Abstract
Purpose
This study investigated the extent of and factors influencing implementation of a population health approach within sexual health programming in public health.
Method
This sequential multi-phase mixed methods study combined findings from a quantitative survey assessing the extent that a population health approach was implemented in sexual health programs in Ontario public health units and qualitative interviews with sexual health managers and/or supervisors. Interviews explored factors influencing implementation and were analyzed using directed content analysis.
Results
Staff from fifteen of 34 public health units completed surveys and ten interviews were completed with sexual health managers/supervisors. From the 8 Population Health Key Elements Template, 6 elements were moderately implemented and 2 had low implementation. Qualitative findings focused on enablers and barriers to implementing a population health approach in sexual health programs and services and explained most of the quantitative results. However, some of the quantitative findings were not explained by qualitative data (e.g., low implementation of using the principles of social justice).
Conclusion
Qualitative findings revealed factors influencing the implementation of a population health approach. A lack of resources available to health units, differing priorities between health units and community stakeholders, and access to evidence around population-level interventions influenced implementation.
Background and purpose
The delivery of sexual health clinical services in Ontario, Canada, through public health includes the provision of direct client care by public health nurses, nurse practitioners, and physicians. This is similar to other jurisdictions, including some in the United States (US) (Ivankovich et al., 2013). Clinic services often include health education, assessment, diagnosis, treatment, and case management for sexually transmitted and blood-borne infections (STBBIs). Given increased prevalence and incidence of gonorrhea, chlamydia, and syphilis across Canada, and in Ontario specifically (Choudhin et al., 2018a, 2018b; Choudhin et al., 2018c; Public Health Ontario, 2019), public health units (PHUs) have had to prioritize the detection and treatment of STBBIs leaving little opportunity to focus more broadly on sexual health promotion.
Public health and population health
In Ontario, local PHUs are responsible for the delivery of public health services (Lyons, 2016). A board of health governs each of the 34 PHUs, with a Medical Officer of Health (MOH), usually a physician with training in public health who is responsible for day-to-day operations (Lyons). Boards of health are governed by the Health Protection and Promotion Act (HPPA; Health Protection and Promotion Act, O. Reg. 135/18, O. Reg. 569, 2018), with Ontario Public Health Standards (OPHS) guiding the programs and services delivered by PHUs. Costs are shared between the Ministry of Health and local municipalities (Lyons). Population-based interventions in the delivery of public health programs and services are now emphasized in the current OPHS (Ministry of Health and Long-Term Care [MOHLTC], 2018). The OPHS and associated MOHLTC protocols guide PHUs on implementing population health approaches in general (e.g., focusing on social determinants of health) but do not provide specific instructions on how to implement at a local level. The OPHS define a population health approach as –“focused on upstream efforts to promote health and prevent diseases to improve the health of populations and the differences in health among and between groups” (MOHLTC, 2018, p. 6). Implementation of a population health approach depends on factors present within local PHUs and depends on direction from senior leadership (e.g., MOH, Board of Health) to implement a population health approach in programs, including sexual health. As well, health unit priority setting and financial resources, such as public health spending and workforce elements (e.g., staffing), impact the extent that a population health approach will be implemented (Ministry of Health, 2019).
Moving to a population health approach is complex and requires efforts in multiple areas, such as engaging with individuals and communities, using evidence to plan programming, and focusing on determinants of health (Jobse et al., 2014; Olson Keller et al., 2004). These activities, and others, are noted in the Population Health Key Elements Template (Health Canada, 2001, https://www.phac-aspc.gc.ca/ph-sp/pdf/overview_handout_black-eng.pdf), which includes eight elements with associated activities that are required to implement a population health approach. This template assists organizations like public health to identify areas of focus to achieve a population-level approach. This template was chosen for this study because of its relevance to the Canadian context and its comprehensive list of defined elements and accompanying details on activities to address them.
Barriers and facilitators to implementing a population health approach in public health
A critical review of the literature from 2007 to 2020, encompassing North America, Europe, and Australia, was conducted to identify barriers and facilitators to implementing a population health approach within public health in any area of programming. The purpose of the review is to identify the current contribution of existing research on this topic, provide an overview of that research, and appraise the quality (Grant & Booth, 2009). Results of the literature review, identified factors influencing implementation that were categorized under four of the eight key elements of a population health approach including
Factors influencing implementation of a population health approach.
Addressing the determinants of health and their interaction
Refocusing the activities of public health programs and services from “lifestyle choices” to addressing underlying causes (i.e., social, economic, and political) that create inequalities is important (Brassolotto et al., 2014). Brassolotto et al. (2014) conducted a study in nine PHUs in Ontario to understand supports and barriers that affected the degree of implementation of social determinants of health (SdoH) within each health unit. They utilized qualitative interviews with MOH, Associate Medical Officers of Health (AMOH), and lead staff who directly address SdoH. Barriers were classified into factors that relate to knowledge and understanding of SdoH and factors that stem from the organizational structure of health units.
Collaborate across sectors and levels
Collaboration among health care providers, government, and other sectors that influence health is an important element in a population health approach. Sibbald et al. (2012) conducted a qualitative study using semi-structured interviews with staff in Ontario PHUs to determine how partnerships are initiated and sustained in public health practice. Most staff were public health nurses, with some health promoters, and public health nutritionists/dietitians. Partners involved in program planning were identified as well as facilitators and barriers that affected their collaboration. Three types of partnerships were found: (1) partnerships internal to the PHU (internal to the health unit); (2) partnerships internal to public health (outside the health unit with public health professionals from other health units); and (3) external partnerships (external to both the unit and the public health system). An enabler in these partnerships was having previous relationships with stakeholders and a barrier was the time required to develop them.
Employ mechanisms for public involvement
Public involvement is a vital element that ensures health care being delivered meets the needs of those intended. However, creating an environment of public participation that is successful, poses challenges. Aston and colleagues (2009) conducted a qualitative study that involved interviewing public health nurses (PHNs) in eastern Canada to understand barriers and supports to achieving public participation. Three main barriers were identified that influenced PHNs ability to engage in public participation such as increased workload demands.
Base decisions in evidence
The use of evidence at all stages of policy development is important in a population health approach. Public health needs to invest in research and disseminate findings to assist with policy uptake. Van de Goor et al. (2017) conducted a qualitative study that utilized semi-structured interviews with policymakers (national, regional, and local), researchers, public sector officers, and other influential stakeholders from six European countries. Three facilitators and barriers to evidence-based practice (EBP) in public health policy across countries were found and organized by domains. They were: 1) organizations, systems, and infrastructure; 2) access and availability of relevant evidence; and 3) networking and collaboration between researchers and policymakers.
As well, a systematic review by Oliver and colleagues (2014) addressed facilitators and barriers to using evidence in state, national, and regional policy. They categorized facilitators and barriers into five themes including: 1) organizations and resources; 2) contact and collaboration; 3) research and researcher; 4) policymaker characteristics; and 5) policy characteristics.
None of the research studies identified related specifically to sexual health programming, but rather pertained to public health activities in general. This leaves a gap in understanding the factors influencing implementation of population health activities in sexual health programming. This study applied a mixed methods (MM) approach to fill this knowledge gap – by measuring the extent that population-level activities are implemented in sexual health programming and exploring factors that influence implementation.
Methods and procedures
Study design
A four-phase explanatory sequential MM design with the use of qualitative and quantitative approaches for data collection and analysis was utilized. This approach was chosen to enable findings that are more complete, comprehensive, and provide us with answers to not only “how much” (e.g., degree of implementation) but also an understanding of “why” (factors that influenced implementation). Each phase built on the results from the subsequent phases to answer the question: In what ways do qualitative interviews with managers, supervisors or staff serve to contribute to the understanding of what has been integrated from a population health approach into sexual health within Ontario PHUs? The first two phases consisted of the creation and validation of items for a survey to identify the extent that a population health approach was implemented in sexual health programs and services in Ontario health units, while phase three consisted of administrating a cross-sectional survey. The fourth and final phase involved completing a qualitative descriptive study that involved interviewing sexual health program managers and supervisors to identify and explain individual, program, and structural factors, that influenced the implementation of a population health approach within sexual health. The synthesis of the two sections of the study was completed during the interpretation of the results. Figure 1 in the appendix, presents an overview of the steps taken in this multi-phase sequential MM design.

Mixed multi-phase sequential design (qual, qual, quan, QUAL).
Qualitative methods
We began our investigation by conducting semi-structured focus groups (n = 6) with public health professionals engaged in sexual health programming to understand what they perceive are activities that reflect a population health approach within sexual health. Based on conversations with these public health professionals we were able to uncover additional information not discovered by the literature review. By the end of this process, we had narrative data that confirmed literature findings and added new activities for a population health approach.
Quantitative methods
Using data derived from the qualitative methods (literature and interviews), we developed an instrument that gave us quantitative measures of the extent that key elements and activities associated with a population health approach were implemented by health units.
Sample and recruitment
To measure the extent to which population health was implemented in each of Ontario's PHUs, we invited one sexual health manager from each health unit to participate. This was an organizational survey where managers were advised to consult with other individuals in their health units (e.g., epidemiologists, public health nurses) to provide a single view. Managers dedicated solely to STBBI case management were excluded because case management for this study was considered part of infectious disease programming and
Measures
The on-line survey consisted of 69 items (Frost et al., 2022). Where appropriate, survey items (activities such as collect information to identify priority populations) were listed under headings representing the eight key elements of the Population Health Template (Health Canada, 2001) and were measured on a 5-point Likert scale (
Data analysis
Categorical variables were used to capture the type of population served (e.g., rural or urban). The 5-point Likert scale used to measure the degree that each of the eight key elements was implemented was considered a continuous variable. Descriptive statistics included the mean and standard deviation (Daniel & Cross, 2013).
Qualitative descriptive study
After the quantitative phase, follow-up qualitative interviews were conducted. Methodological principles drawn from fundamental qualitative description (Sandelowski, 2000) to inform decisions related to sampling, data collection, and analysis in this phase. A naturalistic perspective was used by describing the experiences of sexual health managers in implementing a population health approach to understand why their health unit might have had challenges or successes with implementing this approach (Kim et al., 2017; Neergaard et al., 2009; Sandelowski, 2000). Sexual health managers/supervisors were selected through purposive sampling, because we believed they would be best to articulate and explain individual, organizational, and system factors that influence the extent that a population health approach is implemented in the current and proposed amalgamated public health structure. Data was collected through the application of key informant interviews, using a semi-structured interview guide. Flexibility in the use of two frameworks to guide data collection in the different phases of this study was employed, while the use of constant comparison was utilized to provide a descriptive summary of the data that was organized in a way that best fit the data collected (Kim et al., 2017; Neergaard et al., 2009; Sandelowski, 2000).
Sample and recruitment
All individuals were contacted from the pool of 15 out of 34 sexual health managers who completed the online survey to participate in the interview. To be included, participants must have served in a leadership position within public health and/or sexual health, ensuring they could knowledgeably respond to interview questions. If the manager decided not to participate, they were asked to forward the email invitation to staff who would be knowledgeable about the topic. The first author conducted interviews (telephone and secure online platform) that were 45–60 min in length and audio-recorded.
Data collection
The semi-structured interview guide was designed to prompt participants to explain their experience of implementing a population health approach and discuss their perceptions of potential challenges and factors that might enable implementation. It was based on five domains from the Consolidated Framework for Implementation Research (CFIR; Damschroder et al., 2009) and included one overarching question for each domain with prompts. The domains included
Data analysis
Survey
The 5-point Likert scale was treated as a continuous variable and mean and standard deviation (SD) were used for this measure (Daniel and Cross; Isotalo; XLSTAT, 2017). A two-way frequency table displayed the extent that each of the eight key elements and their associated activities were implemented. Analyses were performed to describe the degree that health units have implemented each of the key elements of a population health approach and the type of population (e.g., rural, urban. mixed) that it serves. The statistical analyses were performed using SPSS20 (IBM, 2011).
Key informant interviews
Interview recordings were transcribed verbatim. NVivo 12 (QSR international Pty Ltd., 2018) was used for data management and coding. Interview data were analyzed inductively and deductively by the first author (Elo & Kyngäs, 2007; Hsieh & Shannon, 2005). Each interview transcript was read individually and then interviews were coded inductively staying close to the language used by participants. Then codes, which captured participants’ perceptions and personal experiences with implementing a population health approach, were organized under concepts from the CFIR framework domains (Damschroder et al., 2009). As analysis proceeded, multiple coding cycles were performed where emergent themes were iteratively generated using constant comparison, reviewed by the research team, and refined until we felt that we had produced a concise set of themes under each domain that reflected the data.
Mixed methods design analysis
Analysis of data occurred in three phases. There was an initial analysis of quantitative results, followed by the analysis of the follow-up qualitative interviews, and then an explanatory analysis using the MM question to see how qualitative data helped explain quantitative results was completed (Creswell & Plano Clark, 2011). Merging of quantitative and qualitative data gave a voice to study participants and offered depth and breadth of understanding of the factors that influenced implementing a population health approach within sexual health (Creswell & Plano Clark; Tariq & Woodman, 2013). A joint display was chosen to merge and present both data sets (Creswell & Plano Clark). This involved using a table (Supplemental file 1) displaying quantitative and qualitative results under each element of the population health template (Health Canada, 2001).
The extent that health units implemented activities associated with that element was displayed as a proportion of the total number of health units responding, and qualitative results were reviewed to identify meaningful comments applicable to each activity in the table. Activities given a score of 4.0 or 5.0 (5 = always) for the extent of implementation by health units were categorized as
Results
The survey was completed by managers from 44% of Ontario PHUs (n = 15 serving n = 2 rural, n = 1 urban, n = 12 rural/urban populations). Follow-up in-depth interviews occurred with 12 sexual health leaders from 10 health units who had completed the survey. The geographical representation of these PHUs included Central East, East, Central West, South West, and North West. Of these leaders, 11 were managers and 1 was a supervisor. There were eight participants with 5 years or less experience in management and ten that had 10 years or more years of experience in public health. Results are presented in the form of a narrative weaving approach, which involves presenting quantitative and qualitative findings after each other; findings are organized according to the eight population health elements, highlighting how qualitative results explained the quantitative findings (Fetters et al., 2013; Health Canada, 2001). Activities are presented in italics, while themes associated with the qualitative findings are bolded and indented. Not all activities for each element are presented, due to journal word limits. In the results below, if a single mean and SD is present than it refers to sexual health services only. If two means and SD are presented, the first mean refers to sexual health programs and the second refers to sexual health services. All quantitative results and related qualitative themes are presented for all activities in supplemental file 1.
Population health element A: focus on the health of populations
This element provides guidance that public health actions should be directed to an entire population, or a specific sub-population, rather than individuals (Public Health Agency of Canada [PHAC], 2013). Within this element, ten activities were listed, focusing on collecting and using data, addressing stigma, and working with priority populations. This element showed a moderate degree of implementation by health units for sexual health programs and sexual health services (M = 3.71, SD = 0.66; M = 3.81, SD = 0.54 respectively). Mean scores for the ten activities ranged from 2.73 to 4.33. Qualitative findings supported the quantitative results for six of ten activities.
Theme: assessing barriers and needs of priority populations in the community
Activities related to working with priority populations were highly implemented by health units, (M = 3.53, SD = 0.91). Participants indicated that at their health unit, they
We have created a whole priority populations working group where we have folks who are in those groups who are assigned to specific populations and part of their work is promoting our services and with an end goal of hopefully being able to deliver services if they're needed in the community (Participant 7).
However, a few participants explained that assessing the barriers and needs of priority populations was difficult to accomplish for health units. One manager described their struggles as follows: “It's difficult to engage the population, the high-risk population that you're trying to reach” (Participant 10). However, participants mentioned that their health units were using population health approaches to identify and target interventions to priority populations.
Population health element B: address the determinants of health and their interactions
For this element, addressing determinants of health means acting based on analyses and understandings of the entire range of determinants of health (PHAC, 2013). See the box below for a list of determinants. However, public health focuses on SDoH, where they are able to influence change. Embedded in this element were eight activities related to access to clinic services and characteristics of sexual health programs and services (e.g., using principles of social justice, using trauma and violence-informed care) that focus on social determinants of health. The quantitative results for five of these activities were explained by qualitative results.
Income and social status
Employment and working conditions
Education and literacy
Childhood experiences
Physical environments
Social supports and coping skills
Healthy behaviours
Access to health services
Biology and genetic endowment
Gender
Culture
Race / Racism
Theme: valuing of clinic work over population health
Some participants noted that the activities
Theme: diminishing resources for sexual health
As well, health units highly implemented
Population health element C: base decisions in evidence
Using a population health approach requires that quantitative and qualitative evidence be used to identify priorities and strategies to improve health and determine the effectiveness of interventions (PHAC, 2013). This element included three activities that focused on using evidence/guidelines for program planning and being involved in research. Qualitative findings supported all of the quantitative results in this element.
Theme: gaining access to data to inform population health
However, despite the need for evidence to make decisions, the activity I think there is great opportunity there, but I just don't feel that a lot of the health unit buys into the value of research, but I think it's more. I’m not talking about managers and frontline staff; I’m talking more of the MOH (Participant 10).
Population heath element D: increase upstream investment
Increasing upstream investment means directing investments to areas that have the greatest potential to influence population health status (PHAC, 2013). In this element, ten activities related to the provision of information and education to the public, primary care, and within public health programs on sexual health, and policymaking. Generally, qualitative results supported quantitative findings, but there was variation among health units in the implementation of activities associated with this element. For most activities, about 60% of health units implemented them to a high degree, but qualitative findings did not support this. Rather, qualitative findings supported low to moderate implementation, with only a few to some participants discussing these activities.
Theme: tailoring sexual programming to local needs and populations
One upstream activity -
However, an exception within this element was the activity- e
Population health element E: apply multiple strategies
The health of populations is associated with factors that fall outside the health system or established health sector that requires multiple strategies applied within multiple settings (PHAC, 2013). For this element, there were thirteen activities, many of which were only relevant for sexual health services and not sexual health programs. Activities for this element were related to STBBI screening, testing, and treatment; referrals for victims of violence; provision of multiple intervention components (e.g., primary, secondary and, tertiary care); and community development work involving the public and primary care.
Most of the qualitative results supported the quantitative findings for this element, but there was variation among health units in the implementation of activities within this element. However, when it came to health units employing multiple strategies, such as offering multiple services within sexual health clinics or providing multiple intervention components within sexual health programming, qualitative results helped to explain some of the strategies or limitations that some health units experienced in conducting these activities.
Theme: diminishing resources available to sexual health
As well, the activity - It's just more than we don't just do one strategy, it's reporting a multitude of strategies from case management to working with the school board to supporting policy to putting education out there but it's just so much more in a smaller scale than we used to (Participant 1).
Population health element F: collaborate across sectors and levels
Improving health outcomes is a shared responsibility with “intersectoral collaboration” being the joint action among health and other groups (PHAC, 2013). There were seven activities in this element that focused on intersectoral partnerships with community stakeholders and local/provincial government. There was variation in the implementation of four activities, and qualitative findings helped to explain their low implementation. The activity-
Theme: working and collaborating with multiple local and regional partners
Population health element G: employ mechanisms of public involvement
Employing mechanisms of public involvement promotes the participation of all Canadians in developing strategies to improve health and in determining health priorities (PHAC 2013). In this element, four activities looked at involving clients and the community in planning. Qualitative results helped to explain two activities.
Theme: networking with the community
First, It is very difficult to bring community partners together, like the school board and some of the youth-serving agencies and try and come up with strategies that everyone can agree on at the table. So, community engagement is a barrier (Participant 4).
Second, We just don't have the capacity to be able to get input from clients. We may do a quick little survey for those that are coming to our clinic but that's a very select group, those that are already coming as opposed to the population itself (Participant 2).
Population health element H: demonstrate accountability for health outcomes
Demonstrating accountability for health outcomes requires an increased focus on determining the degree of change that can be attributed to an intervention (PHAC, 2013). There were fourteen activities listed in this element that centered around using and collecting information on a variety of sexual health topics, such as incidence of STBBIs, risk factors for STBBIs, or incidence of sexual violence. However, only two of these activities were explained through qualitative findings.
Theme: providing information and data to the community
Both activities including
Discussion
One characteristic of mixed methods research is the articulation of a MM research question that ultimately drives analysis and integration of quantitative and qualitative data sets. The integrated approach to analysis expanded our understanding of the factors that influenced implementation by explaining: 1) factors that influenced why certain key elements were implemented to a low extent; 2) factors that influenced a high level of implementation of key elements; and 3) why there is variation in implementing key elements across health units. The consistent message from people that participated in the study was that competing priorities like clinical work and the values of senior leadership were influential factors in implementing a population health approach, regardless of whether the health unit was rural or urban.
We found the lowest implemented activities in sexual health programming among health units - “The board of health shall collaborate with health care providers and other relevant partners to ensure access to….clinical services (e.g., sexual health, STI clinics [MOHLTC, 2018, pg. 44]).
However, participants explained that differing agency priorities and a lack of resources influenced developing and maintaining partnerships with community stakeholders and the public. Sibbald et al. (2012) also found that conflicting ideas and priorities between community partners and public health were barriers for health units in maintaining external partnerships. With disinvestment in public health, resources available to health units have decreased over time, which has been felt in programs like sexual health, leaving less time for engagement activities (e.g., community development, advocacy) in favor of individually-focused sexual health clinic services (Guyon et al., 2017). Opportunities for intersectoral collaboration and public participation can be leveraged to implement a population health approach, especially when it comes to underserviced people who are at increased risk for health inequities. This allows for the pooling of resources and building bridges between different actors to ensure programming is targeted appropriately to reduce health inequity.
Second, over half of the activities listed under the highly implemented elements -
Crowdsourcing has the advantage of bringing non-experts and experts together in a bottom-up approach to share ideas and develop solutions to problems within their communities (Tang et al.). This approach can assist with development of sexual health interventions to improve the uptake of STI testing (Tang et al.). Engaging members of the community in public health interventions is a way to reduce health inequities by ensuring that programs and services offered are appropriate, accessible, and utilized by end-users (Moloughney, 2012, & O’Mara-Eves et al., 2015). For the element -
Third, qualitative data helped explain the elements-
Strengths and limitations
For qualitative and quantitative data, utilizing the experiences of sexual health nursing managers and supervisors within PHUs in Ontario, Canada, was a strength and limitation. First, managers/supervisors are in a unique position to offer insight into what activities are occurring within their health unit as they have knowledge of front-line work and senior-level decisions. However, this means that only one group of nurses were captured at a specific point and did not consider the experiences of front-line nurses who deliver sexual health programs and services, or senior leadership who are responsible for program decision making. As well, data collection,. occurred only one year after the modernized standards were released. However, this is not viewed as a limitation given that population health is not a new concept for public health in Ontario and has been part of the OPHS previously (MOHLTC, 2014).
Different frameworks supported the quantitative and qualitative studies. CFIR (Damschroder et al., 2009) was limited since community participation/engagement is a key activity embedded within public health, the OPHS, and a population health approach (Moloughney, 2012) but is missing as a concept from CFIR. Each framework was useful for the individual studies, but integrating results was challenging and MM researchers need to acknowledge that combining different data types does not always integrate easily. The focus should be on whether our understanding has been enriched by the combination of different types of data (Uprichard & Dawney). In the future, using one framework would make merging results easier, however, the framework/s must be relevant to the research questions being studied.
Conclusion
Overall, this study contributes insights into population health activities on which health units should focus and assists sexual health managers, senior management, and policymakers with a better understanding of where resources, both financial and human need to be invested. We found that broader upstream activities like social justice and engaging in healthy public policy were not highly implemented by health units with little to no qualitative findings to explain why. This inconsistency points to important areas for future research. Given that social justice is a foundational component of community health, it would be important to understand barriers to implementing interventions related to health equity.
Supplemental Material
sj-docx-1-cjn-10.1177_08445621221143019 - Supplemental material for A Multiphase Mixed Methods Study on the Integration of a Population Health Approach in Sexual Health Programs and Services in Ontario Public Health Units
Supplemental material, sj-docx-1-cjn-10.1177_08445621221143019 for A Multiphase Mixed Methods Study on the Integration of a Population Health Approach in Sexual Health Programs and Services in Ontario Public Health Units by Linda Frost, Ruta Valaitis, Susan M. Jack, Michelle Butt and Noori Akhtar-Danesh in Canadian Journal of Nursing Research
Footnotes
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) received no financial support for the research, authorship, and/or publication of this article.
Ethical approval
Verbal consent was acquired, and confidentiality was assured at all stages of the research. Ethics approval was obtained from Hamilton Integrated Research Ethics Board (HiREB #5692) for this study.
Supplemental material
Supplemental material for this article is available online.
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References
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