Abstract
Previous attempts have been made to address sleep disorders in women; however, significant knowledge gaps in research and a lack of awareness among the research community continue to exist. There is a great need for scientists and clinicians to consider sex and gender differences in their sleep research to account for the unique biology of women. To understand the role of sex differences in sleep and the state of women's sleep health research, the Society for Women's Health Research convened an interdisciplinary expert panel of well-established sleep researchers and clinicians for a roundtable meeting. Focused discussions on basic and clinical research along with a focus on specific challenges facing women with sleep-related problems and effective therapies led to the identification of knowledge gaps and the development of research-related recommendations. Additionally, sex differences in sleep disorders were noted and discussed in the context of underlying hormonal differences. Differences in sleep behavior and sleep disorders may not only be driven by biological factors but also by gender differences in the way women and men report symptoms. Progress has been made in identifying sex and gender differences in many areas of sleep, but major research gaps in the areas of epidemiology, sleep regulation, sleep quality, diagnosis, and treatment need to be addressed. Identifying the underlying nature of sex and gender differences in sleep research has potential to accelerate improved care for both men and women facilitating better diagnosis, treatment, and ultimately prevention of sleep disorders and related comorbid conditions.
Introduction
S
Sex and gender differences exist in normal sleep and sleep disorders. Some examples discussed during the roundtable are listed.
CPAP, continuous positive airway pressure; NREM, non-rapid eye movement; OR, odds ratio; OSA, obstructive sleep apnea; REM, rapid eye movement; RLS, restless legs syndrome; SWS, slow wave sleep.
Distinct hormonal and physical changes at specific time points, such as puberty, pregnancy, and menopause, during a woman's lifespan can impact her sleep health and lead to gender-specific clinical disorders. Sleep disorders such as the restless legs syndrome (RLS), obstructive sleep apnea (OSA) and insomnia are more prevalent in women during these specific time points. 24 Lack of adequate sleep or the presence of sleep disorders can greatly impact a woman's daily life, including her societal roles in the work force and as the primary caregiver in the family. 24
The first major symposium dedicated to the topic of women and sleep was organized by the National Sleep Foundation in 2007 in Washington, DC. A series of articles detailing highlights of this symposium were published in 2008 in this journal. 24 –27 Since then, other symposia have addressed sex differences in sleep 28 or women's sleep health, but significant knowledge gaps in research and lack of awareness of sleep issues relevant to women still exist.
Sex differences in research findings have important clinical consequences. For instance, last year, the Food and Drug Administration (FDA) reduced the recommended dose of zolpidem (Ambien™) for women by half. 29 Zolpidem is a sedative–hypnotic benzodiazepine receptor agonist (BZRA) prescribed for insomnia treatment. This change in dosing was based on the discovery that women metabolized the same dose of zolpidem slower than men resulting in 50% higher serum levels. 23 This is the first time that the FDA has issued a sex-specific guideline for any drugs and this historical move underscores the need, once again, to fully understand the importance of sex differences in sleep disorders and treatments.
To address the current state of women's sleep health and determine the role of sex differences in sleep research, the Society for Women's Health Research (SWHR) convened an interdisciplinary panel of sleep experts (Table 2) for a roundtable discussion on October 24–25, 2013, in Washington, DC. The objectives of this meeting were to (1) review sex and gender differences in various areas of sleep health; (2) identify key knowledge gaps related to sex and gender differences in sleep; and (3) develop research recommendations to address these gaps. The participants were assigned to one of the four topic areas: (1) sex and gender differences in clinical research; (2) biological basis for sex and gender differences in sleep; (3) sleep related challenges specific to women; and (4) effective sleep therapies in women. Prior to the roundtable, SWHR charged the participants to collaboratively examine sex and gender differences in sleep and identify knowledge gaps in their assigned subtopic. A representative from each subgroup was chosen by the participants to summarize the subgroup's collective thoughts at the meeting. The discussion highlights from the roundtable are described below.
Participants were assigned to either one or two topic areas and were charged to examine sex and gender differences in their assigned topic area. One participant (name highlighted in bold) was chosen by each subgroup as the group leader.
Sex and Gender Differences in Clinical Research
Epidemiology of sex differences in normal sleep and sleep disorders
Sex differences exist in sleep quality, duration, latency, and architecture in the general population. 2 Sleep latency is defined as the number of minutes it takes to fall asleep and is longer in women compared with men (M.M. Ohayon personal communication). Further, discordance exists between subjective versus objective measures of sleep quality between men and women; women complain of poorer sleep quality and yet the quantitative analysis of their polysomnographic sleep does not support this claim. 30 Additionally, women have increased slow wave sleep (SWS) as compared with men at any given age, and SWS decreases with age in men but not in women. 3 Since these sex differences in SWS can be easily captured by electroencephalography, the possibility of using SWS as a biomarker for aging was suggested.
There are also sex differences in the prevalence of sleep disorders. Narcolepsy may have a slight male predominance, as does rapid eye movement (REM) behavior disorder (RBD), while idiopathic hypersomnia has a more of female preponderance (1.8/1); however, there is very little epidemiological data available for these disorders. 1,31,32,33 Although women are at twice the risk for RLS as compared with men, the sex differences are a result of parity. While nulliparous women have prevalence similar to men, the risk for RLS gradually increases with number of pregnancies. Women with three or more children have three times greater risk of RLS compared with men or nulliparous women. 10 This risk increases two-fold from pregnancy to menopause. 10 Importantly, RLS follows a chronic course and may worsen with age. 34 Women with RLS are at an increased risk of comorbid problems and are slightly more likely to complain of sleep related symptoms compared with men. 11
The insomnia risk emerges with the onset of menses contributing to the gender differences. 35 Although hormonal changes are implicated, the exact biological mechanism for increased risk of insomnia in girls is unknown. 28,36 Interestingly, the two-fold increase in depression risk coincides with insomnia at puberty. 37 For OSA, large gender differences in the prevalence have been attributed in part to pathophysiologic differences and in part to referral bias. 13,38 Interestingly, weight gain in women versus obesity in men below the age of 50 years, was the cause of increased OSA prevalence. 39,40
Sex and gender differences in OSA symptoms and presentation
Gender differences exist in how men and women report symptoms of OSA; men frequently report snoring, snorting, gasping and sleepiness, while women report unrefreshing sleep, fatigue, insomnia, and depression. 16–15 Possible reasons for these differences may include less astute bed partners and that women are less likely to report snoring or snorting due to social awkwardness. Anatomical differences of the upper airway may further contribute to the underlying symptoms. The presence of more airway fat, greater neck circumference, and susceptibility of the airway to collapse is greater in men as compared with women. 19 Regardless, the use of the right instruments in the right populations is crucial for a correct diagnosis of OSA in women. For example, an older screening instrument such as the STOPBang was designed with questions biased towards men, therefore making it inappropriate for use in women. Lack of gender-specific instruments is a major gap.
Gender bias in sleep clinics
The male:female (M:F) ratio of OSA is 2:1 in the community versus 8:1 in sleep centers. 38 This discrepancy suggests that women are being understudied and undertreated for OSA. Similar gender biases in referral patterns exist for other sleep disorders, such as the RBD and insomnia. The M:F ratio for RBD in the community is approximately 2:1 31 versus 6:1 in the clinic (H. Attarian, personal communication). In contrast, M:F ratio for insomnia complaints is 1:2 41 versus approximately 1:5 in sleep clinics (H. Attarian, personal communication). Underrecognition of these sleep disorders, misdiagnosis and inappropriate treatment may further exacerbate these gender differences in clinical populations. Interestingly, a gender bias was observed in the diagnosis and treatment of OSA in sleep clinics, where women were younger, significantly heavier than males, and underwent delayed treatment for OSA. Women under the age of 55 years had to have a higher mean body mass index (BMI) of 41 kg/m2 before being treated for OSA as compared to men (mean BMI of 35kg/m2). 38 It is possible that women represent their symptoms differently than men, contributing to the gender bias in misdiagnosis of OSA. Lack of awareness among physicians about OSA in women and perhaps misinterpretation of a woman's symptoms could also be the cause for misdiagnosis and mistreatment. 42 For example, women with OSA were three times more likely to be treated for depression, three times likely to be on antidepressants potentially leading to weight gain, and much more likely to present with clinical insomnia. 43
In summary, the underlying causes of gender differences in in some aspects of normal sleep and sleep disorders are unknown. Strong epidemiological associations have been found between sleep apnea and insomnia with comorbid depression and pain, but the biological underpinnings of these associations are unknown. Further, the use of gender- and age-appropriate tools to screen and diagnose sleep disorders by clinicians is essential. Finally, physicians need to be aware that sex differences exist in the presentation and underlying physiology of certain sleep disorders for them to correctly diagnose sleep disorders in women.
Biological Basis for Sex and Gender Differences in Sleep
Usefulness of animal models in sleep
Basic animal models have been critical for investigating mechanisms of sex differences. They have been useful in studying the effects of reproductive hormones directly on sleep behavior, sleep genetics, and the neurochemistry of the central nervous system. Rodent models of sleep are well established, and over the years, several published studies have used these models to successfully establish the role of sex steroids in contributing to sex differences in sleep regulation. 6,44 –47 Mouse models were also used to a lesser extent to determine the role of sex steroids in sleep; however, these models have primarily been useful in determining the role of genetic factors in causing sex differences in sleep regulation. 5,48 Fruit flies have been used to investigate sex differences in sleep traits and make an excellent model to study sex differences in the influence of aging processes on sleep. 49,8 For example, young female flies sleep mostly at night and exhibit increased daytime sleep and decreased nighttime sleep with increasing age. Interestingly, the male flies have a different sleep pattern compared to female flies. 8
A major drawback to the existing animal models is the difference in the sleep patterns of these animals compared with humans. Humans or nonhuman primates have a consolidated sleep during the dark phase. In contrast, sleep in rodents is polyphasic (sleep in short cycles) during the light phase, thereby making them imperfect for studying human sleep behavior. Two gaps were highlighted with regard to animal models: (1) a lack of appropriate models to study human sleep behavior, and (2) a lack of appropriate animal models that can mimic human sleep disorders.
Sex hormones and sex chromosome modulation of sleep
Little evidence exists regarding the origin of sex differences in sleep behavior; however, studies in rats and mice have established a direct effect of hormones in causing these differences. Female mice are more awake in the dark phase compared with the male mice, and gonadectomy eliminates these sex differences. 5 Similarly, gonadectomy in female and male rats eliminates all sex differences in the sleep–wake cycle and adding back physiological levels of sex-specific steroids restores these differences. 6 Importantly, ovarian steroids suppress non-rapid eye movement (NREM) and REM sleep with a corresponding increase in waketime in these female rats. Further, the suppression is greater in female rats compared to the male rats. 6 Interestingly, both increases in estradiol and progesterone levels during the late luteal phase in women correlate with an increase in wakefulness and a decrease in REM sleep, thereby coinciding with the observations seen in female rats. 50 Finally, new emerging evidence suggests that estradiol consolidates circadian sleep–wake rhythms in female rats lending to its novel role in interacting with both sleep and circadian regulation. 51 Evidence for the role of sex chromosomes in sleep regulation comes from two observations in mice: (1) sex differences in sleep propensity are not entirely eliminated by gonadectomy 5 (e.g., dissipation of SWA during recovery occurs more quickly in gonadectomized males compared with gonadectomized female mice); and (2) dissipation of sleep pressure after sleep loss is partially dependent on sex chromosomes. 48 Eventually, sex hormones and genetic mechanisms in conjunction with cultural and societal demands are thought to drive the sex and gender differences in sleep and sleep pathologies in humans.
Biological mechanisms underlying sex differences in sleep
Sex hormones organize the sleep–wake patterns during early development by acting on the ventrolateral preoptic area, an established sleep promoting nucleus in the brain. 6 Interestingly, the ventrolateral preoptic area in female rats, but not male rats, is sensitive to changes in sex hormones. 52,6 Another organized circuitry in the brain, called the orexin/hypocretin system, is modulated by gonadal hormones and is thought to have an important role in the regulation of sleep and arousal states. 53,54 The hormonal modulation of the orexin/hypocretin system is greater in females than in male rats. 53 Current studies have now begun to focus on the mechanisms underlying these sex differences and identifying neurochemical circuits involved in regulating sleep and wake patterns that are sensitive to the effects of estradiol. However, the exact role of estrogen in modulating sleep patterns in the brain is still unknown.
Novel emerging technologies such as optogenetics, Designer Receptor Exclusively Activated by Designer Drugs, and forward genetics are now being used by researchers to target and manipulate the arousal systems in animal models to further investigate mechanisms of sex differences in normal sleep and sleep disorders. These novel techniques combined with further research in animal models may allow several investigations into unanswered basic research needs.
In summary, despite the advances made in basic science in sleep mechanisms and regulation, many knowledge gaps persist regarding sex differences. In part, these gaps have been difficult to address due to the lack of appropriate animal models that can mimic human sleep behavior accurately. Besides the need for animal models for chronic insomnia and sleep apnea, these models should mimic the striking sex differences seen in humans in order to understand the biological mechanisms that lead to these sex differences. Although major advances have been made in basic research of sex differences, there is a lack of synergy with clinical findings. For the most part, basic and clinical research on sex differences has been done in silos. It is imperative that basic research, in the future, address relevant questions with clinical implications.
Sleep-Related Challenges Specific to Women
Impact of hormonal transitions on sleep
Normal sleep in women is impacted by hormonal effects during menses, pregnancy/lactation, perimenopause, menopause, and post menopause and often leads to sleep disturbances or sleep disorders during these periods. For example, one-third of women complain of sleep disturbances and related symptoms such as cramps, bloating, and headaches as reasons for disrupted sleep during the premenstrual week or during menses. 55 Menopause is characterized by cessation of menses, associated with an increase in follicle stimulating hormone and a decrease in estrogen levels. The prevalence of insomnia is increased from 33%–36% in premenopausal women to 44%–61% in postmenopausal women. 1 This increase may be associated with the presence of vasomotor symptoms, hormonal changes, age-associated changes in sleep, comorbid conditions, and psychosocial factors. 56 Hormone replacement therapy (HRT) seems to alleviate some of the sleep disturbances and improve quality of life; however, the role of HRT in improving sleep quality has been debatable and still continuous to be a major research gap, largely due to lack of concurrence between the study populations and study variables. 57 –60 Recent longitudinal studies have begun to address major questions about the link between menopause and poor sleep in racially diverse populations. For example, Study of Women's Health Across the Nation (SWAN) and the Penn Ovarian Study have incorporated sleep-related items into their questionnaires and performed polysomnographic studies on subgroups. 61,62 These studies have made major advances in identifying underlying causes of sleep disturbance in menopause and have begun to explore whether there are differences associated with ethnicity and menopausal status.
Psychosocial factors related to poor sleep quality
Psychosocial issues impact sleep health in women much more than men. The prevalence of depression is higher in women starting with puberty and is linked to insomnia. 35 More midlife women (66%) than men are caregivers and are more likely to report stress, depression, and sleep disturbances. 63,64 Further, women constitute half the workforce, and women shift workers have greater difficulty adjusting to shift work, in part due to sleep problems. 65 Women shift workers report poor sleep quality, an increased risk of breast cancer, shorter menstrual cycles, and a greater risk for miscarriage, menstrual disruption, and subfertility. 65,66 There is a need to understand how to integrate these unique psychosocial issues into biological research. It is also essential to understand what quality of life indicators matter to women in their midlife and what causes stress in women of different cultures. Finally, women veterans are an important population in which sleep problems have received scant attention; posttraumatic stress disorder is a major risk factor for insomnia in general and is related to more severe sleep disruption in women veterans. 67
Physical factors and poor sleep quality
Conditions besides sleep disorders—such as overactive bladder (OAB) and pain—can cause disrupted sleep in women. Fibromyalgia, a chronic pain condition, affects 7% of women over the age of 60 years and is characterized by poor sleep efficiency. 68 Disrupted sleep is associated with poor daytime function, decline in physical performance, and functional limitations in older women. 69 As nighttime sleep deviates from 7 hours, older women experienced difficulty with daily activities leading to poor quality of life. 69 However, more longitudinal studies are needed to determine if poor sleep is associated with subsequent decline in physical function.
In summary, possibly the lack of appropriate variables and methods to measure sleep quality in women may underlie the discrepancy between the objective measures and subjective reports. Designing better longitudinal studies with appropriate variables and populations may help address some of the challenges faced by women regarding their sleep health. Importantly, enhancing the distribution of these research findings to health care professionals is essential to making progress in treating women with sleep-related conditions and disorders.
Effective Sleep Therapies for Women
General treatment considerations
General treatment of sleep disorders should be different for women as compared to men. Prior to administering treatment in women, physicians must be aware of the following: (1) risk for adverse pregnancy outcomes for women of child-bearing age; (2) risk associated with adverse effects of drugs (excreted through breast milk) on nursing infants; (3) possible ineffectiveness of birth-control pills by ingestion of other medications (e.g., modafinil and R-modafinil) due to increased metabolism of birth control pills; and 4) prescribing lower doses of some drugs, since women tend to clear these drugs less effectively than men (e.g., all zolpidem products). As discussed above, zolpidem is the only hypnotic that has shown gender-specific changes in metabolism. 23,70
Therapies administered during hormonal transitions in women
Peri- and post-menopausal sleep disturbance
Sleep disturbance, particularly nocturnal awakenings, is common in peri-/post-menopausal women, and importantly, the most suitable therapy in these women has been treatment of sleep-maintenance insomnia. The BZRAs, zolpidem and eszopiclone, have been effective than placebo in the treatment of insomnia in these women; however, only three trials were conducted using the BZRAs. 71 –73 Zolpidem (10mg) was effective in maintaining sleep in these women, 71 but the dosage used in this study was twice the FDA recommended dose for women. Similarly, eszopiclone (3 mg) improved sleep-onset, sleep-maintenance insomnia, and associated comorbid symptoms in peri-/post-menopausal women. 72,73 HRT has been shown to improve sleep in some post-menopausal women with insomnia; however, the results are inconclusive. 74 –76 Further, the associated risk suggested by the Women's health initiative data has affected the administration of HRT for these women. 77 Cognitive behavioral therapy (CBT) may be an effective treatment for peri-/post-menopausal insomnia, based on the rationale that insomnia in these women is due to behavioral conditioning. CBT may be beneficial in conjunction with other therapies or when insomnia fails to respond to HRT or occurs without night sweats. 78 Early on, night sweats may precipitate insomnia in premenopausal women, but over time other perpetuating factors lead to chronic insomnia with certain behavioral components. Although CBT in peri-/post-menopausal women may be effective, efficacy studies with CBT in these women are only beginning to be conducted.
Pre-menstrual sleep disturbances
Premenstrual sleep disturbance may occur with mood symptoms in the late luteal phase of the menstrual cycle. 79,80 Poor sleep quality may be associated with high anxiety levels in women with severe premenstrual syndrome. Interestingly, severe mood-related premenstrual symptoms may be a result of serotonin deficiency. 50 In such cases, a short course over several days to a week of serotonin reuptake inhibitors (SSRIs) administered during the late luteal phase of the menstrual cycle has been shown to be effective in treating the mood symptoms; however, data on the efficacy of SSRIs in treating premenstrual sleep disturbance is lacking. 81,80 A short course of hypnotics or proactive use of CBT may also be effective in treating isolated premenstrual insomnia; once again, there is lack of data regarding these practices.
Pregnancy and post-partum related sleep disturbances
Sleep disturbance, particularly during the third trimester of pregnancy, can be due to many factors such as discomfort, urinary frequency, fetal activity, RLS, or OSA. Careful managed care is essential in women who get pregnant or plan to get pregnant when they are on medications for narcolepsy, idiopathic hypersomnolence, and insomnia. A careful risk–benefit analysis is essential and sometimes may necessitate discontinuation of medications in these women. Currently, drugs used for treating excessive sleepiness (amphetamines, methylphenidate, modafinil), insomnia (zolpidem, zaleplon, eszopiclone, ramelteon, doxepin), and RLS (pramipexole, ropinirole, rotigotine, and gabapentin) are designated as class C drugs. According to the FDA pregnancy categories, class C designation means that “animal reproduction studies have shown an adverse effect on the fetus and there are no adequate and well controlled studies in humans, but potential benefits may warrant use in pregnant women despite potential risks.” This statement also suggests that there are no human studies with any of these drugs and the available data comes from surveillance data collected on pregnant women who had no choice but to remain on the treatment. Treating new onset sleep disturbances in pregnant women is a challenge and more research is needed on management of these disturbances since there are no treatment studies to guide physicians. Many physicians have advocated proactive use of continuous positive airway pressure (CPAP) for OSA and behavioral interventions for managing sleep disturbances during pregnancy.
Similar treatment concerns also exist for postpartum women with sleep disorders. 82,83 Excretion of drugs into breast milk is a concern; therefore, women are recommended to breastfeed when the drug level in the blood is as low as possible However, it is not known whether all drugs are excreted in breast milk and some stimulant drugs such as amphetamines and methylphenidate are contraindicated. Further, dopaminergic drugs used for RLS, in fact, block prolactin release, affecting milk production. New onset sleep disturbance can arise from postpartum depression, which may be a result of a baby's inability to sleep through the night and sometimes due to development of insomnia. 82,84 Therefore, due to the lack of controlled trials during lactation, a complex risk/benefit analysis of breast feeding and need for the drug is required by the physicians. 82 If the drug is absolutely needed, patients are advised to avoid breastfeeding near peak blood levels. Importantly, physicians must provide effective therapy for their patients that will prevent decreased responsiveness and infant caretaking capacity regardless of the mother breastfeeding her child. Lastly, it is important and critical to distinguish insomnia in postpartum women from regular sleep disturbances so that effective and preferential treatment such as CBT may be used. Depending on the breastfeeding status, judicious use of medications with the fewest associated risks may be used if CBT is ineffective.
Management of sleep disorders and comorbidities
Women require less CPAP pressure for treatment of similar severity of OSA as compared with men; however, data on CPAP adherence in women is unavailable. Women have twice the risk for depression compared with men, and the increased risk is particularly prevalent during the period of menarche to menopause. 85,86 Depression accounts for roughly 23% of all insomnia, although it is not necessarily cause and effect. 87,88 SSRIs have been used to treat depression in women, and women preferentially respond to these drugs compared with men. 89,90 Importantly, sleep in these women may improve or be disturbed by SSRIs, and as a result adjunctive insomnia therapy is generally recommended. 84 OAB is a bladder storage problem associated with incontinence and nocturia, and women exhibit more severe symptoms than men. 91 Diagnosis for OAB can be confused with insomnia since OAB syndrome patients generally have frequent awakenings. Over time, OAB can lead to chronic insomnia. Since the treatments for insomnia and OAB are different, a correct diagnosis to differentiate between insomnia and OAB requires a bladder diary combined with a sleep diary.
In summary, a careful risk–benefit analysis is important to consider for BZRA dosage, especially in view of the recent FDA mandate, particularly in women who have been successfully and effectively treated with zolpidem for an extended period of time. Lack of systematic studies for most sleep therapies in women is a major gap. As an example, the Asthma Clinical Research Network model could be applied in learning about the side effects, gender differences and comorbidities of sleep therapies. 92 Finally, it is most essential to recapitulate these clinical studies in basic science models or vice versa.
Research Recommendations and Conclusion
Discussions at the roundtable resulted in several research recommendations (Table 3). An established program such as the SWHR's interdisciplinary networks may be the platform needed to address some of these identified research needs in women's sleep health. Ultimately, understanding sex differences in sleep and sleep disorders will allow for better diagnosis, treatment, and eventually prevention of these disorders in women.
Based on existing knowledge gaps in the sleep field, the discussions at the roundtable meeting led to the identification of key recommendations listed in the table.
PTSD, posttraumatic stress disorder.
Footnotes
Acknowledgments
SWHR would like to acknowledge Jazz Pharmaceuticals for their generous support. A special thanks to SWHR staff members Dr. Dario Dieguez for technical support and Alana Lerer for logistical support.
Author Disclosure Statement
No competing financial interests exist.
