Abstract
To meet urgent decisional needs of retirement/nursing home residents and their families, our interdisciplinary stakeholder team rapidly developed and disseminated patient decision aids (PtDAs) regarding leaving one’s residence during the COVID-19 pandemic. The development steps were as follows: identify urgent decisional needs, develop PtDAs using the Ottawa Decision Support Framework template and minimal International PtDA Standards, obtain stakeholder feedback, broadly disseminate, and incorporate user feedback. Within 2 wk, we developed 2 PtDAs for retirement and nursing home living environments that were informed by decisional needs (identified from public responses to related media reports), current pandemic regulations/guidance, and recent systematic reviews. Within 3 wk of their dissemination (websites, international PtDA inventory, Twitter, Facebook, media interviews), the PtDAs were downloaded 10,000 times, and user feedback was positive. Our expert team showed feasible rapid development and wide dissemination of PtDAs to respond to urgent decisional needs. Development efficiencies included access to a well-tested theory-based PtDA template, recent evidence syntheses, and values-based public responses to media reports. Future research includes methods for rapidly collecting user feedback, facilitating implementation, and measuring use and outcomes.
Keywords
Introduction
“If you can get your relatives out of seniors’ homes, try to do so as fast as you can,” 1 was the headline of a Canadian newspaper on April 2, 2020. At this early phase of the pandemic, the paper reported >600 COVID-19 outbreaks in retirement and nursing homes. 1 This evoked significant media coverage and strong emotional public responses, with hundreds of posted comments. By May 25, Canada had the highest proportion of deaths (>80%) occurring in long-term care among 37 Organisation for Economic Co-operation and Development countries. 2
Because many families were grappling with the decision to temporarily move a resident from a retirement or nursing home during the pandemic, 3 authors (D.S., N.E., A.M.O.) collaborated in early April to determine if a patient decision aid (PtDA) could help families facing this quandary. PtDAs 3 make explicit the decision being considered; provide information on options, benefits, and harms; and help patients/families clarify their values for outcomes/features of options. The Ottawa Decision Support Framework is the most commonly used framework guiding PtDA development. 4 Its main premise is that decision quality improves when patients’/families’ decision-making needs are addressed. 5 Common manifestations of the difficultly in making decisions are feeling uninformed, lacking access to information, feeling unclear about personal values, and feeling unsupported in decision making. 6 A systematic review of 24 randomized trials evaluating PtDAs, developed according to the Ottawa Framework, revealed that they were superior to usual care in addressing decisional needs and improving decision quality. 7
PtDAs developed according to the Ottawa Framework also meet the International PtDA Standards (IPDAS).8,9 However, PtDA development and evaluation often takes more than 1 y, which is too long to address urgent emerging decisional needs. Our objective was to rapidly develop and disseminate a PtDA to meet retirement or nursing home residents’ and families’ decision-making needs regarding location of residence during the COVID-19 pandemic.
Methods
We designed and used an expedited Ottawa PtDA development process (Table 1). First, we rapidly assessed the urgent need for a PtDA.
Comparison of Prepandemic IPDAS and Ottawa PtDA Development and Evaluation Processes and the Expedited Ottawa Process during the Pandemic
IPDAS = International Patient Decision Aid Standards; ODSF = Ottawa Decision Support Framework; PtDA = patient decision aid; √= m et; X = not done.
Health care providers who deal directly with patients.
Includes residents of retirement/nursing homes, residents’ substitute decision makers, family members, and others involved in the decision.
Next, we established an interdisciplinary stakeholder team (nurses, social worker, physicians, physiotherapist) with expertise in PtDA development/evaluation (D.S., A.M.O.), care of the elderly (N.E., S.S.), local health governance of seniors’ care (C.L., K.B.), counseling patients/families on care options on discharge from hospital (J.L.), and advising provincial governments on medical management of COVID-19 (P.A., S.S.). Team members had either faced the decision about moving a family member into a retirement or nursing home within the past 5 y (n = 3) or were currently facing the decision during the pandemic (n = 1).
Then, we drafted 2 PtDAs using the well-tested Ottawa Framework template.7,11,12 Each PtDA was circulated for iterative feedback from our stakeholder team. Next, the PtDAs were translated into French and disseminated broadly. Users were invited to provide feedback on the website, and we planned to modify the PtDAs, if necessary, based on the feedback.
Results
Our initial rapid assessment indicated there was no available PtDA on location of residence during the pandemic. The PtDAs were justified by the families’ and residents’ decision dilemma stemming from the risks of COVID-19 in retirement and nursing homes, the publics’ response to controversial media, and changes in nursing home regulations specific to COVID-19. 17
A key source for identifying residents’/families’ decision-making needs were the public’s 298 comments regarding the April newspaper articles.1,18 Many held opposing views on the best course of action. Several commented on the decision dilemma indicating reasons to leave a retirement/nursing home during the pandemic or to stay. It was apparent some readers were not familiar with changes in provincial regulations facilitating discharges and readmissions to nursing homes during the pandemic. On April 3, one public health official’s special statement focused on the decision difficulty: I totally understand concerns that families have about their loved ones who reside in retirement or long-term care homes. Some families are considering whether to take loved ones out of their retirement or long-term care home. This is a challenging decision . . . a family would need to think about.
19
Since our main target audience consisted of Ontario residents, their substitute decision makers, and other family members, we used sources relevant to that province (legislation, policies). The PtDAs included a self-assessment to determine if personal care needs could be met at the family’s home, a home safety assessment, and suggestions to discuss care needs with current care providers.20–22 Statements for the values-clarification exercise were informed by public responses to media reports. The final PtDAs met all IPDAS criteria (qualifying criteria, criteria to minimize risk of bias). The Flesch-Kincaid readability levels were grades 6.7 and 7.1. The PtDAs were endorsed by the Canadian National Institute of Ageing. 23
The English and French versions of the PtDAs were disseminated on the Ottawa Hospital Research Institute PtDAs website, 16 the National Institute of Ageing website, 23 and the International A to Z PtDA inventory. 13 They were also promoted through our contacts, including front-line clinicians who work directly with residents/families, organizations having outreach to seniors (Family Councils Ontario, Canadian Association of Retired Persons), and on social media (Twitter, Facebook, Shared@Shared Decision Making Network Facebook). The PtDAs were discussed in 4 media interviews and 16 media articles (e.g., Canada 24 the United States25,26) from April 11 to May 3, 2020. The PtDAs were downloaded 10,000 times within the first 3 wk and 17,953 times as of July 31, 2020 (Figure 1).
Feedback was received from 3 users. One user thanked us for “the tools that were of great interest” and reported a typo on the French version. The second said, “Thank you to you and your team for putting out resources that will allow families to make informed decisions about their loved ones during this pandemic. My wife, 51 lives with dementia at a long-term care home. I found your document to be most helpful.” A social worker at a Canadian publicly funded rehabilitation facility sent feedback requesting training in using these PtDAs with their residents.
Discussion
Our expert team demonstrated feasible rapid development and wide dissemination of PtDAs to respond to urgent decisional needs due to COVID-19. Efficiencies in the development process were having access to a well-tested theory-based PtDA template, recent evidence syntheses, values-based public responses to media reports, and extensive experience in developing PtDAs. Our findings led to the following considerations.
Expedited design of PtDAs is feasible. IPDAS design processes include patient/clinician decisional needs assessments, format and distribution identification, and review/synthesis of the evidence (Table 1). 10 Often, the needs assessments are quite formal, although a more recent approach is to include PtDA users as part of the development team.4,29 Our stakeholder team had members who were positioned to use the PtDAs as clinicians and sometimes as decision makers for their own families. Fortuitously, the intensity of the public’s response to the newspaper articles facilitated assessment of families’ decisional needs. However, our stakeholder team should have included residents who were facing this decision and a broader range of family members.
Regarding the format and evidence, our expert team used the well-tested Ottawa Framework PtDA template. 11 The evidence on home versus residential/nursing home was limited by its generalizability to pandemic conditions. Moreover, the evidence on COVID-19 was often unavailable or continuously changing. We incorporated links to sources (e.g., nursing home regulations, public health recommendations) so that users had access to up-to-date information.
Expedited field-testing methods when using a well-tested PtDA template need refinement. IPDAS describes alpha testing with patients and clinicians who have made the decision to assess comprehensibility, acceptability, and usability and beta testing with patients and clinicians facing the decision to assess feasibility. 10 Our stakeholder team included clinicians who provided feedback. Although we invited feedback from users on the usefulness of the PtDAs, we had few respondents. Low responses may have been due to the request for feedback on only one page where downloads were possible. Moreover, it may be unrealistic to expect high response rates from users during a crisis. Future studies should determine how to obtain user feedback more formally after rapid dissemination. For example, program the website to provide a pop-up questionnaire eliciting feedback from those who download the PtDAs; however, the ethics review for such a strategy may delay dissemination.
Expedited dissemination and measuring use/outcomes need refinement. We used several strategies, previously described by PtDA developers, to broadly disseminate them.30,31 The PtDAs were delivered online, endorsed by the National Institute of Ageing, 23 promoted through organizations for seniors, and discussed in media interviews and social media. Dissemination was likely facilitated by the urgent need in the pandemic crisis. The number of media interviews and downloads were highest around the peak of COVID-19 cases (Figure 1).
In summary, it was possible to rapidly develop and disseminate PtDAs when there was an experienced team with access to a well-tested PtDA template and synthesized evidence. A rapid development approach is appropriate for time-sensitive PtDAs, but there needs to be adequate support, including experienced developers, to avoid poor-quality or biased PtDAs. Future research is required to determine how best to engage more target users in the development and dissemination process, to identify efficient ways to gather more rigorous feedback during development and dissemination, and to measure actual PtDA use and resident/family outcomes.
Footnotes
The authors declared the following potential conflicts of interest with respect to the research, authorship, and/or publication of this article: Some authors have faced the decision about placing an elderly parent in a retirement home and/or long-term care home; one author had family considering moving a loved one from a retirement home during the pandemic.
The authors disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: Financial support for this study was provided in part by the University of Ottawa Research Chair in Knowledge Translation to Patients and the National Institute on Ageing. The funding agreement ensured the authors’ independence in designing the study, interpreting the data, writing, and publishing the report. D.S. is employed by the University of Ottawa and holds the research chair. N.E. and A.M.O. are both emeritus professors at the University of Ottawa. S.S. is the director of health policy research at the National Institute on Ageing at Ryerson University. C.L. is a recipient of a trainee award through the Integrated Knowledge Translation Research Network (CIHR#143237).
P.A. was supported by a Canadian Institutes of Health Research Embedded Clinician Researcher Award (#370937) and is now supported by a Fonds de recherche Québec - Santé Senior Clinical Research Scholar Award (#283211).
