Abstract
Between 2015 and 2019, 41 throughcare support officers (TSOs) supported people serving short sentences leaving custody across 11 Scottish Prison Service establishments. The role of prison officers in the provision of throughcare in the community was an innovation in Scotland and represents a new approach to the long-standing challenges around supporting reintegration from custody. Drawing on data from semi-structured interviews with 20 TSOs, this article examines their reflections on their role, bringing attention for the first time to the front-line perspectives of those involved in this novel approach to throughcare. TSO’s reflections revealed their growing awareness of the ‘pains of desistance’ and the challenges around reintegration, insights which had not been apparent to them in their prior work as officers working only in prison. The community ‘place’ of the TSO work also enabled a renewed awareness of the limits of rehabilitation within a prison and their own institutionalization after years of working in the custodial environment.
Introduction
Prison officer work is conventionally shaped by the prison context (Coyle, 1986; Crawley, 2004a, 2004b; Crawley and Crawley, 2008; Liebling, 2000, 2011; Liebling et al., 2011; Scott, 2006; Sim, 2008; Tait, 2011), more specifically through material manifestations of the role such as the uniform (Ash, 2010), the physical prison environment and working with diverse and often vulnerable people in custody. Prison officers are synonymous with the prison environment, the concept of a ‘total institution’ suggesting that the staff can become institutionalized as well as those who live in custody (Goffman, 1961). We initially used Goffman’s ‘total institution’ to theoretically frame the study and analyse the implications of prison as a distinct social space with particular meanings for those living and working within then. However, in the light of a number of critiques of the theory (Davies, 1989; Moran, 2013), as we progressed through the analysis of the data this became less influential as a theoretical frame for this project, consequently we focus more on other research questions in this article, exploring the tensions between moving between custody and community. In this study, we examine the implications of place for prison officers whose work is largely located in the community, something normally quite rare for prison officers. It is through the reflections of these prison officers into this new type of throughcare, that unique insights are outlined into the multiple difficulties of resettlement and reintegration of those leaving custody. In this article, we argue that the Throughcare Support Officer (TSO) role sheds new light on the challenges that those leaving custody face in terms of rehabilitation and reintegration in Scotland. This is creating more understanding and giving a new perspective on the prison officer occupation.
The 2013 Scottish Prison Service (SPS) organizational review (Unlocking Potential, Transforming Lives) focused on desistance as its theoretical underpinning (McNeill, 2016). It is within the SPS that desistance theories have had particular impact (McNeill, 2016), with the key areas of desistance theory reflected in organizational vision and values and key policy documents (SPS, 2013, 2016). Although McNeill (2016) has criticized this approach as being overly, individualized and responsibilising pointing to the challenges of operationalizing desistance theory into meaningful rehabilitation. Within the Scottish context, ‘desistance’ rather than ‘rehabilitation’ is often referred to as the aspiration of key parts of the justice (Sapouna et al., 2011, 2015).
In Scotland, criminal justice social work provides mandatory support for those released to the community who have served a long-term sentence or four years or more. Throughcare support was developed in this context as the SPS felt there were disconnections between those leaving its care and services in the community following release and wider issues with a lack of support for short-term prisoners reintegrating back into the community. As a consequence of these disconnections, the desistance journeys of those leaving custody were more challenging, particularly for those serving short sentences (four years or less).
There is a notable distinction in the services available after release to those with long-term sentences (greater than four years) and short-term sentences (less than four years) in Scotland. There is no compulsory supervision following release for most of those serving short-term sentences (with the exception of short-term sentences for sexual crimes, for whom it remains compulsory). Nonetheless, those released from short-term sentences are entitled to request such support while in prison and for a 12-month period following release. However, the uptake of this voluntary support remains limited and has dropped consistently in recent years from over 2400 in 2012/2013 to only 1700 individuals receiving this support in 2018/2019 (Scottish Government, 2020). This lack of support is even more important in the context of those typically serving short sentences, whose needs are among the most acute (Cracknell, 2018), who typically lead ‘chaotic lifestyles’, and whose risk of reoffending is the greatest (Audit Scotland, 2012). Furthermore, those serving short-term sentences receive fewer rehabilitative interventions in prison, yet their sentence is long-enough for their relationships, employment, financial stability, and housing to be disrupted (Armstrong and Weaver, 2013).
Within this context, the SPS introduced the TSO role to provide advocacy and support to those people serving short-term sentences in the transition between custody and community. One of the key responsibilities of TSOs was to facilitate access to key services (benefits, housing, etc.) as well support their motivation and relationships in the community. Given the non-statutory nature of this provision, the support they provided is on a voluntary basis, thus if those they are supporting choses to terminate with their services, they are free so do to do. TSOs spend most (around 75%) of their working time in the community as opposed to custody. Critically, for the purposes of our arguments, while these prison staff remain prison officers, they do not wear uniform and their work is based largely in the community.
After an evaluation report (Cochrane, 2014), the SPS appointed 41 TSOs and 3 throughcare support managers across 11 sites (with the exception of the Open Estate and a prison for long-term prisoners). Five years later, in 2019, due to operational pressures within the SPS (an overcrowded prison estate, combined with increasing levels of staff absences), the delivery of throughcare support by the SPS was paused, with the Wise Group (a social enterprise) winning the contract to deliver this service across Scotland. While the SPS and the Scottish Government have always claimed that the intention is to resurrect the TSO role within SPS when this pressure eases (Diamond, 2019), this role was never regarded as a core function of the SPS’s responsibilities and, as such, was always likely to remain vulnerable in a service under considerable pressure.
Ultimately, prison officers embody the prison regime, therefore the contradictions within imprisonment as a social institution are reflected in their work. The repetitive nature of the regime is important in relation to the performance of prison officer identities, Feldman (2003) has explored this in other contexts. Prison officers often view the provision of safety in the prison environment as a central part of their role, which is achieved through a continual monitoring and maintenance of static and dynamic security (Arnold, 2016; Liebling, 2000, 2011; Liebling et al., 2011; Scott, 2006; Tait, 2011). However, prison officers are also required to promote desistance and to ‘rehabilitate’, through prosocial modelling, building personal and social assets, and the fostering of hope and a crime-free identity (SPS, 2016). The contradiction of these aspirations within an environment, which can also fracture community relationships and re-enforce a criminal identity, is an ever-present tension within imprisonment and prison officer work (McNeil and Schinkel, 2016). This study explores the ‘place’ of prison to prison officers’ working identities and understanding of their role, as well as the potential contribution to reintegration that prison staff can make outside of the prison walls. In so doing, this article brings to attention this innovative approach to throughcare delivery, which has relevance for all jurisdictions seeking to support those leaving custody.
Prison officer work and resettlement
Prison officer work is often (mistakenly) assumed to relate to the practical tasks that form part of the job which relate chiefly to the maintenance of security and the management of risk, priorities considered ‘the foundation’ of prison officer work (Arnold, 2016). The work is marked by the routine of the prison regime, and has been described as ‘largely mundane’, and marked by unlocking prisoners, checking locks, bolts and bars, carrying out roll checks, dealing with prisoner requests or disciplinary offences, serving meals, supplying toilet rolls, changing the laundry, delivering the post, playing pool, watching television, reading the newspaper, talking with officers and prisoners, or drinking tea. (Scott, 2006: 15)
As Sykes (2007) first noted, those who live and work within prisons form societies themselves; therefore, the social experience of working is a central element of prison officer work (Crawley, 2004a). The camaraderie of colleagues is informed not by only the need to work closely to provide security, but it is also a function of working in an enclosed and often pressurized working environment. The camaraderie and humour associated with the work also support resilience and an ability to cope with the stresses of the emotional labour of the work (Arnold, 2016; Crawley, 2004a; Crawley and Crawley, 2008). Prison officer’s working identities are intrinsically bound with symbolic markers such as their uniform and the physical prison environment. Although ‘white shirts’ (or prison officer uniforms) may have a functional purpose (i.e. quick identification at times of risk), they also serve a symbolic function which facilitates the legitimate use of authority (Ash, 2010).
Ethics and methods
This research project was independently developed by the authors who had an interest in the working lives of the TSOs and wanted to situate this within the academic literature. Three main research questions guided the data collection for this project. (1) Does Goffman’s theory of the ‘total institution’ have relevance in contemporary prison systems? (2) In what ways do the experiences of TSOs working the community support or undermine the concept of the total institution? and (3) What is the experience of Throughcare by TSOs of working outside of the prison walls? Ethical approval was granted by the SPS Research Access Ethics Committee, and a semi-structured topic guide was developed. Informed consent was given by all participants, with assurances of anonymity given to all participants. Additionally, all research participants were given a draft of this article to comment on before submission, in order for them to be able to comment on how their narratives have been represented and analysed. This resulted in some amendments to the version of the article submitted. All recordings and transcripts were stored securely, with all identifying information stored separately (in line with Economic and Social Research Council ethical guidance). In total, 20 interviews were undertaken between April 2018 and June 2018 with a representative sample of TSOs, in terms of age, gender, and career stage. This represents a 49% sample of the 41 total group of TSOs. On average, the 20 participants had worked for the prison service for around 18 years. The 20 TSOs came from a range of career backgrounds within the SPS prior to becoming a TSO, although the majority had worked in prisoner rehabilitation programmes, which is quite a different role within prison compared to residential prison officer roles. This might suggest that these individual officers were perhaps already more willing to challenge their own thinking about ‘rehabilitation’ and to work in new ways. TSOs were interviewed from six prisons across Scotland to provide insights in how the job varies by prison population and locality.
Interviews were transcribed and analysed in Nvivo 11. Subsequently, an inductive analysis of the data was undertaken, using themes emerging from the data with a particular focus on the unique insights into rehabilitation that the TSOs had was conducted by all authors facilitating the checking of analysis between the authors. This has facilitated a critical engagement with the existing prison officer literature and Goffman’s theory, through which aspects of the impact of throughcare support are illuminated.
Findings – The importance of place in shaping TSO insights into rehabilitation
The findings are shaped around multiple perspectives from the TSOs interviewed, relating to aspects of their role as TSOs that illuminate the importance of custody and community as shaping the professional insights into rehabilitation for these prison staff.
Time spent in the community and its impact: Understanding and supporting reintegration
The central finding from this study relates to the perspective gained from working in the community with prior incarcerated persons and how that impacts the TSOs. The majority of TSOs indicated that they spent most of their working week (around 75%) in the community and not in prison. For many of the TSOs, the biggest impact that working in the community held was to bring a deeper insight into the lives of those in custody. The challenges of reintegration had often not been considered to the same extent within their previous roles within prison: What we’ve seen in the community, and what these people face on a daily basis, is just horrific. Having nowhere to go after getting released. Benefits not being up and running, so they’ve got to wait two or three weeks for money to come in, and they’ve to survive on, sometimes, £50 to £70, depending on their age. And you’re like, how can somebody survive like that? Then, if they do get a place, its places that you couldn’t even imagine anybody would live in. (TSO14+15) They’re sometimes like two different people, you know, that I think that’s the thing, you can maybe deal with somebody all the time in custody and then they’re totally different when they get out. The chaos. The, kind of, lifestyle they’re going back to because in [prison] they’re a captive audience. (TSO1) Because sometimes you get more insight into the person as a whole rather than you’re just not seeing them as a prisoner, you know, like when you’re in the prison it’s, I say jump, you jump. (TSO13) For 17 years I saw this side of the [prison] wall, now I’ve the benefit of seeing the other side of the wall. I think you have a bit more understanding of people’s backgrounds, the problems that face people, social, economic, geographic even, you know, what they’re living in, where they’re living, how they’re living. When you see the rest of their life…, it gives you much more of an understanding into an individual’s behaviour. (TSO6) But she was judged a lot on her past behaviour. So, what we found was, we were coming against a lot of kind of brick walls with community workers. Because she’d had massive issues with drugs, because her mental health was really poor, due to the drug taking, they, a lot of people were like, well that’s just what she’ll do, she’ll just go, she’ll do this, and she’ll end up back into the jail, and there’s no point trying. (TSO14+15) I mean, challenges, is the stigma, it’s the, out in the community, it’s the public, and it’s their perception of what should be happening to guys in prison. And it’s about trying to change the mindset of people out there, is the biggest problem. (TSO11) The ones that are disappointing are the ones where you’ve put a lot of work and effort in place and they’ve been doing all the right things, they’ve got a house, you’ve managed to get them some furniture, they’re doing training for work maybe, and they’re doing all the right things, their benefits are in place. Then all of a sudden they’re back in prison because they’ve just literally bumped into the wrong person at the wrong time and they’ve done something which has brought them back into custody. (TSO13) But their biggest thing is feeling lonely. So, they come into prison, they’ve got a daily routine, they’ve got people roundabout them all the time, they’ve got things to do to build themselves up, their self-esteem, and their confidence. And then, they’re out, on liberation, put into wherever they’re put. It’s usually four walls, no telly, nobody around about them, and then we wonder why things go wrong. And so sometimes, we’re the only people that they see, or speak to, in a week. (TSO14+15) And then, you’re working to time limits if you’ve got appointments to make. And then, just managing, or helping to support these people with really horrific needs, that’s, aye, that’s exhausting. (TSO14+15) And it’s about using the relationship between staff and prisoners, and using that out through the gate, and back into the community. (TSO10) I think, with throughcare support, it’s not an exact science, because it’s about that journey. It’s a person-centred approach. And because it’s a voluntary service, it’s not like a supervised release order, where he’s obliged to meet, like, the social workers. This is a voluntary approach, where he’s identified that he could do with a wee bit of help, because he’s maybe wanting to break the cycle of offending behaviour. (TSO5)
Working in custody and working in the community: Reflections on the ‘place’ of prison work
The TSOs reflected on the differences between their work as a TSO compared to their previous roles as prison officers, reflections which prompted them to revaluate their prior work in the prison and some of the limitations of this. The transition into becoming a TSO was challenging for some staff, as these staff had been prison officers for so long. You’ve got to take the officer head off, and you’ve got to have a totally different head on when you go into throughcare. (TSO18) To go out there [in the community] was really quite scary. See the first few times you went out…It was quite strange. You’ve worked in an environment that you’ve always got staff round about you. And suddenly, you’re out there, and you’re it. And you’re having to think on your feet, on your own, and make a decision like that. That’s scary, it’s really scary. (TSO2) I was in the job, you know, 20 odd years, before I started working in the community. And, you know, when you first start going out with somebody into the community, you’re not cuffed to them, you know, they can walk away from you at any point. If he goes away, then he goes away. And the control bit, as well. What I mean, there’s nothing going happen to the guy, and there’s nothing going happen to me because he’s run away. (TSO10) The jails run on a clock, so it’s half past one the route, I don’t need to worry about that anymore. For 28 years half past one the route, at four o’clock the dinner is coming in, just before that the laundry is coming in, exercises at half past three, whatever, it’s four o’clock. It was a while, I reckon a good year, maybe more. We were saying this for a year almost every time we went out. (TSO4) It was pretty surreal to start with; probably for both myself and the first few service users that we took out because here you are sitting in a coffee shop, he’s wearing his own clothes, I’m wearing my own clothes as opposed to the jail tee-shirt and the white shirt. I think the first few it was probably quite surreal. (TSO6) You’re not protected by the four walls. Our work is seen by others, like professional organisations. I know my role’s bigger in this role, and it’s wider, if you like, and it’s more challenging. And I suppose that’s maybe some of the things as well, it’s about challenging yourself in how you do your work. (TSO20) I didn’t realise how big the role was. I didn’t realise how much it was going to develop into really helping folk and the successes that we see. Everything is bigger. The successes are bigger, you know, everything. It’s just a massive, massive job. (TSO4) I think you’re so used to everything being so contained in [prison] so if you work in the area you are contained pretty much in that area for most of the time. You are contained in your wee flat. (TSO4) Today if you’re out and about, you’re going to meet one guy in the morning, you’re maybe going to travel to meet the next guy, the day just flies, it flies in compared with if you’re in the halls, for time. (TSO11) You’re out of touch with it, what’s happening in the halls, who’s in trouble or getting…so you miss the camaraderie between staff and normal…but there’s things…there’s positives and negatives, and like…and that’s one of the things you do miss like. (TSO9) I think it’s so different. I think…see being out and about and having that…because you have a different relationship with the person. You’re not locking them up. You know, you’re out, you’re in the car. It’s amazing how much information you get from somebody in the car. (TSO1)
A number of TSOs felt that time spent in the community was where they could best support people to make positive changes in their lives rather than the custodial environment. This outlines some of the limitations of prisons who conventionally support rehabilitation from within the prison walls: But it is the right thing, it is what we should be doing. How [can] you support people and sit in a jail? (TSO8) I think I probably feel more vulnerable working the halls [in prison], at the moment. I’ve got to know those guys [service users] over a period of time, some of them, you know, straight away its two staff with this guy. (TSO12) I’ve never felt at risk when I’ve gone out. If I come across somebody that’s been drinking or that, I’ll just make my excuses and go. I get myself out of a situation. It’s just to be safe like, I think it’s quite important, and we’ll make sure that we’re all finished during the day, we’ll phone about each other, say, are you finished for the day, and it’s just for safety. (TSO11)
Conclusion
In the current article, we have illustrated a range of insights into the experiences of TSOs working in the community, which cumulatively constitute a further subversion of the resonance of Goffman’s theory of the total institution within the Scottish penal context. Through differences in the place in which these prison staff work which is largely in the community, differences in the types of work and partners worked with, and differences in uniform and identity, it is evident that the TSO role is both symbolically and substantively different from prison officer role shaped within the prison walls. Being a TSO has created a space for the prison staff doing this job to reflect on their role as a prison officer, to be more self-aware of the limits of prisons in supporting desistance. It also allowed TSOs to gain a different insight into the challenges relating to the transition from custody to community. The TSOs reflected on what the role of prison is within Scotland and what the impact of imprisonment is for those leaving custody in terms of tertiary desistance and the frequent difficulties in acceptance of communities following release. These reflections facilitate insights into the challenging community justice context within which the SPS and community justice partners are committed to supporting the desistance journey of people leaving custody. Together, TSO’s experiences raise important questions about the ‘space’ of prisons for working with those in custody, and the implications these experiences could have for working within a prison.
The limitations of the study relate to TSOs in some prisons not being able to take part, to the views of people in custody and formerly in custody not being part of this study. Additionally, we were not able to capture and analyse how other actors (such as criminal justice social work) supporting the rehabilitation of those leaving custody viewed throughcare support. In relation to rehabilitation policy in Scotland, the experiences of the TSOs outlined in this article have been critical in illuminating the challenges of rehabilitation of those leaving custody. However, we have not been able to analyse the implications of other actors delivering throughcare support in Scotland following the SPS pause of throughcare support in July 2019. Further analysis of these changes will enable a consideration of the implications of the SPS delivering this type of support in contrast to other providers.
Ultimately, the analysis of throughcare support contributes to an understanding of the place of prison within the criminal justice system, through the ways in which the TSOs worked at the edges, of both community and custody. The liminal space within which they work has profound implications for their views on the difficulties of rehabilitation and reintegration. This article contextualizes the significance of place in relation to influencing how prison officers feel about their role and their insights into rehabilitation as well as the porousness and place of prisons within the criminal justice sector in Scotland. This article illustrates the benefits of prison officer staff working outside of the prison walls, as this enables new insights into the ways in which prison shapes certain professional practices. While the SPS has currently paused throughcare support, other ways of prison staff getting different insights into the lives of people in custody should be considered. The benefits of staff working within the criminal justice system working in other parts of the system should be further explored in order for staff to develop and having a deeper insight into wider desistance journeys as people pass through the system, and the limitations of certain parts of the system to contribute to desistance journeys. It is through the reflections of the TSOs in this article that some of the limitations prison and staff in prison of supporting people through the process of reintegration after custody become evident. Through analysing novel approaches to supporting resettlement and reintegration such as the TSOs, it is hoped that a greater diversity of approaches to supporting resettlement and reintegration will be explored.
Footnotes
Author’s Note
Matthew Maycock is now affiliated with University of Dundee.
Declaration of conflicting interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) received no financial support for the research, authorship, and/or publication of this article.
