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Articles (108)

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1-10 of 108 results for securities and exchange commission

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Select article: Auditor Independence,Accounting Firms,and the Securities and Exchange Commission

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Research article

First published 2003-03

Auditor Independence,Accounting Firms,and the Securities and Exchange Commission

Virginia W. Gerde, Craig G. White

Business & Society

Select article: A Grounded Theory Analysis of Civil and Administrative Cases Pursued by the Security and Exchange Commission

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Research article

First published 2025-1

A Grounded Theory Analysis of Civil and Administrative Cases Pursued by the Security and Exchange Commission

Matthew Caines, Jurg Gerber

Journal of White Collar and Corporate Crime

Select article: Advertising Mutual Fund Returns: A Critical Analysis of a U.S. Securities and Exchange Commission Proposal to Change Advertising Law

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Research article

First published 2001-4

Advertising Mutual Fund Returns: A Critical Analysis of a U.S. Securities and Exchange Commission Proposal to Change Advertising Law

Ronald T. Wilcox

Journal of Public Policy & Marketing

Select article: Computerized retrieval and classification: An application to reasons for late filings with the securities and exchange commission

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Research article

First published 2006-3

Computerized retrieval and classification: An application to reasons for late filings with the securities and exchange commission

Ronen Feldman, Benjamin Rosenfeld, Ron Lazar [...]

Intelligent Data Analysis: An International Journal

Select article: The Securities and Exchange Commission and the City — Some Thoughts on Bureaucracies

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Research article

First published 1972-10

The Securities and Exchange Commission and the City — Some Thoughts on Bureaucracies

Tom Hadden

Common Law World Review

Select article: {BLR 2964} NET-LAWYERS–Securities and Exchange Commission–WWW

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News

First published 1999-08

{BLR 2964} NET-LAWYERS–Securities and Exchange Commission–WWW

Biotechnology Law Report

Select article: Securities and Exchange Commission v Cheng Yi Liang et al

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Other

First published 2011-08

Securities and Exchange Commission v Cheng Yi Liang et al

Biotechnology Law Report

Select article: Plan Fiduciaries’Duties after the Mutual Fund Scandals

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Research article

First published 2005-09

Plan Fiduciaries’Duties after the Mutual Fund Scandals

Jay B. Gould, David A. Goldstein

Compensation & Benefits Review

Select article: Clawback Provisions

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Research article

First published 2016-5

Clawback Provisions

Robert Bloom

Compensation & Benefits Review

Select article: Credit Rating Agencies in Capital Markets: A Review of Research Evidence on Selected Criticisms of the Agencies

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Review article

First published 2007-7

Credit Rating Agencies in Capital Markets: A Review of Research Evidence on Selected Criticisms of the Agencies

Carol Ann Frost

Journal of Accounting,Auditing & Finance

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