Abstract
Aim: To develop and verify the feasibility of a personalized home-based heart failure (HF) nursing intervention model to support HF patients, promote self-management, and avoid HF exacerbation and re-hospitalization. Methods: Based on processes established in previous studies, literature reviews, and evidence-based guidelines and theories, we developed the nursing intervention model for patients with HF. The goal of this model is to harmonize symptom deterioration prevention behavior and individual lifestyle. After intervention, we conducted semi-structured interviews with participants, and data were transcribed verbatim, after which qualitative content analysis was employed. The contents of visiting nursing practice, opinions on this nursing model, and self-management in patients with HF were analyzed qualitatively and inductively from the viewpoint of practicality and acceptability. Results: Five nurses who provided interventions, as well as five patients with HF, participated in this study. Accordingly, our findings showed that the framework, assessment, and nursing intervention contents of this model can be practical for everyday home nursing visitations. Conclusions: The content has been revised so that more visiting nurses can use them, including those who have less cardiovascular nursing experience.
Highlights
What do we already know about this topic?
Nursing intervention in self-management for patients with heart failure improve patient’s outcome such as emergency department visits and unplanned readmissions. Most of these studies are conducted by cardiovascular nurses. Only a few are performed by home care providers.
How does your research contribute to the field?
It is important that nurses need to have the viewpoint of the balance between preventing decompensation and patient preferences.
What are your research’s implications towards theory, practice, or policy?
Our nursing model can be used as reference by visiting nurses who have little experience in cardiovascular care and general duty nurses, and may promote self-management of patients with HF.
Introduction
Heart failure (HF) is prevalent among approximately 1–2% of the adult population in developed countries, rising to ≧10% among those over 70 years of age. 1 Approximately 260000 Japanese patients are annually hospitalized for HF, the nation’s second leading cause of death, with such a figure increasing at a rate of 10000 per year. 2 Previous nursing intervention studies have shown that nursing intervention reduced emergency department visits and unplanned readmissions while lowered healthcare costs and improved psychological status.3–5 Although most nursing interventions or disease management programs are provided based on guidelines, limited studies regarding intervention components and implementation methods have been available. 6 Therefore, Pinchera et al. proposed that optimal intervention strategies should be individualized to suit the patients’ chronic condition and included in multicomponent and eHealth interventions.6,7 However, Jonkman et al. 8 stated that self-management interventions show great diversity in terms of mode, content, intensity, and duration. On the other hand, patients with HF receive ambiguous advice, display inconsistent behavior and symptoms, are impacted by socioeconomic factors, have poor adherence, become disappointed due to failure despite practice, have physical and psychosocial restrictions due to HF, and poor psychological response to restrictions from medical professionals, all of which leads to worsening of symptoms. 9 Despite numerous intervention trials and disease management programs having been implemented to prevent readmission and reduce mortality, only a few are performed by home care providers (HCPs).10,11 A study that surveyed the knowledge of community nurses revealed that they had basic understanding of HF but scored poorly on weight assessment, blood pressure management, and reporting to physicians of dizziness. 12 Therefore, providing viewpoints for HF management to HCPs having less experience with cardiovascular nursing, which will improve patient’s outcomes and quality of HF management in home care settings, is meaningful. In addition, there are no previous studies aimed at harmonizing self-management practices and lifestyles of patients with HF. This study provides new insights into self-management programs for patients with HF.
The present study aimed to verify feasibility of a personalized home-based HF nursing intervention model to support patients with HF, promote self-management, and avoid exacerbation of HF and re-hospitalization.
Descriptions of the Nursing Intervention Model for Patients With Hearth Failure
We described the nursing model according to the template for intervention description and replication (TIDieR) checklist and guide. 13
Brief Name: Provide the Name or a Phrase That Describes the Intervention
This model was administered to HF patients by home-visiting nurses. Having a home-based nurse helped balance their self-management practices and lifestyle.
Why: Describe Any Rationale, Theory, or Goal of the Elements Essential to the Intervention
This model was developed based on the methodology proposed by Aranda 14 who suggested a stepwise development process focused especially on complex nursing intervention development, as well as patient-centered nursing care and the structure and delivery of interventions.
The draft version of the framework and interventions described was based on the self-management process from a recent study, 15 the Middle-Range theory of self-care for chronic HF, 16 and current recommended clinical practice guidelines. 17 The self-management process is an approach to living life that prevents worsening of symptoms while balancing good choices and preferences. Through trial and error, patients with HF attempt to determine the limits of physical capacity and dietary choices that would promote worsening of symptoms while also trying to maintain as much quality of life as possible. 15 The Middle-Range theory provides an intervention structure for self-care improvement that can be applied to practice. 16 This theory suggests three steps for self-care, namely, (1) self-care maintenance, (2) self-care monitoring, and (3) self-care management. Finally, the components of self-management and goals of this model were identified. Accordingly, the components of self-management include “Experience and knowledge about HF,” “Self-monitoring and Early perception,” and “Life coordination for HF and living meaningfully.” Meanwhile, this model aimed to achieve “Balance between preventing decompensation and preferences.”
What (Materials): Describe Any Physical or Informational Materials Used in the Intervention, Including Those Provided to Participants or Used in Intervention Delivery
Home-visiting nurses caring for HF patients in their homes referred to a booklet describing observation and assessment viewpoints. The frequency of visits was approximately once or twice per week, as directed by a physician. In addition, we developed a non-invasive tele-monitoring (TM) tool. This internet-based tool enables sharing of patient data such as body weight, blood pressure, heart rate, and signs and symptoms of HF with patients and health care providers, such as nurses and physicians. The patients were instructed on how to use the HF self-management tool and were informed that they could browse for information on the internet, and use the tablet device for continuous self-monitoring, and take actions based on monitoring results for the purpose of early consultation and to prevent exacerbation.
What (Procedures): Describe Each of the Procedures, Activities, and/or Processes Used in the Intervention, Including Any Enabling or Support Activities
Visiting nurses performed observations, assessments, and consultations using the nursing model. They could view graphs and tables of patient data via a dedicated website. Thus, they could assess the patient’s condition without in-person visits, while still being able to contact them if there were any concerning signs or symptoms.
Who Provided
The intervention was delivered by visiting nurses. Before study initiation, the researcher explained the outline and practice methods of the nursing model to the visiting nurses.
How
The intervention was delivered face to face by a visiting nurse. This nursing model focuses on nursing support for each self-management component and promotes self-management in patients with HF based on individual goals and intentions. Accordingly, nursing practice methods that promote balance between preventing decompensation and patient preferences are presented below. (1) Understanding the patient’s goals and life values (2) Assessing the focus of nursing support to determine which self-management component needs nursing support to achieve established goals (3) Practicing nursing support according to assessment findings (4) Confirming the response of patients with HF after nursing practice (5) Providing feedback of confirmed contents to the patients and repeating assessment and nursing support
HF symptoms and exercise tolerance may change over time due to clinical characteristics of HF. In response to such changes, patients need to modify their lifestyle, goals, and intentions accordingly. Thus, consistently understanding, providing feedback to, and repeatedly assessing the patients’ goals and intentions is imperative. Figure 1 presents a draft version of the nursing intervention model supporting self-management for patients with HF. Draft version of nursing intervention model supporting self-management for patients with heart failure.
As the visiting nurses were able to see the patient’s data via the dedicated website, they could contact patients through phone calls or additional visits, as needed.
Where
The intervention was delivered in patients’ homes.
When
Intervention sessions were held for 30–60 min, once or twice per week.
Tailoring
Although home visitations aimed to manage HF, nursing interventions for co-morbid conditions and nursing support in accordance with the contents of home-visiting nursing instructions not included in this nursing model must still be provided during visitations. Therefore, the researcher explained that this nursing model should be used as a reference as long as it does not interfere with usual home-visit nursing care.
Methods
Design
As recommended by Richards et al., a feasibility study can determine the practicability of performing complex interventions, 18 which can be evaluated using face-to-face interviews, participation status, and adherence. Moreover, intervention feasibility can be evaluated from the viewpoint of the nursing model, intervention provider, and patient. The current study used a qualitative method to evaluate practicality and acceptability of the proposed nursing model. This design was chosen to guide feasibility objectives for a future pilot trial.
Participants
Regarding the sample size for feasibility testing, Morris and colleagues proposed that research objectives should consider sample size and stated that less than 10 participants is sufficient to evaluate the acceptability, process, and practicality of the research. 19 As such, the current study planned to include a minimum of 10 participants. Given our purpose of evaluating the feasibility of the nursing model from the perspective of both nurses and patients, both home-visiting nurses and patients with HF were recruited.
Recruitment
A purposive sampling was selected to ensure variation in the intention of using the nursing intervention model for supporting self-management in patients with HF. Participants were recruited by cardiologists in an academic tertiary hospital located in Japan. Nurses involved in home visitations were invited to participate in patient recruitment, interventions, and qualitative semi-structured interviews post-intervention. They identified and approached eligible patients, provided study information, and obtained their contact information through which the researcher can contact them.
The inclusion criteria for patients with HF were as follows: age of 18 years or more; ability to speak Japanese, communicate orally, and to use a tablet device; no pre-existing cognitive impairment or psychological illness; and not terminally ill or receiving end-of-life care.
Practicality and Acceptability
The current study evaluated feasibility from the viewpoint of practicality and acceptability. Accordingly, practicality may be determined through the content of visiting nursing practice given that nursing practice may include important content that is not included in the nursing model. Practicality may also be determined by confirming whether nursing practice using a nursing model impacts self-management in patients with HF.
Acceptability can be determined through opinions regarding this model from nurses and patients with HF, which included information regarding what was helpful and not helpful, as well as suggestions for improvement.
Data Collection
Qualitative data were collected by conducting individual semi-structured interviews. Face-to-face interviews were audio-recorded and transcribed. Visiting nurses and patients with HF were interviewed poststudy by the researcher to determine their experiences with HF management using this model, as well as the opinions on the model. The poststudy interviews lasted approximately 30–60 min.
Data Analysis
Transcripts regarding practicality were analyzed using qualitative content analysis following the steps outlined by Graneheim and Lundman. 20 The analytical process included the following steps: (1) each transcript was read, after which feasibility descriptions from the text were extracted in meaning units; (2) meaning units were used to shorten the sentence into simple phrases and create a code so that the meaning is not lost; (3) similar codes were grouped and sub-categories were created; and (4) sub-categories with similar content were collected and structured into categories.
Transcripts regarding acceptability were coded according to each theme. The research team reviewed and discussed until consensus was reached.
Ethical Considerations
This research was conducted based on the principles of the Declaration of Helsinki and the Japanese Ethical Guidelines for Medical and Health Research involving Human Subjects. The research was approved by the Chiba university ethics review board (No: 30-81). Using the consent form as reference, the aim, procedures, and potential risk and benefits were explained to each eligible patient. Confidentiality and anonymity were assured; queries were answered before informed consent was finalized. All data were kept in a secure location; the data set was maintained in a password protected digital device.
Results
Participant Characteristics
Characteristics of Nurses (n = 5).
Characteristics of Patients (n = 5).
NYHA, New York Heart Association; LVEF, left ventricular ejection fraction.
Practicality
Nursing Practice Using the Nursing Model
Practicality From the Nurses’ Perspective.
Self-Management in Patients With Heart Failure
Practicality from the patients’ perspective.
Acceptability
Visiting Nurses’ Perspective
Nurses who participated in this study provided their opinions regarding the nursing model framework, contents of assessment and intervention, evaluation methods, and utilization and application.
Extract
About the framework
“I look at the patient’s life, following look at the process elements in the model. Then this process is important but can be the opposite.” (N1)
“It is necessary to know the elements of self-management in order to bring out the top priorities.” (N3)
About the assessment and intervention contents and evaluation methods
“I have an idea of what to do with a certain thing rather than targeting the problem of the grasped living environment.” (N2)
“It is necessary to collect social information such as cohabitants and roles.” (N5)
“In fact, make sure that nothing has changed and reassure each other. And it is important to continue to explain and check.” (N4)
Patients’ Perspective
Patients with HF who participated in this study primarily reported about suggestions for improvements of the application or positive comments.
Extract “There is no difficulty in operating the tablet. And the action of inputting app every day is not a burden.” (P2) “It is better to show specific precautions for daily life rather than a guideline for consultation.” (P4) “I have sense of safety seen by health providers.” (P1) “A bulletin board format is required to have a remarks column for information sharing and contact” (P3) “I got peace of mind with positive feedback, then be happy if it is displayed doing well” (P4)
Opinions on nursing model.
Discussion
The current study aimed to evaluate the feasibility of our nursing model from the viewpoint of practicability and acceptability and determine whether this nursing model can be utilized by visiting nurses to promote self-management among patients with HF. Moreover, the nursing model was modified based on the current feasibility evaluation.
Targeted visiting nurses included herein had an average nursing experience of 15.4 years (range, 6 to 21 years), with the average experience for visiting and cardiovascular nursing being 4.2 years (range, 1 to 10 years) and 3.2 years (range, 0 to 10 years), respectively. Moreover, the patients with HF included herein were in their late 60s to early 80s, had no apparent difference in New York Heart Association classification (II to IV), and had a range of living that allowed them to perform activities ranging from going shopping by themselves to spending most of their time at home. Moreover, approximately half of them had experience with the use of a tablet computer. Both visiting nurses and patients with HF had a wide range for age, experience, and severity and were evaluated using the various perspectives of this nursing model. As such, no considerable bias in the subjects can be noted.
Revising the Nursing Model
Due to the medical system in Japan, visiting nursing assignments are provided by the physicians, after which home-visiting nursing services can be initiated. Overall, our analysis showed that each element included in the nursing model had been practiced. Accordingly, nurses were able to respect the patient’s lifestyle and values while considering the visiting nursing interventions, an aspect unique to this study. Furthermore, we determined that the self-management is a two-way process that involves a back-and-forth between nurses and patients. One study employing a patient-centered program focusing on energy conservation for patients with HF described that a specialized program enhanced patient’s knowledge and valuable strategies. 21 The current study also echoed similar results, showing that balance between preventing decompensation and patient preferences is practical in home care settings.
Previous works showed that the impact of the mHealth interventions on self-care and quality of life were inconsistent at best.22,23 However, four of the patients included herein had input rates above 90%, suggesting that mHealth interventions may support self-care continuation of patients with HF. Moreover, nurses included herein utilized mHealth interventions to check the patient’s conditions and promote self-monitoring for patients with HF. Unfortunately, only a few institutions can utilize mHealth intervention, which is necessary for the practicality of providing nursing support that promotes continuous self-monitoring in home care settings.
Previous studies on best practices for patient self-management identified multidisciplinary/team effort and one-on-one with a health care provider combined with print material or electronic devices as the most frequently used approaches.7,24,25 In the current study, participants built a collaborative system for emergencies and relationships with other medical staffs to enhance response times. Thus, collaboration with other medical staff and using mHealth tools can be considered key aspects of our nursing model.
Nurses included herein repeatedly confirmed whether patients experienced any changes (ie, deterioration in condition) since the previous visit and whether they were able to continue to receive advice and support. Through these actions, they obtained information for other nursing support. Evaluation after nursing support will therefore be performed at each visit and will include identifying changes after nursing support according to assessment, degree of understanding, implementation status, and presence of continuation. This can be expected to provide a more practical and actionable perspective. Based on such results, our model was revised, with Figure 2 showing the revised nursing intervention model. Nursing intervention model supporting self-management for patients with heart failure.
Limitations
Some limitations of the current study are worth noting. First, participants in this study may not represent the diversity of people with HF and visiting nurses. Most patients in this study are categorized in NYHA III classification and more than half of nurses are no experience in cardiovascular nursing, these may be biased towards moderate which might affect the findings. A number of participants is limited but approximately ten participants can be sufficient this qualitative study. 19 Therefore, we believe that the data in this study give a broad description of the participants’ insight of the nursing model. Second, no efficacy data were collected during this feasibility study. Owing to the lack of quantitative outcome assessment and results regarding benefits and disadvantages, quantitative assessment may be needed in the future to assess various effects of nursing interventions.
Conclusion
The current study aimed to develop and verify the feasibility of a home-based HF nursing model aiming to harmonize individual lifestyle and behaviors preventing symptom exacerbation in patients with HF receiving home-visiting nursing care services. Almost all participants were able to benefit from the nursing practice provided by the nurses as per the content specified the model. Therefore, this nursing model had high practicality, and the modifications to the model helped further improve the direction of nursing support for better practicality and acceptability. Our nursing model can be used as reference by visiting nurses who have little experience in cardiovascular care and may promote self-management of patients with HF. Future research is needed to determine the efficacy and effectiveness of interventions using the nursing model.
Footnotes
Acknowledgments
We would like to express our deep gratitude to the nurses and patients who participated in this study. This study was funded by Daiwa Securities Health Foundation and the Yuumi Memorial Foundation for Home Health Care.
Author Contributions
MS and TM designed and conducted this study, carried out data collection, reviewed and revised data for submission. All authors approved the final manuscript for submission.
Declaration of Conflicting Interests
The authors declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This study was supported by a grant from Daiwa Securities Health Foundation and the Yuumi Memorial Foundation for Home Health Care.
Interview Guide (English Translation).
For nurses
1. Please tell me how easy it is to understand the nursing model and the entire application (display, composition and contents, etc.), including the booklet
2. Please tell me what was easy or difficult when assessing patients with heart failure and providing nursing support by referring to the nursing intervention model
3. Please tell me how to guide the focus of assessment, contents of nursing interventions, etc
4. Please tell me what you want to add, what you think needs to be modified, and what you think is unnecessary in the contents of the nursing intervention model
5. How often did you check the patients’ data and at what timing did you check it? Please let me know if there is any information that you could use it in particular
6. How useful do you think the use of the application will be in actual home visiting nursing?
For patients with HF
1. Have you been accepted or not accepted by the proposal from the visiting nurse?
2. Has there been a change in life consciousness through nursing support or the use of application?
3. Have you ever actually changed or wanted to change your daily life with nursing support?
4. What are the pros and cons of the self-management tool in terms of operation and daily use?
