Abstract
Apathy is prevalent in dementia, such as behavioral variant frontotemporal dementia (bvFTD), primary progressive aphasia (PPA), and Alzheimer disease (AD). As a multidimensional construct, it can be assessed and subsumed under a Dimensional Apathy Framework. A consistent apathy profile in bvFTD and PPA has yet to be established. The aim was to explore apathy profiles and awareness in bvFTD, PPA, and AD. A total of 12 patients with bvFTD, 12 patients with PPA, 28 patients with AD, and 20 matched controls, as well as their informants/carers, were recruited. All participants completed the Dimensional Apathy Scale (DAS), assessing executive, emotional, and initiation apathy subtypes, a 1-dimensional apathy measure, depression measure, and functional and cognitive screens. Apathy subtype awareness was determined through DAS informant/carer and self-rating discrepancy. Apathy profile comparison showed patients with bvFTD had significantly higher emotional apathy than patients with AD (
Keywords
Introduction
Apathy as a lack of motivation is frequently observed in dementia, occurring in up to 90% of patients with frontotemporal dementia (FTD) 1 and Alzheimer disease (AD). 2 Frontotemporal dementia is an umbrella term for behavioral variant frontotemporal dementia (bvFTD) and primary progressive aphasia, which can be further subdivided into semantic dementia (SD), progressive nonfluent aphasia (PNFA), and logopenic variant primary progressive aphasia (lvPPA). In terms of FTD, research has shown that patients with bvFTD have higher levels of apathy compared to patients with primary progressive aphasia. 3,4 The impact of demotivation is widespread in these diseases, being associated with problems in activities of daily living, decreased quality of life, and increased caregiver burden. 5 -8
Apathy is composed of different subtypes, 9 -11 with certain multidimensional models focusing on cortical and subcortical brain network dysfunction. Levy and Dubois proposed a prefrontal cortex-basal ganglia neuroanatomical apathy model composed of auto-activation apathy (eg, impairments of self-generation), cognitive apathy/inertia (eg, impairment of goal management, use of strategy, and planning), and emotional apathy (eg, impairment of emotional processing). 10,11 Apathy subtypes can further be subsumed under the Dimensional Apathy Framework, which is a cumulative model taking into account previous subtypes of apathy inclusive of the Levy and Dubois model. 12 This is a 3-dimensional model of apathy comprising executive, emotional, and initiation apathy subtypes with self-awareness or insight interacting with each subtype. Executive apathy is a lack of motivation toward planning, organization, or attention; emotional apathy is an indifference, emotional/affective neutrality, blunting, or flatness; and initiation apathy is lack of motivation for self-generation of thought or actions. While several tools measure elements of this framework, 12 the Dimensional Apathy Scale (DAS) 13 directly measures these subtypes. Previous research has shown different profiles of apathy in motor neurone disease 14,15 and Parkinson disease. 16,17 Additionally, the apathy profile in AD has been characterized by increased executive, emotional, and initiation subtypes, with decreased awareness, or insight, restricted to executive and initiation subtypes. 18 More recent research using the DAS has found differing apathy profiles with higher emotional apathy in bvFTD when compared to AD and higher executive apathy in AD when compared to bvFTD. 19 However, the profile of apathy and self-awareness of demotivation has not been explored in PPA and bvFTD.
Other research using different tools, such as the apathy subscale questions of the Neuropsychiatric Inventory, 20 found that certain characteristics of apathy differentiate FTD from AD, where FTD showed a decreased emotional output, lack of initiative, or lack of interest toward friends or family. 21,22 More recently, when compared to patients with AD, bvFTD has been observed to have decreased self-awareness relating to apathy as well as increased apathy in emotional domains on the Lille Apathy Rating Scale (LARS). 23 Another study looking at apathy characteristics derived from various functional (Disability Assessment for Dementia Scale) 24 and behavioral scales (Cambridge Behaviour Inventory–Revised) 25 found prominent affective-emotional apathy characteristics (ie, the inability to use emotional context for guidance of behavior) in bvFTD, while both AD and bvFTD displayed cognitive apathy characteristics (ie, demotivation for participation in goal-directed behavior). 26 However, these aforementioned tools were designed as general behavior measures, therefore being nonspecific to apathy subtypes with only a few multidimensional apathy tools, for example, DAS 13 and LARS, 27 currently validated for use in dementia. To build upon this research, it is timely to determine the apathy profile based on a structured framework such as the Dimensional Apathy Framework and using multidimensional apathy tools such as the DAS, within dementia diagnosis of bvFTD, PPA, and AD.
The aim was to explore the apathy profile and awareness of apathy subtypes in bvFTD and PPA in comparison to AD and determine any relationships to cognitive functioning and activities of daily living.
Methods
Participants
A total of 12 patients with PPA, 12 patients with bvFTD, and 28 patients with AD, as well as their carers/relatives/close friends, were recruited from a Specialist Early Onset Dementia Research Clinic (the Edinburgh Cognitive Diagnosis Audit Research and Treatment Register; CDC-DART), at the Anne Rowling Regenerative Neurology Clinic, University of Edinburgh. The PPA patient group was composed of 9 patients with lvPPA, 2 patients with PNFA, and 1 patient with SD. All patients fulfilled consensus clinical diagnostic criteria for each disease. 28 -30 Diagnoses were made following multidisciplinary clinical assessments (neurology, psychiatry, neuropsychology), which included neuropsychological assessment of domains such as executive, language, memory, and visuospatial functioning and behavior. Cerebrospinal fluid biomarkers and neuroimaging were incorporated where appropriate to support the diagnostic process. Twenty healthy controls and their informants were recruited from the University of Edinburgh Departmental Volunteer Panel. Exclusion criteria for participants were severe diabetes, epilepsy, alcohol/substance-related disorders, severe head injury (that required intensive care hospitalization), traumatic brain injury (inclusive of subarachnoid hemorrhage), and other present or past significant comorbid medical illness (such as stroke, psychiatric disease, etc). Controls were not specifically assessed for cognitive impairment (ie, using Addenbrooke’s Cognitive Examination III [ACE-III] or other measures) in the present study, although were excluded if information on the University of Edinburgh Departmental Volunteer Panel database indicated cognitive impairment.
Ethical approval was obtained from the National Health Service South East Scotland Research Ethics Committee 02 and the School Philosophy, Psychology and Language Sciences Ethical Committee. All patient, control, informant, and carer participants gave informed consent following the Declaration of Helsinki.
Procedures
Patients (and their carers/relatives/close friends) and controls (and their informants) were asked to complete measures of apathy and depression. Carers/relatives/close friends and informants completed apathy, depression, and activities of daily living measures about their observations of the patients and controls, so as to account for problems with awareness or insight.
Measures
The DAS 13,14 was used to assess multidimensional apathy through 3 subscales: executive apathy, emotional apathy, and initiation apathy. It is composed of 24 items which are scored on a 4-point Likert response scale. Each 8-item subscale has a minimum of 0 (least apathy) and maximum of 24 (most apathy). The total score can range from 0 to 72. The DAS has been validated for use in dementia. 18 Previously published cutoffs were used for each subscale. 14 The cutoff of ≥14 was used for the presence of executive apathy, ≥15 was used for the presence of emotional apathy, and ≥16 was used for the presence of initiation apathy. Both self-rated and informant/carer-rated DAS data were collected.
The Apathy Evaluations Scale (AES) 31 was used as a gold standard to assess 1-dimensional apathy. It is composed of 18 items which are scored on a 4-point Likert response scale. The scale ranges from a minimum of 0 (least apathy) to a maximum of 72 (most apathy). The AES has been validated in dementia, and an abnormality cutoff of >41.5 (carer-rated version) was used. 32 The informant-rated version was utilized.
The Geriatric Depression Scale–Short Form (GDS-15) 33 was used to screen for depression. It is a 15-item scale that is scored dichotomously (yes/no). The results range from a minimum of 0 (not depressed) to a maximum of 15 (most depressed). The cutoff of >6 was used for the presence of depressive symptoms. 34 The informant-rated version was utilized.
Please see supplementary materials for correlations between the AES, DAS, and GDS-15 in the patient sample.
The Lawton Instrumental Activities of Daily Living (LIADL) 35 assessment was used to assess functional independence of the patients. It is an 8-item carer-rated assessment, with total scores ranging from 0 (low function, dependent) to 8 (high function, independent).
The ACE-III 36 and the Edinburgh Cognitive and Behavioural ALS Screen (ECAS) 37 were used to examine global cognitive functioning and behavior change of patients.
Statistical Analysis
R software
38
and SPSS statistics were used to perform all analysis. Shapiro-Wilk tests were used to examine distribution of the data to determine the use of parametric or nonparametric analysis. Descriptive data (clinical and demographic variables) were compared using analysis of variance (ANOVA), with follow-up post hoc
A 4 × 3 mixed ANOVA was used to compare groups (bvFTD vs PPA/lvPPA only vs AD vs control) on each informant/carer-rated DAS subscale (executive vs emotional vs initiation) with post hoc
Results
Descriptive
The most common carer or informant relationship to patients and controls was spouse (71%), followed by other relative (21%) and other (8%), such as close friends. Table 1 shows there was no significant difference between patient groups (bvFTD, PPA, and AD) and controls on age, years of education, and gender distribution (see Table 1).
Clinical and Demographic Variables for Patients and Controls.a
Abbreviations: ACE-III, Addenbrooke’s Cognitive Examination III; AD, Alzheimer’s disease; AES, Apathy Evaluation Scale; bvFTD, behavioral variant frontotemporal dementia; ECAS, Edinburgh Cognitive and Behavioural ALS Screen; GDS-15, Geriatric Depression Scale–Short Form; IQR, interquartile range; LIADL, Lawton Instrumental Activities of Daily Living; lvPPA, logopenic variant primary progressive aphasia; n.s., not significant; PPA, primary progressive aphasia.
a Comparison is between PPA, bvFTD, AD, and controls. The lvPPA-only group is a subsample from the PPA group.
b n = 8.
c n = 11.
d n = 22.
e n = 7.
f n=10.
g n = 9.
h n = 27.
i n = 12.
j n = 15.
In comparing bvFTD, PPA, and AD groups on clinical variables, there was no significant difference between age of onset and disease duration (see Table 1). Post hoc tests showed that all patient groups were significantly more apathetic on the AES than controls, PPA versus controls,
In terms of depression, post hoc tests showed patient groups were significantly more depressed than controls, PPA versus controls,
Further, there was a significant difference in the LIADL between all patient groups, with patients with bvFTD being significantly more functionally impaired than both AD,
Apathy Profile Comparison
Using previously published DAS subscale cutoff scores
14
to examine the frequency of impairment, 75.0% patients with bvFTD (n = 9) were impaired on emotional apathy, which was significantly higher, χ2 (2, n = 52) = 8.73,
Figure 1 presents the comparison between patient groups (bvFTD vs PPA vs AD vs controls) on the informant/carer-rated DAS subscales. There was a significant main effect for group,

Apathy subtype profile (informant/carer ratings) for AD, bvFTD, PPA (including the lvPPA-only group), and controls. Higher score indicates higher apathy. Standard error bars shown. Note: The lvPPA-only group is a subsample from the PPA group. AD indicates Alzheimer disease; bvFTD, behavioral variant frontotemporal dementia; lvPPA, logopenic variant primary progressive aphasia; PPA, primary progressive aphasia.
Analysis using the lvPPA-only group (in place of the PPA group) showed similar pattern of apathy profile results, with a significant main effect for group,
Apathy Subtype Awareness
There was only a significant main effect for group,

Apathy subtype awareness profile (difference between self-ratings and informant/carer ratings) for AD, bvFTD, PPA (including the lvPPA-only group), and controls. Higher discrepancy score indicates less awareness. Standard error bars shown. Note: The lvPPA-only group is a subsample from the PPA group. AD indicates Alzheimer disease; bvFTD, behavioral variant frontotemporal dementia; lvPPA, logopenic variant primary progressive aphasia; PPA, primary progressive aphasia.
Analysis using the lvPPA-only group (in place of the PPA group) showed a main effect of group,
Discussion
The findings show that it is important to understand apathy profiles in different dementia subtypes. Apathy subtype profiles using the DAS can be used to differentiate bvFTD from PPA and AD. Specifically, emotional apathy (as indifference, emotional/affective neutrality, blunting or flatness) was the distinguishing apathy subtype for bvFTD compared to other dementias. Further, bvFTD showed less awareness of emotional apathy overall. In comparison to PPA, patients with bvFTD showed global apathy over all subtypes, additionally supplemented by less awareness of executive apathy (lack of motivation for planning, organizing, and attention) and less awareness of emotional apathy. While bvFTD showed most apathy overall, global apathy was observed in all dementia diagnosis, when compared to controls. All these results are further supported by a similar pattern of difference on the 1-dimensional apathy measure (AES), with bvFTD displaying the most apathy compared to other dementias (PPA and AD) and controls. This suggests that interdementia comparison using the DAS allows for breaking down components of apathy and may hold more value in identifying specific apathy subtype profiles.
With 75% of bvFTD patients displaying emotional apathy based on previously published cutoffs 14 , this showcases the prominence of this subtype relative to controls and other dementias. This is further supported by previous research using specific and nonspecific apathy subtype measures, showing these emotional apathy characteristics are key in bvFTD. 19,21 -23,26 Previous research using the LARS showed bvFTD displayed greater impairment of emotional apathy and self-awareness domains in comparison with AD. 23 Emotional apathy could indeed be said to overlap contextually with loss of sympathy and empathy, which is a defining feature of bvFTD. 28 Further, patients with bvFTD have been observed to have impairments in emotional recognition and social cognition. 39 -42 In bvFTD, empathy and social cognition deficits were associated with atrophy to orbitofrontal areas, medial prefrontal cortex, and amygdala. 43 -45 These areas overlap with the emotional-affective apathy subtype 10,11 which is akin to the emotional apathy subtype of the Dimensional Apathy Framework. 12 The cognitive-neuroanatomical-motivational overlap for emotional apathy could be explained by impairment in discrete processes of behavioral/emotional self-regulation, which mediate motivational, emotional, and social aspects of behaviour. 12,46 The high degree of conceptual overlap between empathy, social cognition, and emotional apathy points toward a need for further comprehensive examination of the mechanistic relationship between these factors.
Within dementia syndromes, lower awareness of emotional apathy may be distinguishing characteristic for bvFTD and that an additional lower executive apathy awareness differentiates bvFTD from PPA. This study overall reaffirms that awareness of apathy subtypes is a key factor for defining apathy subtype profiles for different dementias. Previous research has shown widespread loss of insight relative to other cognitive and behavioral symptoms, inclusive of emotional insight, 47 -49 which may be an extension of the emotional apathy reduction in self-awareness. As such, awareness of apathy could be used to diagnostically differentiate dementia syndromes, particularly bvFTD from AD and PPA, and clinicians could therefore work with families/caregivers to improve understanding of this. Through measuring this by the discrepancy between self-ratings and informant/carer ratings on DAS apathy subtypes, a more representative view of awareness and impairments associated with it can be produced. Our finding is supported by previous research showing bvFTD patient’s self-awareness deficit in combination with emotional apathy differed from patients with AD, albeit originally being assessed by individual questions rather than a discrepancy score. 23 As such self-awareness through individual questions may be paradoxical as answering questions about oneself implies a certain level of awareness. This is further compounded by apathy being associated with anosognosia, 50 further influencing self-ratings. Of note, there was no significant difference between dementia syndromes on initiation apathy awareness or in scores on the initiation apathy subscale. This could be accounted for by the lack of differentiation of dementia syndromes on the initiation apathy profile scores, which has been previously observed when comparing bvFTD and AD. 19 How apathy subtype awareness changes as disease progresses, and its interaction with cognitive functioning should be further explored, with an aim to understand the practical impact of these subtypes.
While this provides a foundation for apathy profile research in FTD, this study would merit larger scale replication. Additionally, while imaging biomarkers or cerebrospinal biomarkers were used to support diagnosis, there were no specific data available, which would be beneficial for understanding apathy profiles. Furthermore, while patients with PPA were observed to have global apathy relative to controls, there were no differences in comparison to AD. This could be accounted for by the majority of the PPA group being composed of lvPPA, which overlap with AD pathology. 51 Based on frequency of impairment on the DAS, lvPPA group had a mixed apathy profile, with a lower occurrence of emotional apathy, which could be accounted for by the lack of difference in relation to this subtype when compared to controls. The 1 patient with SD showed global apathy over all subtypes (executive, emotional, and initiation). Both the patients with PNFA showed emotional apathy (with one showing additional initiation apathy) and no executive apathy. However, due to small sample size of PPA group, future larger scale research should aim to elucidate apathy profiles of PNFA, SD, and lvPPA patient groups. Further, the lack of association between cognitive functioning, activities of daily living, and apathy (AES) is contraindicative of findings from previous research. 7,8 Previous research has found that certain deficits in emotional recognition are associated with emotional apathy, and deficits in intrinsic response generation are associated with initiation apathy in motor neuron disease. 52 Additional research should also explore the underlying cognitive processes and their association with particular apathy subtypes in dementia. Further, due to sample size constraints, it was not feasible to explore the impact of apathy subtypes on these practical variables. Future research should explore the practical elements of living with specific apathy profiles in various dementia syndromes to build on functional elements of the Dimensional Apathy Framework.
To conclude, while patients with bvFTD displayed the highest levels of apathy over all subtypes, Emotional apathy seems to be consistently characteristic in terms of bvFTD, when compared to AD, PPA, and controls. Further to this, supplementary decreased awareness for apathy subtypes were observed to be variable in dementia syndromes, with patients with bvFTD displaying less awareness of their emotional apathy and also less awareness of executive apathy (compared only to PPA). This shows the robust application of the Dimensional Apathy Framework within dementia for differentiating apathy subtype profiles. It supports the importance of routine evaluation to further clinical understanding of motivation in neurodegenerative disease. Future research should utilize the Dimensional Apathy Framework to explore neural, as well as cognitive and functional, correlates of apathy subtypes and their practical impact in dementia and other neurodegenerative diseases. This will help inform person-centered interventions through better profiling and therefore mediation or management of demotivational problems.
Supplemental Material
Supplemetary_Materials - Multidimensional Apathy in Behavioral Variant Frontotemporal Dementia, Primary Progressive Aphasia, and Alzheimer Disease
Supplemetary_Materials for Multidimensional Apathy in Behavioral Variant Frontotemporal Dementia, Primary Progressive Aphasia, and Alzheimer Disease by Ratko Radakovic, Shuna Colville, Denise Cranley, John M. Starr, Suvankar Pal and Sharon Abrahams in Journal of Geriatric Psychiatry and Neurology
Footnotes
Acknowledgments
The authors would like to thank all the participants and their families for taking part in the study.
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This work was supported by the Anne Rowling Regenerative Neurology Clinic, Alzheimer Scotland Dementia Research Centre, University of Edinburgh, and Motor Neurone Disease Scotland.
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References
Supplementary Material
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