry pump.
Supplementary Figure 7 shows the variation of the pressure for 11.1 bar in the test rig with respect to time. The measured inlet pressure at the coolant inducer assembly shows a variation in the range of ± 0.1 bar for the test run of 5 min duration. The minor variations in the mean pressure can be attributed to the minor turbulence due to the abrasive particles along with the minor variations in the rpm of the slurry pump.
Three confirmation tests were conducted at the control parameters to validate the study on the AISI H13 plate having an initial average (measurement taken at ten different locations) surface roughness of
Figure 5(a) shows the initial average surface roughness of the AISI H13 plate, and Figure 5(b) shows the average surface roughness of

Surface roughness profiles for (a) initial surface and (b) final surface at
Scanning electron microscope (SEM) images were used to analyse the surface characteristics of the polished TIF zones on the AISI H13 plate which were then compared with the initial surface of the specimens. Figure 6(a) and (b) shows the SEM images of the initial and FJP polished surfaces, respectively. Figure 6(a) shows the presence of the grinding marks and surface irregularities on the initial grinded flat surface of the AISI H13 which were the results of the grinding process. These grinding marks and major surface irregularities were minimized after applying FJP process with the optimum process parameters. Figure 6(b) shows a smoother surface finish achieved in the TIF zone. The polished surface also shows that there were no surface irregularities, no particle embedment of SiC abrasive particles and no cracks present on the surface.

Surface morphology of (a) initial surface and (b) final FJP finished surface at
Area polishing using optimized process parameters
Selection of suitable feed rate ranges is important to achieve a good surface finish with minimum lead time. An attempt has been made to investigate the performance of feed rates on surface roughness of rough and fine grinded AISI H13 die steel workpiece with an initial average surface roughness of 1140 ± 15 nm and 500 ± 10 nm, respectively. The optimal values of pressure and stand-off distance were kept constant at 11.1 bar and 32 mm, respectively. The process parameters used for the experimentation are shown in Supplementary Table 4. A total of 32 feed trials were performed on both rough and fine grinded surfaces in a single raster manner as shown in Supplementary Figure 8(a) and (b), respectively. The travel path of nozzle on workpiece plate was kept as 10 mm in horizontal linear direction which was perpendicular to the direction of grinding. The consecutive gaps between trails were 7 mm and 10 mm in horizontal and vertical direction, respectively. The side step was taken as 1 mm with the diameter of TIF as 2 mm.
After experimentation, the arithmetic surface roughness values were measured on each feed spot, which are shown in Supplementary Figure 9.
Supplementary Figure 9 shows a similar trend for surface roughness on both the rough and fine grinded plates. A lower feed rate of 0.5 mm/min consumes more polishing time during experimentation as polishing time is inversely proportional to the feed rate. The polishing time is also depending on various polishing parameters such as polishing area, side steps and length of tool path. The polishing time (T) is proportional to the length of the tool path and inversely proportional to the feed rate:
As the feed rate increases, the surface roughness value increases but there are some intermediate ranges where surface roughness value decreased and reflected a better surface finish. It can be seen from Supplementary Figure 9 that beyond the feed rate of 20 mm/min, the trend of roughness,
To further improve the polishing efficiency, the three specimens of AISI H13 die steel of dimension

Final surface roughness profiles after FJP finished with a feed rate of 20 mm/min on the entire plate surface.
The surface characteristics of polished die steel were analysed and compared with the initial surface using scanning electron microscopy (SEM) images. The SEM images of the initial surface and FJP polished surfaces are shown in Figure 8 (a) and (b), respectively. The grinding marks and surface irregularities were minimised as the feed moves in raster manner which results in a better surface finish on the substrate surface of AISI H13 die steel.

Surface morphology of (a) initial surface and (b) final FJP finished surface.
Supplementary Figure 11(a) and (b) shows the measured contour and 3D topography of the finished surface profile. The profile shows a removal of peak to valley on substrate surface using 20 mm/min feed rate due to the reason that velocity is increased in the throat area of the nozzle and becomes maximum when slurry jets comes out of the nozzle. However, abrasive particles strike into the workpiece surface with a higher impact velocity. This impact velocity is further decomposed/divided into normal and tangential velocities.
As the abrasive particles impact the surface with an inclination angle (α), their normal component of velocity is responsible for penetration of the workpiece material, which leads to deformation wear. The horizontal component of velocity is responsible for the cutting action of the particles. In the cutting process, two types of abrasion occur: Type I in which the particle loses all its kinetic energy during the collision whereas, in Type II particle loses only a fraction of its kinetic energy and bounces off the surface. Therefore, the main abrasion mechanism in FJP is a ductile cutting of the surface under the lateral motion of the penetrating abrasives. 14
The abrasion mechanism is also dependent on the hardness of the workpiece material which varies over the period of time. The hardness of the AISI H13 die steel was measured with the help of micro-hardness tester. The rough sample was initially prepared to the required dimensions using a milling operation. Then it was grinded to make the sample workpiece flat and to eliminate the uneven marks or peak-to-valley from the substrate surface so that the impression/indentation which is to be marked during the conduct of hardness test was visible on the surface. Thereafter, the workpiece was cleaned using the acetone solution and dried properly before doing the hardness test on Vickers micro-hardness tester, MVH-1. In this method, a conical diamond indenter was used to permanently deform the surface in the form of impression/indentation. The diagonals of this impression in the form of conical diamond shape/deformed material were properly measured to calculate the value of micro-hardness. The values of micro-hardness were measured at ten different locations on the initial surface and FJP polished surface of AISI H13 die steel and the average of the measured values were taken. The average hardness values before and after polishing of
Conclusion
A parametric investigation on fluid jet polishing of AISI H13 die steel using a single nozzle tool and its surface finish improvement has been discussed in this article. The following conclusions can be drawn from this research work:
The polishing time was the most influencing parameter observed in the FJP study, followed by the stand-off distance and jet pressure. The best performance of the FJP process in terms of the percentage reduction in surface roughness, The accuracy of the predicted values of The reduction in surface roughness values from 500 nm to 130 nm at a feed rate of 20 mm/min revealed an improvement in surface polishing efficiency. The optimized range of parameters revealed in the present work will be beneficial for researchers who are working with higher stand-off distance using FJP process on ductile materials such as AISI H13 die steel. As the feed rate increases, the surface roughness value increases but there are some intermediate ranges where surface roughness value decreased and reflected a better surface finish. At higher feed rate and larger stand-off distance, non-uniform material removal takes place that leads to over-polishing of the material.
The present work can be extended by increasing the number of nozzle tool along with the variation in the impingement angle.
Supplemental Material
sj-docx-1-pie-10.1177_09544089221145481 - Supplemental material for Investigation on fluid jet polishing of AISI H13 die steel using a single nozzle tool
Supplemental material, sj-docx-1-pie-10.1177_09544089221145481 for Investigation on fluid jet polishing of AISI H13 die steel using a single nozzle tool by Shubham Choudhary, Ravinder Kumar Duvedi and Jaswinder Singh Saini in Proceedings of the Institution of Mechanical Engineers, Part E: Journal of Process Mechanical Engineering
Footnotes
Author contributions
Experimental Setup and Material preparation was done by Shubham Choudhary. The data analysis was done by R. K. Duvedi. The first draft of the manuscript was written by J. S. Saini. All authors commented on previous versions of the manuscript and approved the final manuscript.
Declaration of conflicting interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) received no financial support for the research, authorship, and/or publication of this article.
Supplemental material
Supplemental material for this article is available online.
References
Supplementary Material
Please find the following supplemental material available below.
For Open Access articles published under a Creative Commons License, all supplemental material carries the same license as the article it is associated with.
For non-Open Access articles published, all supplemental material carries a non-exclusive license, and permission requests for re-use of supplemental material or any part of supplemental material shall be sent directly to the copyright owner as specified in the copyright notice associated with the article.
