Abstract
Objective:
To determine the impact of an exercise-based prehabilitation (EBPrehab) program on pre- and postoperative exercise capacity, functional capacity (FC) and quality of life (QoL) in patients awaiting elective coronary artery bypass graft surgery (CABG).
Design:
A two-group randomized controlled trail.
Setting:
Ambulatory prehabilitation.
Subjects:
Overall 230 preoperative elective CABG-surgery patients were randomly assigned to an intervention (IG,
Intervention:
IG: two-week EBPrehab including supervised aerobic exercise. CG: usual care.
Main measures:
At baseline (T1), one day before surgery (T2), at the beginning (T3) and at the end of cardiac rehabilitation (T4) the following measurements were performed: cardiopulmonary exercise test, six-minute walk test (6MWT), Timed-Up-and-Go Test (TUG) and QoL (MacNew questionnaire).
Results:
A total of 171 patients (IG,
Conclusions:
A short-term EBPrehab is effective to improve perioperative FC and preoperative QoL in patients with stable coronary artery disease awaiting CABG-surgery.
ID: NCT04111744 (www.ClinicalTrials.gov;
Keywords
Introduction
Within the last decade, the number of older patients undergoing heart surgery has increased dramatically. In 2016, 60% of all (
In this population, the prevalence of comorbidities and frailty is high. Previous studies demonstrated, a poor physical health status prior to CABG-surgery to be associated with longer hospital stay, prolonged postoperative ventilation and higher incidence of perioperative morbidity and mortality.2–4 Especially in old and frail patients, reduced physical fitness and the loss of physical functioning prior, during and after the hospital stay have a large negative effect. 5
Therefore, interventions to counteract those preconditions such as prehabilitation have increasingly attracted attention. Prehabilitation programs aim to increase the patients physical fitness and functional capacity prior to surgery in order to improve his/her postoperative recovery as well as the efficacy of the following cardiac rehabilitation.6–8 Furthermore, such programs may be able to reduce the long-term need for care and improve the patients ability of independent living.9,10
Until now only few studies, including low risk patients, have evaluated the safety and efficacy of cardiac prehabilitation.11–15 The aim of this prospective randomized controlled study was to evaluate the effects of a two-week exercise-based prehabilitation program on the pre- and postoperative outcomes on cardiopulmonary fitness, fuctional capacity and quality of life in patients with stable coronary artery disease awaiting elective CABG-surgery.
Methods
The “Preoperative Excercise Training for Patients Undergoing Coronary Artery Bypass Graft Surgery- A Prospective Randomized Trial” (ID: NCT04111744, www.ClinicalTrials.gov) was designed as a single center non-blinded prospective randomized controlled study with parallel assignment. The study protocol was approved by the responsible ethic committee in Gießen, Germany (Code: DE/HKHE20). All patients gave written informed consent. This study was conducted according to the principles of good clinical practice. German Heart Research Foundation, Wiliam G. Kerckhoff Foundation and Willy Robert Pitzer Foundation supported this study. Kerckhoff Heart Center, Bad Nauheim, Germany conducted the trial in cooperation with the German Sport University Cologne, Germany and the Justus-Liebig-University Gießen, Germany. The results presented here are partial outcomes of the main study “The Preoperative Excercise Training for Patients Undergoing Coronary Artery Bypass Graft Surgery- A Prospective Randomized Trial”. Other outcomes like effects of short-term exercise-based prehabilitation on hemodynamics as well as clinical and surgical parameters will be published soon.
During the period from December 2014 to March 2018, 824 eligible patients were screened for participation into the study in Kerckhoff Heart Center, Bad Nauheim, Germany.
Inclusion critera were: indication for CABG-surgery according to the guidelines of the European Heart Journal, 16 the German Cardiac Society 17 and the American College of Cardiology Foundation/American Heart Association, 18 stable coronary artery disease, exercise-induced angina pectoris threshold ⩾50 W and written informed consent for participation in the study.
Exclusion critera were: unstable angina pectoris and/or myocardial infarction during the last two weeks, left main stem stenosis ⩾50%, exercise-induced angina threshold or ischemia at <50 W, left ventricular ejection fraction <35%, significant ventricular arrhythmia or relevant heart valve disease, myocarditis, hypertrophic obstructive cardiomyopathy, CABG-surgery during the last six months, peripheral arterial disease Fontaine ⩾IIb, orthopedic or neurologic preconditions precluding exercise training as well as the unability to attend the prehabilitation program due to physical limitations or long distance to cardiac rehabilitation (one way: >60 minutes by driving).
Study measurements were performed at baseline, one day before surgery, at the beginning and at the end of cardiac rehabilitation (Figure 1). All measurements were conducted by certified staff members (cardiologists, heart surgeons, exercise physiologists or nursing staff). At baseline medical history and cardiovascular risk factors as well as medication were recorded. At each study timepoint anthropometric data and blood pressure were assessed, blood samples were taken for further analysis and echocardiography was performed. In addition, patients completed a cardiopulmonary bicycle exercise test (spiroergometry), a six-minute walk test, a Timed-Up-and-Go Test and filled out the MacNew questionnaire.

The defined study timepoints.
A submaximal cardiopulmonary exercise test was performed because of the patients’ diagnosis (symptomatic coronary artery disease). The test was conducted on a bicycle ergometer using a ramp protocol starting with 50 W, and gradual increase by 10 W per minute until patients were subjectively exhausted or defined criteria for termination occurred. 19 Peak workload (Watt and Watt/kg) and peak oxygen consumption (VO2peak L/min and mL/kg per minute) were assessed.
The six-minute walk test was conducted according to the American Thoracic Society guidelines. 20 Improvement in six-minute walking distance ⩾50 m was defined as the minimal clinically important difference. 21 The predicted values for the six-minute walk distance for the study population was 637.5 m. 22 During the Timed-Up-and-Go Test patients were asked to rise from a 43-cm-high chair, walk as fast as possible to an identification mark on the floor 3 m away from chair, turn, walk back, and sit down again. 23 The time needed to carry out the task was documented.
The MacNew questionnaire was used to assess quality of life. It is a specifically designed questionnaire for individuals with heart disease. It includes 27 items with different subscales (emotional, physical, social and global). 24 Improvements ⩾0.5 points exceed the minimal clinically important difference. 25
Patients randomized to the intervention group participated in a two-week preoperative exercise program including an individualized supervised and monitored cycle ergometer training three times per week. Individual exercise intensity was 70% of peak oxygen uptake (VO2peak). Every training session included two aerobic exercise workouts with a 15-minute phase of light gymnastics in between. The aerobic exercises started with two 10 minutes cycling workouts (1st session) which were gradually increase up to two 25 minutes cycling (6th session) in the course of the program (2nd and 3rd session: 2 × 15 minutes, 4th and 5th session: 2 × 20 minutes). The light gymnastic program included breathing techniques and coordination exercises on a chair. Adverse events like exercise-induced arrhythmias, unstable angina, fatal or non-fatal myocardial infarction and hospitalization were documented during the exercise-based prehabilitation program by the supervising medical staff. The control group received no preoperative training or further information. The usual care was provided by the patients’ general practitioner. Postoperatively all patients of both groups participated in a three-week cardiac rehabilitation program.
As the primary endpoint of this study was the change of endothelial function, the sample size for “The Preoperative Excercise Training for Patients Undergoing Coronary Artery Bypass Graft Surgery- A Prospective Randomized Trial” was calculated using the expected change in the results of the mean EndoPAT®-index by G-Power software version 3.1 (University of Düsseldorf, Germany). The calculation included a one-sided
After baseline assessment patients were randomly assigned to either prehabilitation or standard therapy before CABG by drawing an envelope with the treatment assignment enclosed from a closed box with mixed envelopes. Patient enrolment, randomization, and assignment to the intervention group was performed by two clinical investigators (CW and CS). Medical treatment was adjusted according to current clinical guidelines and was continued by the patients’ private physicians. The statistical analysis was performed as per protocol analysis consisting of all patients who completed all measurements at baseline. Continuous and categorial variables are presented by mean ± standard deviation with absolute and relative frequencies, respectively. Two-group comparisons of baseline variables were performed using Student’s
Results
A total of 230 patients were randomized into the intervention group (

Study flow chart.
Baseline characteristics of the study population.
cm: centimeter; kg: kilogram; m2: square meter; n: number; LV: left ventricular; CCS: Canadian Cardiovascular Society; NYHA: New York Heart Association; SD: standard deviation; *: Independent
There were no statistical significant changes in results of cardiopulmonary exercise test in the pre- and postoperative period (Table 2).
Effects of two-week exercise-based prehabilitation prior to coronary artery bypass graft surgery on pre- and postoperative functional capacity, exercise capacity and quality of life.
Bonferroni correction (p < 0.05); vs: versus; 6MWD: 6-minute walk distance; TUG: Timed-Up-and-Go Test; T1: Baseline (2.5–3 weeks prior to CABG-surgery); T2: One day before surgery; T3: Beginning of cardiac rehabilitation (7–10 days after CABG-surgey); T4: End of cardiac rehabilitation (after 3 weeks of cardiac rehabilitation); SD: standard deviation; m: meter; s: seconds; L/min: liter per minute; mL/kg per minute: milliliter per kilogram per minute.
During the pre- and postoperative period, the six-minute walk distance and the Timed-Up-and-Go Time improved significantly in both groups. However, the changes in six-minute walk distance (intervention group: Δ+50.5 m,
As a result of the preoperative period, significant interaction between groups was seen in all domains of quality of life. In the intervention group, the improvements were more pronounced compared to control group (intervention group: Δ0.3–0.4,
The exercise-based prehabilitation program was very well tolerated by all patients of intervention group. No exercise-related complications occurred.
Discussion
The main results of this prospectively randomized trial demonstrate that a two-week exercise-based prehabilitation program prior to CABG-surgery in older patients (>65 years) is effective to improve preoperative functional capacity (six-minute walk distance, Timed-Up-and-Go Time) and quality of life. In addition, it positively influences the postoperative results of cardiac rehabilitation on six-minute walk distance and Timed-Up-and-Go Time, however the short-term exercise-based prehabilitation program was not effective to improve cardiopulmonary exercise capacity. This is one of the first prehabilitation studies including patients with a higher-risk profile (three-vessel coronary artery disease: >75%; CCS II: >38%; see Table 1) prior to elective CABG-surgery. The results confirm the feasibility, safety and the efficacy of an individualized exercise-based prehabilitation program in this population.
Results of several studies show that cardiac rehabilitation after CABG-surgery is effective to increase exercise capacity,27–29 improve quality of life28,30 and reduce mortality.31,32 Older patients with multimorbidity have the greatest benefit of cardiac rehabilitation.28,33 However, only few studies have evaluated the effect of prehabilitation prior to CABG-surgery. In the meta-analysis of Snowden et al.
34
including 17 studies (
It is well known, that postoperative exercise-based cardiac rehabilitation significantly improves six-minute walk distance in older patients.28,36,37 Our results demonstrate that a two-week exercise-based prehabilitation program significantly improve preoperative six-minute walk distance (intervention group: +50.5 m versus control group: +14.2 m;
At admittance to cardiac rehabilitation the six-minute walk distance in our study population was longer compared to other cardiac rehabilitation studies post cardiac surgery.28,36,37 This may on one hand be due to the technical progress and improvement in cardiac surgery, but on the other hand it could be a result of the prehabilitation program. Furthermore, our study demonstrates more pronounced improvements in six-minute walk distance in the intervention group compared to control group (“baseline” versus “beginning of cardiac rehabilitation”:
As a result of the exercise-based prehabilitation program the reduction in preoperative Timed-Up-and-Go Time was significantly more pronounced in the intervention group compared to the control group (–0.8 s vs –0.1 s;
The findings of the present study confirm the positive effect of prehabilitation on six-minute walk distance and Timed-Up-and-Go Time and underline the efficacy of exercise-based cardiac rehabilitation in improving six-minute walk distance and Timed-Up-and-Go Time post CABG-surgery.
The results of the present study demonstrate significant improvements in all domains of quality of life after a two-week prehabilitation, being more pronounced in intervention group compared to control group (intervention group: Δ0.3–0.4,
Similar positive effects of a prehabilitation program on quality of life could be observed by Arthur et al.
15
with a significant improvement (mean change during waiting period: intervention group: 9.46 ± 34.39, control group: –2.06 ± 33.70;
One of the main goals of cardiac rehabilitation is to increase exercise capacity.39,40 In the present study no intervention effects on exercise capacity could be demonstrated, neither pre- or postoperatively. These results are comparable to those of Arthur et al., 15 who also did not find an improvement of exercise capacity after an eight-week prehabilitation. Baseline exercise capacity was similar compared to our study. Reasons for missing effects of the prehabilitation program of our study on exercise capacity may be the short duration of the exercise program or the missing multimodal prehabilitation approach in our trial. Carli et al. 41 did see positive effects during a multimodal and prolonged exercise-based prehabilitation on exercise capacity.
The present study has some limitations. Main limitation in this trial is the high dropout rate of 27 subjects of the intervention group. Reasons for withdrawal were lack of time or transport problems. The dropout rate during the study period was 25.7% and therefore higher than the 20% assumed by calculating the sample size. Therefore, the results and effects of the intervention program have to be interpreted with caution.
Another limitation is the lack of blinding of the study population and the study investigators. However, it is in the nature of the intervention in exercise trials that study participants cannot be blinded. According to the setting and design of this single center trial blinding of the study investigators could not be provided.
Furthermore, it cannot be excluded that patients in the control group were impacted by the “Hawthorn effect” and the results in the control group may have been influenced by this effect. 42
In addition, the duration of the prehabilitation program may have been too short to induce changes in the primary endpoint peak oxygen uptake. But the relatively short waiting time in Germany did not allow to enlarge the prehabilitation period. Although the feasability of a prehabilitation with a multimodal combined program, including psychological treatment, individualized resistance and aerobic exercise training is necessary to determine.
In conclusion, a short-term endurance training in older patients (>65 years) with stable coronary artery disease awaiting CABG-surgery is feasible, safe and effective to improve preoperative functional capacity (six-minute walk distance, Timed-Up-and-Go Time), and quality of life. It was even effective to improve postoperative results in cardiac rehabilitation on functional capacity. The prehabilitation did not influence exercise capacity. In order to prevent or reduce the need for care and to re-establish the possibility of independent living, pre- and postoperative rehabilitation in older patients should focus on the enhancement in functional capacity.
Clinical messages
A short-term exercise-based prehabilitation in older patients with stable coronary artery disease awaiting CABG-surgery is effective to improve preoperative functional capacity and quality of life. The focus of exercise-based prehabilitation should be set on enhancement of functional capacity to improve postoperative recovery and to increase efficacy of rehabilitation programs.
Footnotes
Acknowledgements
We sincerly thank German Heart Research Foundation, Wiliam G. Kerckhoff Foundation and Willy Robert Pitzer Foundation for supporting this study. Thanks as well to all the staff of Kerckhoff Heart Center for assistance with recruitment and logistics. Final thanks go to all the participants for dedicating their time to this study.
Author contributions
CS, CW, TW, TM, HB and BBW contributed to the conception, design and realization of the work. CS, CW and TM contributed to the acquisition and CS, CW and BBW contributed to the analysis and interpretation of data for the work. CS, CW and BBW drafted the manuscript and TM, HB, and TW critically revised the manuscript. All gave final approval and agreement to be accountable for all aspects of the work ensuring integrity and accuracy. All authors meet the criteria for authorship stated in the Uniform Requirements for Manuscripts Submitted to Biomedical Journals.
Declaration of conflicting interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) received no financial support for the research, authorship, and/or publication of this article.
Previous presentations/grants
- EBPOM 2019 in London, poster presentation “Prehabilitation in older patients awaiting CABG-surgery – Effects on hemodynamics, functional capacity and quality of life.”
- Results are part of PhD-thesis from Dr. Carolin Steinmetz
- Grants: German Heart Research Foundation, Wiliam G. Kerckhoff – Foundation and Willy Robert Pitzer Foundation
