U.S. Food and Drug Administration, FDA Nanotechnology: FAQs, available at <http://www.fda.gov/nanotechnology/faqs.html> (last visited May 13, 2009) per notes 155, 236 below. See also U.S. Environmental Protection Agency, Nanotechnology: An EPA Research Perspective, available at <http://es.epa.gov/ncer/nano/factsheet/nanofactsheetjune07.pdf> (last visited September 8, 2009). The FDA does not have its own formal definition of nanotechnology, but the agency contributed to the NNI definition. Id.
2.
See National Institutes of Health, Office of Portfolio Analysis & Strategic Initiatives, “Nanomedicine,”available at <http://nihroadmap.nih.gov/nanomedicine> (last visited September 10, 2009).
3.
See, e.g., WuX., “Immunofluorescent Labeling of Cancer Marker Her2 and Other Cellular Targets with Semiconductor Quantum Dots,”Nature Biotechnology21, no. 1 (2003): 41–46 (describing how this group is using quantum dots for cancer research); LooC., “Immunotargeted Nanoshells for Integrated Cancer Imaging and Therapy,”Nano Letters5, no. 4 (2005): 709–711.
4.
Press Release, Arrowhead Research Corp., “Arrowhead Research Subsidiary, Insert Therapeutics, Treats First Patient with Nano-Engineered Anti-Cancer Therapeutic,” July 19, 2006, available at <http://www.arrowheadresearch.com/publications/060719041827.html> (last visited September 10, 2009).
See MastrobattistaE., “Artificial Viruses: A Nanotechnological Approach to Gene Delivery,”Nature Reviews: Drug Discovery5, no. 2 (2006): 115–121, at 115 (stating that despite the “large number of ongoing trials, success with gene therapy has been limited” and summarizing “some successful applications of gene-delivery systems in gene-therapy clinical trials”).
8.
See infra, text at notes 170–177.
9.
ChowdhuryE. H.AkaikeT., “A Bio-Recognition Device Developed onto Nano-Cyrstals of Carbonate Apatite for Cell-Targeted Gene Delivery,”Biotechnology & Bioengineering90, no. 4 (2005): 414–421, at 414.
10.
See, e.g., BharaliD. J., “Organically Modified Silica Nanoparticles: A Nonviral Vector for In Vivo Gene Delivery and Expression in the Brain,”Proceedings of the National Academy of Sciences102, no. 32 (2005): 11539–11544.
11.
See, e.g., EliyahuH., “Novel Dextra-Spermine Conjugates as Transfecting Agents: Comparing Water-Soluble and Micellar Polymers,”Gene Therapy12, no. 6 (2005): 494–503, at 494.
12.
See id.
13.
Id. (“The ideal gene delivery system must protect the nucleic acid from degradation, have the ability to deliver it to target cells, and should induce efficient gene expression in the presence of body fluids such as serum and interstitial fluids, concomitant with being nontoxic, nonimmunogenic, and stable during storage and treatment.”).
14.
See ChowdhuryAkaike, supra note 9, at 414.
15.
Id. This is what caused Jesse Gelsinger's death in 1999. See SmithL.ByersJ. F., “Gene Therapy in the Post-Gelsinger Era,”JONA's Healthcare Law, Ethics & Regulation4, no. 4 (2002): 104–110, at 104; Science Blog, “Researchers Use Nano-Particles to Deliver Gene Therapy,”available at <http://www.scienceblog.com/cms/researchers_use_nano-particles_to_deliver_gene_therapy> (last visited September 10, 2009) (“[V]iral-based gene delivery systems…have to infect the cell membrane to introduce the genes that can help cure disease in cells. [The viruses] lucky enough to make it through the tough membranes to infect the damaged cells do so in a very unpredictable manner. And in some cases, that unpredictability of the new gene interrupts an important healing sequence, harming the cell by potentially causing mutations leading to cancer, and even triggering a dormant oncogene — oncogene is a gene that helps cells undergo dramatic change — in the body resulting in an incurable lifethreatening disease.”).
16.
See ChowdhuryAkaike, supra note 9, at 414; see also Brunetti-PierriN., “Acute Toxicity After High-Dose Systemic Injection of Helper-Dependent Adenoviral Vectors into Nonhuman Primates,”Human Gene Therapy15, no. 1 (2004): 35–46, at 43–44.
17.
See ChowdhuryAkaike, supra note 9, at 414.
18.
Mastrobattista, supra note 7, at 115. Mastrobattista also list “limited DNA-carrying capacity, lack of target-cell specificity, and immunogenicity” as limitations of viral vectors. Id. See also ChowdhuryAkaike, supra note 9, at 414.
19.
See, e.g., Mastrobattista, supra note 7.
20.
Eliyahu, supra note 11, at 494, citingTempletonN. S., “Liposomal Delivery of Nucleuc Acids In Vivo,”DNA & Cell Biology21, no. 12 (2002): 857–867.
21.
See, e.g., Eliyahu, supra note 11; RoyI., “Optical Tracking of Organically Modified Silica Nanoparticles as DNA Carriers: A Nonviral, Nanomedicine Approach to Gene Delivery,”Proceedings of the National Academy of Sciences102, no. 2 (2005): 279–284, at 279.
See id.The University of Texas System owns stock in Introgen.
28.
HayesM. E., “Genospheres: Self-Assembling Nucleic Acid-Lipid Nanoparticles Suitable for Targeted Gene Delivery,”Gene Therapy13, no. 7 (2006): 646–651, at 646.
29.
Id., at 650.
30.
Roy, supra note 21, at 279.
31.
“Using Nanoparticles, In Vivo Gene Therapy Activates Brain Stem Cells,” July 26, 2005, available at <http://www.nanotechwire.com/news.asp?nid=2156> (last visited September 10, 2009).
32.
Roy, supra note 21, at 279.
33.
Id.
34.
Id.
35.
Id., at 279–280.
36.
PanyamJ.LabhasetwarV., “Biodegradable Nanoparticles for Drug and Gene Delivery to Cells and Tissue,”Advanced Drug Delivery Reviews55, no. 3 (2003): 329–347, at 334, 339. This research involved biodegradable nanoparticles that encapsulated DNA. The nanoparticles protect the DNA from degradation due to certain enzymes. “PLGA” stands for poly-(d,1-lactide-co-glycolide), a biocompatible, biodegradable polymer.
37.
Id., at 334.
38.
See id., at 334–335.
39.
Id.
40.
GuoS., “Specific Delivery of Therapeutic RNAs to Cancer Cells via the Dimerization Mechanism of phi29 Motor RNA,”Human Gene Therapy16, no. 9 (2005): 1097–1110, at 1097; KhaledA., “Controllable Self-Assembly of Nanoparticles for Specific Delivery of Multiple Therapeutic Molecules to Cancer Cells Using RNA Nanotechnology,”Nano Letters5, no. 9 (2005): 1797–1808, at 1797.
41.
Guo, supra note 40, at 1097; Khaled, supra note 40, at 1797.
42.
Guo, supra note 40, at 1098.
43.
Id.
44.
See, e.g., GreberD.FusseneggerM., “Mammalian Synthetic Biology: Engineering of Sophisticated Gene Networks,”Journal of Biotechnology130, no. 4 (2007): 329–345, at 329.
SwazeyJ. P., “Risks and Benefits, Rights and Responsibilities: A History of the Recombinant DNA Research Controversy,”Southern California Law Review51, no. 6 (1978): 1019–1078, at 1021.
61.
FredricksonD. S., The Recombinant DNA Controversy - A Memoir: Science, Politics, and the Public Interest 1971–1981 (Washington, D.C.: ASM Press, 2001): At 8–9.
62.
Swazey, supra note 60, at 1021.
63.
Id.
64.
Id.
65.
See Fredrickson, supra note 61, at 8–9; Swazey, supra note 60, at 1021. But the reality was that “[no] one could be certain what that combination of genes might do, and the possibilities ranged from nothing at all to some nightmarish version of contagious cancer.” RogersM., Biohazard (New York: Knopf, 1977): at 37.
66.
See Fredrickson, supra note 61, at 9; Swazey, supra note 60, at 1021; see also Rogers, supra note 65, at 36–37.
67.
Fredrickson, supra note 61, at 9; Swazey, supra note 60, at 1021.
68.
Fredrickson, supra note 61, at 8–9.
69.
Id.;Swazey, supra note 60, at 1021.
70.
Fredrickson, supra note 61, at 10; Swazey, supra note 60, at 1021; see also Rogers, supra note 65, at 38.
71.
Swazey, supra note 60, at 1022.
72.
Fredrickson, supra note 61, at 11.
73.
Id.
74.
Id., at 12.
75.
Id., at 14.
76.
Id. “[S]eventy-eight of the ninety-odd participants voted to send a letter of concern to the prestigious National Academy of Sciences.” Rogers, supra note 65, at 42.
77.
Id., at 14.
78.
SingerM.SöllD., “Guidelines for DNA Hybrid Molecules,”Science181, no. 4105 (1973): 1114.
79.
Fredrickson, supra note 61, at 15.
80.
Fredrickson, supra note 61, at 16; BergP., “Potential Biohazards of Recombinant DNA Molecules,”Science185, no. 4148 (1974): 303.
81.
Swazey, supra note 60, at 1024–1025.
82.
Fredrickson, supra note 61, at 17.
83.
BergP., “Summary Statement of the Asilomar Conference on Recombinant DNA Molecules,”Proceedings of the National Academy of Sciences72, no. 6 (1975): 1981–1984, at 1981.
84.
Fredrickson, supra note 61, at 18–27.
85.
Id.
86.
Berg, supra note 83, at 1981.
87.
Id.
88.
Id., at 1981–1982. Biological barriers include (1) “fastidious bacterial hosts unable to survive in natural environments; and (2) nontransmissible and equally fastidious vectors…able to grow only in specified hosts.” Id. at 1982.
89.
Id.
90.
Berg, supra note 80, at 303; Fredrickson, supra note 61, at 31–32. NIH had the statutory authority to form the RAC under 42 U.S.C. § 282(b)(6), which stated that the Director of NIH may “establish such technical and scientific peer review groups and scientific program advisory committees as are needed.” 42 U.S.C. § 282(b) (6); RainsburyJ. M., “Biotechnology on the RAC: FDA/NIH Regulation of Human Gene Therapy,”Food & Drug Law Journal55, no. 4 (2000): 575–600, at 576 n.5.
91.
Fredrickson, supra note 61, at 33. The first RAC members (by institutional affiliation and expertise) were: NIH Deputy Director for Science, Chair; Yale, molecular genetics; University of Michigan, molecular genetics; University of Alabama, microbiology; Rockefeller University, cell biology; University of Washington, microbiology; University of California at La Jolla, molecular biology; Stanford, molecular biology; HopkinsJohns, molecular biology; Brookhaven National Lab, molecular biology; University of Wisconsin, phage expert; Harvard, molecular biology; Evergreen State College, biology; Scripps Research Foundation, microbiology; Chief of Viral Diseases, National Institute of Allergy & Infectious Diseases; University of Texas, Austin, government/public affairs (added late 1975); and Georgetown University, ethics (added early 1976). Id., at 34.
92.
AreenJ., “Regulating Human Gene Therapy,”West Virginia Law Review88, no. 2 (1985): 153–171, at 156, quotingCalifanoJ., Governing America: An Insider's Report from the White House and the Cabinet (New York: Simon and Schuster, 1981): at 203.
93.
Id., quotingCalifano, supra note 93, at 203 (internal quotation marks omitted).
94.
Fredrickson, supra note 61, at 36.
95.
Id.
96.
Recombinant DNA Research Guidelines, 41 Federal Register 27,902 (July 7, 1976); see Fredrickson, supra note 61, at 39.
Fredrickson, supra note 61, at 44; Recombinant DNA Research Guidelines, supra note 96, at 27,902. RAC went through three versions of the guidelines after Asilomar. FredricksonD. S., “A History of the Recombinant DNA Guidelines in the United States,” in MorganJ.WhelanW. J., eds., Recombinant DNA and Genetic Experimentation (New York: Pergamon Press, 1979): At 151, available at <http://profiles.nlm.nih.gov/FF/B/B/K/C/_/ffbbkc.pdf> (last visited September 10, 2009) (stating that Fredrickson “could not even have explained the crucial distinctions between Federal guidelines and regulations“).
100.
Fredrickson, “A History of the Recombinant DNA Guidelines in the United States,”supra note 99, at 151–152.
101.
Fredrickson, supra note 61, at 51.
102.
Id., citing Memorandum from Susan K. Feldman to Director, National Institutes of Health, Definition and Procedures Regarding Regulations for Research on Recombinant DNA Molecules: Information (January 13, 1976) (on file with the National Institutes of Health Central Files, Com 4-4-7-1A).
Fredrickson, supra note 61, at 272–274; Rainsbury, supra note 90, at 578.
111.
President's Commission for the Study of Ethical Problems in Medicine and Biomedical and Behavioral Research, Splicing Life: A Report on the Social and Ethical Issues of Genetic Engineering with Human Beings (Washington, D.C.: U.S. Government Printing Office, 1982): At 3–5, available at <http://bioethics.gov/reports/past_commissions/splicinglife.pdf> (last visited September 10, 2009) [hereinafter Splicing Life].
112.
Id.
113.
Id., at 3–5.
114.
Hearings on Human Genetic Engineering Before the Subcommittee on Investigations and Oversight for the House Comm. on Science and Tech., 97th Cong., 2d Sess. 441–454 (November 16–18, 1982) [hereinafter Hearings on Human Genetic Engineering]; Rainsbury, supra note 90, at 578–581.
115.
Hearings on Human Genetic Engineering, supra note 114.
116.
Rainsbury, supra note 90, at 579.
117.
Id., at 579.
118.
Office of Technology Assessment, Human Gene Therapy: Background Paper (December 1984) (on file with OTA, Washington, D.C.) [hereinafter OTA, Human Gene Therapy]; Rainsbury, supra note 90, at 578–581.
119.
OTA, Human Gene Therapy, supra note 118; Rainsbury, supra note 90, at 578–581.
120.
OTA, Human Gene Therapy, supra note 118; Rainsbury, supra note 90, at 578–581.
121.
44 Federal Register 17,844 (1984); Rainsbury, supra note 90, at 578–581; Working Group on a Response to the Splicing Life Report, April 11, 1983. On the evolution from Working Group to Human Gene Therapy Subcommittee, see National Institutes of Health, Office of Science Policy, “Gene Therapy for Human Patients: Information for the General Public,” April 1990, available at <http://oba.od.nih.gov/rdna_rac/rac_general_public.html> (last visited May 15, 2009).
122.
Rainsbury, supra note 90, at 578–581.
123.
Human Gene Therapy Subcommittee, National Institutes of Health Recombinant DNA Advisory Committee, “Points to Consider in the Design and Submission of Human Somatic-Cell Gene Therapy Protocols,”DNA Technical Bulletin1, no. 4 (1986): 221–242 [hereinafter NIH Points to Consider].
124.
See Rainsbury, supra note 90, at 577. DHHS had promulgated regulations for oversight of human subjects research. Areen, supra note 92, at 159, citing 45 C.F.R. § 46 (1983). At the heart of the regulations was review by the Institutional Review Board (IRB) at the researcher's home institution.
125.
NIH Points to Consider, supra note 123; GageJ. L., “Government Regulation of Human Gene Therapy,”Jurimetrics27, no. 2 (1987): 200–218, at 207–209; 50Federal Register2,942 (1985).
126.
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127.
51 Federal Register 23,309 (June 26, 1986) (“Nucleic acids or viruses used for human gene therapy will be subject to the same requirements as other biological drugs.”).
128.
U.S. Food and Drug Administration, Center for Drugs and Biologics, “Points to Consider in Human Somatic Cell Therapy and Gene Therapy (1991),”Human Gene Therapy2, no. 3 (1991): 251–256 [hereinafter FDA Points to Consider].
129.
See 42 U.S.C. § 262 (a).
130.
21 U.S.C. § 321 (g) (1).
131.
21 U.S.C. § 321 (h).
132.
FDA Points to Consider, supra note 128.
133.
See Application of Current Statutory Authorities to Human Somatic Cell Therapy Products and Gene Therapy Products, 58Federal Register53,248–53,301 (October 14, 1993).
134.
Id., at 53,249 (“Gene therapy products are defined…as products containing genetic material administered to modify or manipulate the expression of genetic material or to alter the biological properties of living cells. Some gene therapy products…fall within the definition of biological products and are subject to the licensing provisions of the PHS Act, as well as to the drug provisions of the act.”)
MerrillR. A., “Gene Therapy, Law, and FDA Role in Regulation,” in MurrayT. H.MehlmannM. J., eds., Encyclopedia of Ethical, Legal, and Policy Issues in Biotechnology, vol. 1 (New York: John Wiley & Sons, 2000): 321–329, at 324.
141.
Rainsbury, supra note 90, at 582–585; see also Merrill, supra note 140, at 324.
142.
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143.
Id., at 583.
144.
Id., at 583–584.
145.
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146.
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147.
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148.
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149.
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150.
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151.
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152.
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153.
Id., at 586.
154.
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155.
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156.
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157.
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158.
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159.
National Institutes of Health, Recombinant DNA Research: Notice of Intent To Propose Amendments to the NIH Guidelines for Research Involving Recombinant DNA Molecules (NIH Guidelines) Regarding Enhanced Mechanisms for NIH Oversight of Recombinant DNA Activities, 61Federal Register35,774 (July 8, 1996).
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161.
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162.
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163.
62Federal Register4,782 (January 31, 1997).
164.
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165.
Id.
166.
62Federal Register59,032 (October 31, 1997).
167.
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168.
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169.
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170.
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171.
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173.
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177.
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179.
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180.
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181.
65Federal Register60,328 (October 10, 2000).
182.
See Note, “Guiding Regulatory Reform in Reproduction and Genetics,”Harvard Law Review120, no. 2 (2006): 574–596, 580 (observing that the RAC “serves as a deliberative body for considering novel ethical questions raised by new types of gene transfer research”).
183.
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184.
Only about 20–30% of submitted protocols are selected for public review. See KingN. M. P., “RAC Oversight of Gene Transfer Research: A Model Worth Extending?”Journal of Law, Medicine & Ethics30, no. 3 (2002): 381–389, at 385.
185.
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187.
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188.
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192.
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195.
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197.
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198.
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243.
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See MarchantG. E.SylvesterD. J., “Transnational Models for Regulation of Nanotechnology,”Journal of Law, Medicine & Ethics34, no. 4 (2006): 714–725, at 714.
279.
See, e.g., Lin, supra note 269, at 351 (“[N]anotechnology poses distinct and serious concerns that warrant legislation specific to the manufacture and use of nanomaterials.”); MarchantSylvester, supra note 276, at 723 (discussing transnational regulation, and finding that “nanotechnology will likely require its own unique approach”).
280.
See, e.g., DaviesJ. C., “Managing the Effects of Nanotechnology,”Woodrow Wilson International Center for Scholars, January 2006, at 10 (while noting that new regulatory frameworks may be needed, describing only how current regulatory law can be applied to nanotechnology); TomascoP. J.Note, “Manufactured Nanomaterials: Avoiding TSCA and OSHA Violations for Potentially Hazardous Substances,”Boston College Environmental Affairs Law Review33, no. 1 (2006): 205–245, at 238.
281.
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282.
See, e.g., Davies, supra note 280, at 10, 12 (demonstrating that both the Toxic Substances Control Act and the Occupational Safety and Health Act are broad enough to apply to nanotechnology); Lin, supra note 267, at 362, 370 (same). The EPA has also specifically addressed how it accommodates nanotechnology. See, e.g., U.S. Environmental Protection Agency, “Nanotechnology under the Toxic Substances Control Act,”available at <http://www.epa.gov/oppt/nano> (last visited September 10, 2009) (outlining the adequacy of the Toxic Substances Control Act to protect against release of hazardous nanomaterials into the environment); U.S. Environmental Protection Agency, “Nanoscale Materials Stewardship Program,”available at <http://www.epa.gov/oppt/nano/stewardship.htm> (last visited September 10, 2009) (describing a program launched in January 2008 inviting participants to voluntarily report use of nanoscale materials in manufacturing).
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Maynard, supra note 288, at 27.
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Id.
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300.
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301.
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